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Ball Russell David

Disclosed activity across 3 companies

Tapewire entity
16656
SEC CIK
0001299936

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
COMPASS MINERALS INTERNATIONAL INCCMP · Entity 4940DirectorMarch 05, 2026March 09, 2026
Ivanhoe Electric Inc.IE · Entity 984DirectorMarch 06, 2026March 09, 2026
NEWMONT Corp /DE/NEM · Entity 1894EVP & CFOMarch 31, 2013April 01, 2013

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

COMPASS MINERALS INTERNATIONAL INC

Report date March 05, 2026 · Filed March 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 · Expires 2027-03-04Direct5,032 Reported balance After 2026-03-05 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2026-03-05 · Grant · Acquired 5,032 · Balance 5,032

F1: Represents annual grant of restricted stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date.

Common StockSEC Table I · non-derivativeDirect186 Reported balance Holding disclosure · report date 2026-03-05 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 186

Filing footnotes · ownership attribution and instrument terms

F1: Represents annual grant of restricted stock units in connection with the Reporting Person's service as a director, which will vest on the earlier of (a) the day immediately preceding the Issuer's next annual meeting (as long as the meeting is held at least 50 weeks from the grant date) and (b) the first anniversary of the grant date.

Ivanhoe Electric Inc.

Report date March 06, 2026 · Filed March 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect37,629 Reported balance After 2026-03-06 transaction · row 1
1 source row

Row 1 · 2026-03-06 · Grant · Acquired 9,901 · Balance 37,629

F1: Deferred share unit award subject to vesting criteria relating to continued board service.

Filing footnotes · ownership attribution and instrument terms

F1: Deferred share unit award subject to vesting criteria relating to continued board service.

NEWMONT Corp /DE/

Report date March 31, 2013 · Filed April 01, 2013

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Phantom StockSEC Table II · derivative / convertible securityDirect1,297 Reported balance After 2013-03-31 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2013-03-31 · Grant · Acquired 14 · Balance 1,297

F1: Convertible on a 1-for-1 basis.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Convertible on a 1-for-1 basis.

F2: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer or pursuant to elective distributions in accordance with the terms and conditions of the Savings Equalization Plan of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
October 26, 2005 Filed Oct 28, 2005 20:31 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantStock Option (right to buy) · Derivative 6,250 $0.00 Strike: $45.16 $0.00
Disclosure

SEC source: 0001164727-05-000132 · edgar.xml · derivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2015-10-26

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning October 26, 2006.

Read SEC document
September 30, 2005 Filed Oct 4, 2005 16:51 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantPhantom Stock · Derivative 25 $47.17 $1,179.25
Disclosure

SEC source: 0001164727-05-000121 · edgar.xml · derivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 575

Underlying: Common Stock · 25 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

Read SEC document
August 31, 2005 Filed Sep 2, 2005 18:46 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantPhantom Stock · Derivative 29 $39.58 $1,147.82
Disclosure

SEC source: 0001164727-05-000113 · edgar.xml · derivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 550

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

Read SEC document
July 29, 2005 Filed Aug 2, 2005 20:32 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantPhantom Stock · Derivative 30 $37.55 $1,126.50
Disclosure

SEC source: 0001164727-05-000111 · edgar.xml · derivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 521

Underlying: Common Stock · 30 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

Read SEC document
June 30, 2005 Filed Jul 1, 2005 17:47 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantPhantom Stock · Derivative 29 $39.03 $1,131.87
Disclosure

SEC source: 0001164727-05-000110 · edgar.xml · derivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 491

Underlying: Common Stock · 29 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

Read SEC document
May 31, 2005 Filed Jun 2, 2005 20:57 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantPhantom Stock · Derivative 31 $37.24 $1,154.44
Disclosure

SEC source: 0001164727-05-000095 · edgar.xml · derivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 462

Underlying: Common Stock · 31 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

Read SEC document
April 27, 2005 Filed Apr 28, 2005 20:05 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantStock Option (right to buy) · Derivative 6,250 $0.00 Strike: $38.05 $0.00
Disclosure

SEC source: 0001164727-05-000092 · edgar.xml · derivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2015-04-27

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning April 27, 2006.

Read SEC document
March 31, 2005 Filed Apr 1, 2005 23:05 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantPhantom Stock · Derivative 1 $42.25 $42.25
Disclosure

SEC source: 0001164727-05-000077 · edgar.xml · derivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 431

Underlying: Common Stock · 1 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

Read SEC document
March 18, 2005 Filed Mar 22, 2005 23:24 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Tax withholdingCommon Stock, $1.60 par value 120 $44.54 $5,344.80
Disclosure

SEC source: 0001164727-05-000059 · edgar.xml · nonDerivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,374

F1 · balance_after: As of February 28, 2005 the reporting person held 673 shares of Newmont Mining Corporation common stock in his 401-K Plan.

Read SEC document
February 24, 2005 Filed Mar 1, 2005 00:38 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantCommon Stock, $1.60 par value 2,067 $0.00 $0.00
Disclosure

SEC source: 0001164727-05-000051 · edgar.xml · nonDerivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,494

Read SEC document
February 04, 2005 Filed Feb 8, 2005 21:28 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 306 $41.12 $12,582.72
Disclosure

SEC source: 0001164727-05-000027 · edgar.xml · nonDerivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,427

Read SEC document
February 01, 2005 Filed Feb 2, 2005 22:56 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Disposition to issuerCommon Stock, $1.60 par value 71 Not disclosed Not disclosed
Disclosure

SEC source: 0001164727-05-000016 · edgar.xml · nonDerivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,733

F1 · price: Forfeiture of restricted stock.

