Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ACM Research, Inc.ACMR · Entity 3926 | See Remarks | January 31, 2018 | May 17, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ACM Research, Inc.
Report date January 31, 2018 · Filed May 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 129,583 |
Ending reported balance
After 2018-01-31 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-01-31 · Exercise / conversion · Acquired 33,334 · Balance 106,668 F1: On January 31, 2018, the reporting person exercised previously issued stock options to purchase 33,334 shares of Class A Common Stock of the Issuer. Row 2 · 2018-01-31 · Exercise / conversion · Acquired 22,915 · Balance 129,583 F2: On January 31, 2018, the reporting person exercised previously issued stock options to purchase 22,915 shares of Class A Common Stock of the Issuer. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $0.75 · Expires 2021-05-01 | Direct | 0 |
Reported balance
After 2018-01-31 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-01-31 · Exercise / conversion · Disposed 33,334 · Balance 0 F1: On January 31, 2018, the reporting person exercised previously issued stock options to purchase 33,334 shares of Class A Common Stock of the Issuer. F3: The option was fully vested and exercisable. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $1.50 · Expires 2025-05-01 | Direct | 10,419 |
Reported balance
After 2018-01-31 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-01-31 · Exercise / conversion · Disposed 22,915 · Balance 10,419 F2: On January 31, 2018, the reporting person exercised previously issued stock options to purchase 22,915 shares of Class A Common Stock of the Issuer. F4: The option vested and became exercisable as to 8,333 shares on May 1, 2016 and the remaining 25,001 shares vest and become exercisable in equal monthly installments over the following 36 months, subject to continued service through each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: On January 31, 2018, the reporting person exercised previously issued stock options to purchase 33,334 shares of Class A Common Stock of the Issuer.
F2: On January 31, 2018, the reporting person exercised previously issued stock options to purchase 22,915 shares of Class A Common Stock of the Issuer.
F3: The option was fully vested and exercisable.
F4: The option vested and became exercisable as to 8,333 shares on May 1, 2016 and the remaining 25,001 shares vest and become exercisable in equal monthly installments over the following 36 months, subject to continued service through each vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2018 Filed May 17, 2018 20:36 UTC | ACM Research, Inc. ACMR · Entity 3926 | Exercise / conversionStock Option · Derivative | 22,915 | $0.00 Strike: $1.50 | $0.00 |
DisclosureSEC source: 0001654954-18-005607 · section16.xml · derivative · entry 4 Chen Fufa · CIK 0001721376 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,419 Underlying: Class A Common Stock · 22,915 shares Expires 2025-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On January 31, 2018, the reporting person exercised previously issued stock options to purchase 22,915 shares of Class A Common Stock of the Issuer. F4 · derivative.exercise_date: The option vested and became exercisable as to 8,333 shares on May 1, 2016 and the remaining 25,001 shares vest and become exercisable in equal monthly installments over the following 36 months, subject to continued service through each vesting date. Read SEC document |
| January 31, 2018 Filed May 17, 2018 20:36 UTC | ACM Research, Inc. ACMR · Entity 3926 | Exercise / conversionStock Option · Derivative | 33,334 | $0.00 Strike: $0.75 | $0.00 |
DisclosureSEC source: 0001654954-18-005607 · section16.xml · derivative · entry 3 Chen Fufa · CIK 0001721376 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 33,334 shares Expires 2021-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 31, 2018, the reporting person exercised previously issued stock options to purchase 33,334 shares of Class A Common Stock of the Issuer. F3 · derivative.exercise_date: The option was fully vested and exercisable. Read SEC document |
| January 31, 2018 Filed May 17, 2018 20:36 UTC | ACM Research, Inc. ACMR · Entity 3926 | Exercise / conversionClass A Common Stock | 22,915 | $1.50 | $34,372.50 |
DisclosureSEC source: 0001654954-18-005607 · section16.xml · nonDerivative · entry 2 Chen Fufa · CIK 0001721376 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,583 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · kind: On January 31, 2018, the reporting person exercised previously issued stock options to purchase 22,915 shares of Class A Common Stock of the Issuer. Read SEC document |
| January 31, 2018 Filed May 17, 2018 20:36 UTC | ACM Research, Inc. ACMR · Entity 3926 | Exercise / conversionClass A Common Stock | 33,334 | $0.75 | $25,000.50 |
DisclosureSEC source: 0001654954-18-005607 · section16.xml · nonDerivative · entry 1 Chen Fufa · CIK 0001721376 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,668 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: On January 31, 2018, the reporting person exercised previously issued stock options to purchase 33,334 shares of Class A Common Stock of the Issuer. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.