Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MATTEL INC /DE/
Report date May 17, 2018 · Filed May 21, 2018
Section 16 reporting ended · disclosed 2018-05-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 153,679 |
Ending reported balance
After 2018-05-17 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-05-17 · Exercise / conversion · Acquired 50,710 · Balance 166,235 F1: As reported on a Form 4 dated August 1, 2017 and filed on August 3, 2017, the Reporting Person received a grant of 50,710 Restricted Stock Units ("RSUs" or "Units") on August 1, 2017. The RSUs vest as to 100% of the Units granted on the date of Mattel's 2018 Annual Meeting of Stockholders (May 17,2018). On the vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 17, 2018, 100% of these RSUs vested, resulting in the issuance of 50,710 shares of Mattel, Inc. Common Stock. Row 2 · 2018-05-17 · Tax withholding · Disposed 12,556 · Balance 153,679 F2: Pursuant to the terms of the August 1, 2017 RSU grant, 12,556 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2018-05-17 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-05-17 · Exercise / conversion · Disposed 50,710 · Balance 0 F1: As reported on a Form 4 dated August 1, 2017 and filed on August 3, 2017, the Reporting Person received a grant of 50,710 Restricted Stock Units ("RSUs" or "Units") on August 1, 2017. The RSUs vest as to 100% of the Units granted on the date of Mattel's 2018 Annual Meeting of Stockholders (May 17,2018). On the vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 17, 2018, 100% of these RSUs vested, resulting in the issuance of 50,710 shares of Mattel, Inc. Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: As reported on a Form 4 dated August 1, 2017 and filed on August 3, 2017, the Reporting Person received a grant of 50,710 Restricted Stock Units ("RSUs" or "Units") on August 1, 2017. The RSUs vest as to 100% of the Units granted on the date of Mattel's 2018 Annual Meeting of Stockholders (May 17,2018). On the vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 17, 2018, 100% of these RSUs vested, resulting in the issuance of 50,710 shares of Mattel, Inc. Common Stock.
F2: Pursuant to the terms of the August 1, 2017 RSU grant, 12,556 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 17, 2018 Filed May 21, 2018 18:07 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 50,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-18-000036 · wf-form4_152692605208692.xml · derivative · entry 3 SINCLAIR CHRISTOPHER A · CIK 0001198856 · Director · Former Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,710 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2017 and filed on August 3, 2017, the Reporting Person received a grant of 50,710 Restricted Stock Units ("RSUs" or "Units") on August 1, 2017. The RSUs vest as to 100% of the Units granted on the date of Mattel's 2018 Annual Meeting of Stockholders (May 17,2018). On the vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 17, 2018, 100% of these RSUs vested, resulting in the issuance of 50,710 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2017 and filed on August 3, 2017, the Reporting Person received a grant of 50,710 Restricted Stock Units ("RSUs" or "Units") on August 1, 2017. The RSUs vest as to 100% of the Units granted on the date of Mattel's 2018 Annual Meeting of Stockholders (May 17,2018). On the vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 17, 2018, 100% of these RSUs vested, resulting in the issuance of 50,710 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2017 and filed on August 3, 2017, the Reporting Person received a grant of 50,710 Restricted Stock Units ("RSUs" or "Units") on August 1, 2017. The RSUs vest as to 100% of the Units granted on the date of Mattel's 2018 Annual Meeting of Stockholders (May 17,2018). On the vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 17, 2018, 100% of these RSUs vested, resulting in the issuance of 50,710 shares of Mattel, Inc. Common Stock. Read SEC document |
| May 17, 2018 Filed May 21, 2018 18:07 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 12,556 | $15.28 | $191,855.68 |
DisclosureSEC source: 0001523711-18-000036 · wf-form4_152692605208692.xml · nonDerivative · entry 2 SINCLAIR CHRISTOPHER A · CIK 0001198856 · Director · Former Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 153,679 F2 · shares: Pursuant to the terms of the August 1, 2017 RSU grant, 12,556 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| May 17, 2018 Filed May 21, 2018 18:07 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 50,710 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-18-000036 · wf-form4_152692605208692.xml · nonDerivative · entry 1 SINCLAIR CHRISTOPHER A · CIK 0001198856 · Director · Former Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,235 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated August 1, 2017 and filed on August 3, 2017, the Reporting Person received a grant of 50,710 Restricted Stock Units ("RSUs" or "Units") on August 1, 2017. The RSUs vest as to 100% of the Units granted on the date of Mattel's 2018 Annual Meeting of Stockholders (May 17,2018). On the vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 17, 2018, 100% of these RSUs vested, resulting in the issuance of 50,710 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantRestricted Stock Units · Derivative | 50,710 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000107 · wf-form4_150179309424803.xml · derivative · entry 5 SINCLAIR CHRISTOPHER A · CIK 0001198856 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,710 Underlying: Common Stock · 50,710 shares Expires not disclosed F4 · derivative.exercise_price: The RSUs were granted on August 1, 2017 pursuant to the Plan. Each Unit represents a contingent right to receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of such share). F5 · derivative.exercise_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. F5 · derivative.expiration_date: The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantEmployee Stock Option - Right to Buy · Derivative | 272,480 | $0.00 Strike: $19.72 | $0.00 |