F2 · balance_after: As of January 31, 2005 the reporting person held 649 shares of Newmont Mining Corporation common stock in his 401-K Plan.

Read SEC document
December 31, 2004 Filed Jan 4, 2005 23:21 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantPhantom Stock · Derivative 21 $44.41 $932.61
Disclosure

SEC source: 0001164727-05-000001 · edgar.xml · derivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 429

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F3 · balance_after: As of December 31, 2004 the reporting person held 626 shares of Newmont Mining Corporation common stock in his 401-K Plan.

Read SEC document
December 07, 2004 Filed Dec 9, 2004 18:48 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantStock Option (right to buy) · Derivative 6,250 $0.00 Strike: $45.74 $0.00
Disclosure

SEC source: 0001164727-04-000153 · edgar.xml · derivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,250

Underlying: Common Stock · 6,250 shares

Expires 2014-12-07

F1 · derivative.exercise_date: The option vests in three equal annual installments beginning December 7, 2005.

Read SEC document
November 30, 2004 Filed Dec 2, 2004 18:26 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantPhantom Stock · Derivative 21 $47.35 $994.35
Disclosure

SEC source: 0001164727-04-000146 · edgar.xml · derivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 408

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F3 · balance_after: As of November 30, 2004 the reporting person held 626 shares of Newmont Mining Corporation comm stock in his 401-K Plan.

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 1,000 $0.00 Strike: $22.47 $0.00
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · derivative · entry 16

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2009-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The option vested in two equal annual installments beginning November 17, 2000 and 2001.

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 2,000 $0.00 Strike: $21.69 $0.00
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · derivative · entry 15

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,000 shares

Expires 2008-11-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The option vested in two equal annual installments beginning November 17, 1999 and 2000.

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionEmployee Stock Option (righ to buy) · Derivative 750 $0.00 Strike: $28.32 $0.00
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · derivative · entry 14

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 750 shares

Expires 2008-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The option vested in two equal annual installments beginning May 19, 1999 and 2000.

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 500 $0.00 Strike: $31.75 $0.00
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · derivative · entry 13

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 500 shares

Expires 2007-11-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: The option vested in two equal annual installments beginning November 18, 1998 and 1999.

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionEmployee Stock Option (right to buy) · Derivative 470 $0.00 Strike: $40.44 $0.00
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · derivative · entry 12

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 470 shares

Expires 2005-11-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The option vested in two equal annual installments beginning November 15, 1996 and 1997.

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 1,000 $48.92 $48,920.00
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · nonDerivative · entry 11

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,804

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionCommon Stock, $1.60 par value 1,000 $22.47 $22,470.00
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · nonDerivative · entry 10

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 2,000 $48.92 $97,840.00
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · nonDerivative · entry 9

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,804

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionCommon Stock, $1.60 par value 2,000 $21.69 $43,380.00
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · nonDerivative · entry 8

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 150 $48.95 $7,342.50
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · nonDerivative · entry 7

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,804

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 600 $48.94 $29,364.00
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · nonDerivative · entry 6

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,954

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionCommon Stock, $1.60 par value 750 $28.32 $21,240.00
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · nonDerivative · entry 5

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,554

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 500 $48.92 $24,460.00
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · nonDerivative · entry 4

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,804

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionCommon Stock, $1.60 par value 500 $31.75 $15,875.00
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · nonDerivative · entry 3

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,304

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 SaleCommon Stock, $1.60 par value 470 $48.95 $23,006.50
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · nonDerivative · entry 2

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,804

Read SEC document
November 12, 2004 Filed Nov 15, 2004 22:13 UTC NEWMONT Corp /DE/ NEM · Entity 1894 Exercise / conversionCommon Stock, $1.60 par value 470 $40.44 $19,006.80
Disclosure

SEC source: 0001164727-04-000139 · edgar.xml · nonDerivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,274

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
October 29, 2004 Filed Nov 2, 2004 23:11 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantPhantom Stock · Derivative 20 $47.52 $950.40
Disclosure

SEC source: 0001164727-04-000127 · edgar.xml · derivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 387

Underlying: Common Stock · 20 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F3 · balance_after: As of october 31, 2004 the reporting person held 624 shares of Newmont Mining Corporation comm stock in his 401-K Plan.

Read SEC document
September 30, 2004 Filed Oct 4, 2004 19:05 UTC NEWMONT Corp /DE/ NEM · Entity 1894 GrantPhantom Stock · Derivative 21 $45.53 $956.13
Disclosure

SEC source: 0001164727-04-000125 · edgar.xml · derivative · entry 1

Ball Russell David · CIK 0001299936 · V.P. and Controller

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 367

Underlying: Common Stock · 21 shares

Expires not disclosed

F1 · derivative.exercise_price: Converted on a 1-for-1 basis.

F2 · derivative.exercise_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F2 · derivative.expiration_date: Shares of phantom stock are payable in cash following termination of the reporting person's employment with the Issuer.

F3 · balance_after: As of September 30, 2004 the reporting person held 624 shares of Newmont Mining Corporation comm stock in his 401-K Plan.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.