Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| INTERNATIONAL BUSINESS MACHINES CORPIBM · Entity 2840 | Senior Vice President | May 08, 2013 | May 09, 2013 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
INTERNATIONAL BUSINESS MACHINES CORP
Report date May 08, 2013 · Filed May 09, 2013
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,490 |
Reported balance
After 2013-05-08 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2013-05-08 · Grant · Acquired 12 · Balance 2,490 F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis.
F2: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan.
F3: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2009 Filed May 21, 2009 13:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,000 | $105.65 | $105,650.00 |
DisclosureSEC source: 0001181431-09-026173 · rrd243351.xml · nonDerivative · entry 6 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,045.496 Read SEC document |
| May 20, 2009 Filed May 21, 2009 13:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,756 | $105.63 | $185,486.28 |
DisclosureSEC source: 0001181431-09-026173 · rrd243351.xml · nonDerivative · entry 5 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,045.496 Read SEC document |
| May 20, 2009 Filed May 21, 2009 13:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,395 | $105.62 | $358,579.90 |
DisclosureSEC source: 0001181431-09-026173 · rrd243351.xml · nonDerivative · entry 4 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,801.496 Read SEC document |
| May 20, 2009 Filed May 21, 2009 13:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 7,249 | $105.55 | $765,131.95 |
DisclosureSEC source: 0001181431-09-026173 · rrd243351.xml · nonDerivative · entry 3 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,196.496 Read SEC document |
| May 20, 2009 Filed May 21, 2009 13:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,000 | $105.54 | $211,080.00 |
DisclosureSEC source: 0001181431-09-026173 · rrd243351.xml · nonDerivative · entry 2 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,445.496 Read SEC document |
| May 20, 2009 Filed May 21, 2009 13:48 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,600 | $105.53 | $168,848.00 |
DisclosureSEC source: 0001181431-09-026173 · rrd243351.xml · nonDerivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,445.496 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,336 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024230 · rrd242206.xml · derivative · entry 9 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,674 Underlying: Common Stock · 2,336 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,632 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024230 · rrd242206.xml · derivative · entry 8 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,632 Underlying: Common Stock · 2,632 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024230 · rrd242206.xml · derivative · entry 7 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F2 · kind: Release of restricted stock units. F1 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F1 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,484 | $101.79 | $151,056.36 |
DisclosureSEC source: 0001181431-09-024230 · rrd242206.xml · nonDerivative · entry 6 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,045.496 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,250 | $101.79 | $127,237.50 |
DisclosureSEC source: 0001181431-09-024230 · rrd242206.xml · nonDerivative · entry 5 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,529.496 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 1,110 | $101.79 | $112,986.90 |
DisclosureSEC source: 0001181431-09-024230 · rrd242206.xml · nonDerivative · entry 4 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,779.496 Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 3,125 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024230 · rrd242206.xml · nonDerivative · entry 3 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,889.496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024230 · rrd242206.xml · nonDerivative · entry 2 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 86,764.496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 08, 2009 Filed May 11, 2009 23:28 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 2,336 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-024230 · rrd242206.xml · nonDerivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 84,132.496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 06, 2009 Filed May 7, 2009 17:51 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 133 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-023348 · rrd241776.xml · derivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,322 Underlying: Common Stock · 133 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 06, 2009 Filed Feb 9, 2009 15:50 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 130 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-007212 · rrd232461.xml · derivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,189 Underlying: Common Stock · 130 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Tax withholdingCommon Stock | 8,401 | $92.36 | $775,916.36 |
DisclosureSEC source: 0001181431-09-006240 · rrd231809.xml · nonDerivative · entry 2 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,548.774 Read SEC document |
| February 01, 2009 Filed Feb 3, 2009 23:09 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantCommon Stock | 21,563 | $0.00 | $0.00 |
DisclosureSEC source: 0001181431-09-006240 · rrd231809.xml · nonDerivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 89,949.774 F1 · kind: These shares result from performance share units which vested at the end of the performance period (2006-2008) and were payable in cash or the company's common stock on the transaction date shown. Read SEC document |
| November 06, 2008 Filed Nov 7, 2008 17:52 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 146 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-060249 · rrd222625.xml · derivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,067 Underlying: Common Stock · 146 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 54,960 | $0.00 Strike: $97.59 | $0.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · derivative · entry 24 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,960 shares Expires 2012-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 44,045 | $0.00 Strike: $104.71 | $0.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · derivative · entry 23 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 44,045 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 50,728 | $0.00 Strike: $105.96 | $0.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · derivative · entry 22 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,728 shares Expires 2014-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $124.21 | $74,526.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 21 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,314.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $124.20 | $24,840.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 20 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,914.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 2,100 | $124.12 | $260,652.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 19 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,114.