DisclosureSEC source: 0001523711-17-000107 · wf-form4_150179309424803.xml · derivative · entry 4 SINCLAIR CHRISTOPHER A · CIK 0001198856 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 272,480 Underlying: Common Stock · 272,480 shares Expires 2027-08-01 F3 · derivative.exercise_date: The option was granted on August 1, 2017 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan (the "Plan"). The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 23,532 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000107 · wf-form4_150179309424803.xml · derivative · entry 3 SINCLAIR CHRISTOPHER A · CIK 0001198856 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,780 Underlying: Common Stock · 23,532 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 71,312 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 23,532 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 71,312 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 23,532 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 71,312 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 23,532 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 6,942 | $19.72 | $136,896.24 |
DisclosureSEC source: 0001523711-17-000107 · wf-form4_150179309424803.xml · nonDerivative · entry 2 SINCLAIR CHRISTOPHER A · CIK 0001198856 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,525 F2 · shares: Pursuant to the terms of the August 1, 2016 RSU grant, 6,942 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:45 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 23,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000107 · wf-form4_150179309424803.xml · nonDerivative · entry 1 SINCLAIR CHRISTOPHER A · CIK 0001198856 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 122,467 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 71,312 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 23,532 shares of Mattel, Inc. Common Stock. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:27 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 3,341 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000050 · wf-form4_149505281329508.xml · derivative · entry 2 SINCLAIR CHRISTOPHER A · CIK 0001198856 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,341 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated May 16, 2014 and filed on May 20, 2014, the Reporting Person received a grant of 3,341 Restricted Stock Units ("RSUs") on May 16, 2014. The RSUs were fully vested on the one year anniversary of the grant date and are settled on the third anniversary of the grant date. On May 16, 2017, 100% of these RSUs were settled, resulting in the issuance of 3,341 shares of Mattel Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated May 16, 2014 and filed on May 20, 2014, the Reporting Person received a grant of 3,341 Restricted Stock Units ("RSUs") on May 16, 2014. The RSUs were fully vested on the one year anniversary of the grant date and are settled on the third anniversary of the grant date. On May 16, 2017, 100% of these RSUs were settled, resulting in the issuance of 3,341 shares of Mattel Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated May 16, 2014 and filed on May 20, 2014, the Reporting Person received a grant of 3,341 Restricted Stock Units ("RSUs") on May 16, 2014. The RSUs were fully vested on the one year anniversary of the grant date and are settled on the third anniversary of the grant date. On May 16, 2017, 100% of these RSUs were settled, resulting in the issuance of 3,341 shares of Mattel Common Stock. Read SEC document |
| May 16, 2017 Filed May 17, 2017 20:27 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 3,341 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000050 · wf-form4_149505281329508.xml · nonDerivative · entry 1 SINCLAIR CHRISTOPHER A · CIK 0001198856 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated May 16, 2014 and filed on May 20, 2014, the Reporting Person received a grant of 3,341 Restricted Stock Units ("RSUs") on May 16, 2014. The RSUs were fully vested on the one year anniversary of the grant date and are settled on the third anniversary of the grant date. On May 16, 2017, 100% of these RSUs were settled, resulting in the issuance of 3,341 shares of Mattel Common Stock. Read SEC document |
| February 13, 2017 Filed Feb 14, 2017 22:42 UTC | MATTEL INC /DE/ MAT · Entity 1046 | PurchaseCommon Stock | 9,610 | $25.97 | $249,552.48 |
DisclosureSEC source: 0001523711-17-000019 · wf-form4_148711212283655.xml · nonDerivative · entry 1 SINCLAIR CHRISTOPHER A · CIK 0001198856 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,594 F1 · price: This transaction was executed in multiple purchases at prices ranging from $25.94 to $26.00. The price reported reflects the weighted average purchase price. The Reporting Person hereby undertakes to provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares and prices at which the transactions were effected. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.