Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PG&E CorpPCG · Entity 3143 | Director | May 22, 2018 | May 24, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PG&E Corp
Report date May 22, 2018 · Filed May 24, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,786.66 |
Reported balance
After 2018-05-22 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-22 · Grant · Acquired 3,208 · Balance 33,786.66 F1: Restricted Stock Units (RSUs) granted under the PG&E Corporation 2014 Long-Term Incentive Plan (LTIP). RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis. As described in the LTIP, RSUs vest upon the earliest of one year from the date of grant, the last day of a director's elected term, or a director's death, disability, or termination following a change in control. F2: This total includes 1,461.49 units of phantom stock granted under the PG&E Corporation Non-Employee Director Stock Incentive Plan (SIP), and reflects the acquisition of 11.45 units of phantom stock on 7/17/17 and 14.36 units of phantom stock on 10/16/17, pursuant to a dividend reinvestment feature of the SIP. This total also reflects the acquisition of 73.22 RSUs on 7/17/17 and 91.84 RSUs on 10/16/17 pursuant to a dividend reinvestment feature of the LTIP. The phantom stock units and the RSUs are automatically payable in shares of PG&E Corporation common stock only. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted Stock Units (RSUs) granted under the PG&E Corporation 2014 Long-Term Incentive Plan (LTIP). RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis. As described in the LTIP, RSUs vest upon the earliest of one year from the date of grant, the last day of a director's elected term, or a director's death, disability, or termination following a change in control.
F2: This total includes 1,461.49 units of phantom stock granted under the PG&E Corporation Non-Employee Director Stock Incentive Plan (SIP), and reflects the acquisition of 11.45 units of phantom stock on 7/17/17 and 14.36 units of phantom stock on 10/16/17, pursuant to a dividend reinvestment feature of the SIP. This total also reflects the acquisition of 73.22 RSUs on 7/17/17 and 91.84 RSUs on 10/16/17 pursuant to a dividend reinvestment feature of the LTIP. The phantom stock units and the RSUs are automatically payable in shares of PG&E Corporation common stock only.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
WEST MARINE INC
Report date September 14, 2017 · Filed September 18, 2017
Section 16 reporting ended · disclosed 2017-09-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-14 transaction · row 1
1 source rowRow 1 · 2017-09-14 · Disposition to issuer · Disposed 41,988 · Balance 0 F1: Outstanding shares of common stock disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among the Issuer, Rising Tide Parent, Inc., a Delaware corporation ("Parent"), and Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, effective September 14, 2017, Merger Sub was merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent. F2: Includes 6,493 restricted stock units ("RSUs") that were accelerated and became fully-vested and then cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled RSUs multiplied by (ii) $12.97. F3: Outstanding shares disposed of pursuant to the Merger Agreement in exchange for $12.97 for each share of the Issuer's common stock held by the Reporting Person. |
Filing footnotes · ownership attribution and instrument terms
F1: Outstanding shares of common stock disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among the Issuer, Rising Tide Parent, Inc., a Delaware corporation ("Parent"), and Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, effective September 14, 2017, Merger Sub was merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent.
F2: Includes 6,493 restricted stock units ("RSUs") that were accelerated and became fully-vested and then cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled RSUs multiplied by (ii) $12.97.