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $124.12 | $12,411.50 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 18 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,214.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,100 | $124.11 | $384,741.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 17 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,314.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 300 | $124.10 | $37,230.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 16 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,414.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 4,833 | $124.09 | $599,726.97 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 15 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,714.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 900 | $124.08 | $111,672.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 14 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,547.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 100 | $124.08 | $12,407.50 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 13 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,447.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 200 | $124.07 | $24,814.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 12 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,547.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,200 | $124.06 | $148,872.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 11 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,747.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 500 | $124.06 | $62,027.50 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 10 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,947.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 5,800 | $124.05 | $719,490.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 9 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,447.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 3,800 | $124.04 | $471,352.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 8 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,247.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 5,000 | $124.03 | $620,150.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 7 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 92,047.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 1,100 | $124.02 | $136,422.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 6 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 97,047.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 600 | $124.01 | $74,406.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 5 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,147.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | SaleCommon Stock | 119,300 | $124.00 | $14,793,200.00 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 4 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 98,747.6177 Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 50,728 | $105.96 | $5,375,138.88 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 3 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 218,047.6177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 44,045 | $104.71 | $4,611,951.95 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 2 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,319.6177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 27, 2008 Filed Aug 28, 2008 18:17 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 54,960 | $97.59 | $5,363,546.40 |
DisclosureSEC source: 0001181431-08-050527 · rrd217355.xml · nonDerivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,274.6177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 22, 2008 Filed Aug 25, 2008 17:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionEmp. Stock Option (right to buy) · Derivative | 955 | $0.00 Strike: $104.71 | $0.00 |
DisclosureSEC source: 0001181431-08-049902 · rrd216997.xml · derivative · entry 2 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 955 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: This grant vested in four equal annual installments; the last installment vested on the date shown above. Read SEC document |
| August 22, 2008 Filed Aug 25, 2008 17:49 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionCommon Stock | 955 | $104.71 | $99,998.05 |
DisclosureSEC source: 0001181431-08-049902 · rrd216997.xml · nonDerivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,314.6177 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 06, 2008 Filed Aug 7, 2008 16:02 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantPhantom Stock Unit · Derivative | 96 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-046709 · rrd215267.xml · derivative · entry 1 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,900 Underlying: Common Stock · 96 shares Expires not disclosed F1 · derivative.exercise_price: Phantom stock units convert to the cash value of the company's common stock on a one-for-one basis. F2 · kind: Acquisition of phantom stock units under the IBM Excess 401(k) Plus Plan. F3 · derivative.exercise_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. F3 · derivative.expiration_date: Distribution of phantom stock units under the IBM Excess 401(k) Plus Plan is deferred until separation from the company. The reporting person may transfer these phantom stock units into an alternative investment account under such plan. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 2,631 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030272 · rrd206139.xml · derivative · entry 30 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,264 Underlying: Common Stock · 2,631 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | Exercise / conversionRst. Stock Unit · Derivative | 3,125 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030272 · rrd206139.xml · derivative · entry 29 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Underlying: Common Stock · 3,125 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F4 · kind: Release of restricted stock units. F3 · derivative.exercise_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. F3 · derivative.expiration_date: These units were payable in cash or the company's common stock upon the lapse of the restrictions on the transaction date shown. Read SEC document |
| May 08, 2008 Filed May 9, 2008 21:29 UTC | INTERNATIONAL BUSINESS MACHINES CORP IBM · Entity 2840 | GrantRst. Stock Unit · Derivative | 7,010 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001181431-08-030272 · rrd206139.xml · derivative · entry 28 MACDONALD J RANDALL · CIK 0001180458 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,010 Underlying: Common Stock · 7,010 shares Expires not disclosed F2 · derivative.exercise_price: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011. F2 · kind: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011. F2 · derivative.exercise_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011. F2 · derivative.expiration_date: Upon lapse of the restrictions, these units are payable in cash or the company's common stock. The restrictions lapse for 2,336 of these units on 05/08/2009, for 2,337 of these units on 05/08/2010, and for the remaining 2,337 of these units on 05/08/2011. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.