F3: Outstanding shares disposed of pursuant to the Merger Agreement in exchange for $12.97 for each share of the Issuer's common stock held by the Reporting Person.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 22, 2018 Filed May 24, 2018 20:52 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 3,208 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-018807 · form4.xml · nonDerivative · entry 1 RAMBO BARBARA L · CIK 0001221221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,786.66 F1 · shares: Restricted Stock Units (RSUs) granted under the PG&E Corporation 2014 Long-Term Incentive Plan (LTIP). RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis. As described in the LTIP, RSUs vest upon the earliest of one year from the date of grant, the last day of a director's elected term, or a director's death, disability, or termination following a change in control. F2 · balance_after: This total includes 1,461.49 units of phantom stock granted under the PG&E Corporation Non-Employee Director Stock Incentive Plan (SIP), and reflects the acquisition of 11.45 units of phantom stock on 7/17/17 and 14.36 units of phantom stock on 10/16/17, pursuant to a dividend reinvestment feature of the SIP. This total also reflects the acquisition of 73.22 RSUs on 7/17/17 and 91.84 RSUs on 10/16/17 pursuant to a dividend reinvestment feature of the LTIP. The phantom stock units and the RSUs are automatically payable in shares of PG&E Corporation common stock only. Read SEC document |
| September 14, 2017 Filed Sep 18, 2017 12:12 UTC | WEST MARINE INC WMAR · Entity 173109 | Disposition to issuerCommon Stock | 41,988 | $12.97 | $544,584.36 |
DisclosureSEC source: 0000912833-17-000044 · wf-form4_150575111663049.xml · nonDerivative · entry 1 RAMBO BARBARA L · CIK 0001221221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Outstanding shares of common stock disposed of pursuant to the terms of an Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 29, 2017, by and among the Issuer, Rising Tide Parent, Inc., a Delaware corporation ("Parent"), and Rising Tide Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"). Pursuant to the Merger Agreement, effective September 14, 2017, Merger Sub was merged with and into the Issuer, with the Issuer surviving the merger as a wholly-owned subsidiary of Parent. F2 · shares: Includes 6,493 restricted stock units ("RSUs") that were accelerated and became fully-vested and then cancelled pursuant to the Merger Agreement in exchange for a cash payment equal to the product of (i) the total number of shares of the Issuer's common stock subject to the cancelled RSUs multiplied by (ii) $12.97. F3 · price: Outstanding shares disposed of pursuant to the Merger Agreement in exchange for $12.97 for each share of the Issuer's common stock held by the Reporting Person. Read SEC document |
| June 01, 2017 Filed Jun 5, 2017 16:57 UTC | WEST MARINE INC WMAR · Entity 173109 | GrantCommon Stock | 6,493 | $0.00 | $0.00 |
DisclosureSEC source: 0000912833-17-000032 · wf-form4_149669622408243.xml · nonDerivative · entry 1 RAMBO BARBARA L · CIK 0001221221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,988 F1 · shares: Represents restricted stock units ("RSUs") that vest on the earlier of June 1, 2018 or the date of the Issuer's 2018 Annual Meeting of Stockholders. F2 · price: This award of RSUs was granted pursuant to the terms of the West Marine, Inc. Amended and Restated Omnibus Equity Incentive Plan. Each RSU represents a contingent right to receive one share of common stock upon vesting. F3 · balance_after: Includes unvested RSUs. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 17:27 UTC | PG&E Corp PCG · Entity 3143 | GrantCommon Stock | 2,062 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-019959 · form4.xml · nonDerivative · entry 1 RAMBO BARBARA L · CIK 0001221221 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,387.8 F1 · shares: Restricted Stock Units (RSUs) granted under the PG&E Corporation 2014 Long-Term Incentive Plan (LTIP). RSUs are payable in shares of PG&E Corporation common stock on a one-for-one basis. As described in the LTIP, RSUs vest upon the earliest of one year from the date of grant, the last day of a director's elected term, or a director's death, disability, or termination following a change in control. F2 · balance_after: This total includes 1,435.69 units of phantom stock granted under the PG&E Corporation Non-Employee Director Stock Incentive Plan (SIP), and reflects the acquisition of 10.56 units of phantom stock on 7/15/16, 11.38 units of phantom stock on 10/17/16, 11.22 units of phantom stock on 1/17/17, and 10.35 units of phantom stock on 4/17/17, pursuant to a dividend reinvestment feature of the SIP. This total also reflects the acquisition of 70.25 RSUs on 7/15/16, 75.73 RSUs on 10/17/16, 74.64 RSUs on 1/17/17, and 68.87 RSUs on 4/17/17 pursuant to a dividend reinvestment feature of the LTIP. The phantom stock units and the RSUs are automatically payable in shares of PG&E Corporation common stock only. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.