organization · Reporting owner
RAD2 Minerals, Ltd
Disclosed activity across 1 company
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Viking Global Technologies, Inc.CEI · Entity 8135 | General Partner | May 24, 2018 | May 25, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Viking Global Technologies, Inc.
Report date May 24, 2018 · Filed May 25, 2018
Jointly reported with AZAR II RICHARD NATHAN, RAD2 Management, LLC, Segundo Resources, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSegundo Resources, LLC | 2,569 |
Reported balance
After 2018-05-24 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-05-24 · Grant · Acquired 249 · Balance 2,569 F4: Represents shares of common stock of the Issuer issued in consideration for dividends which accrued on the Series B Preferred Stock at the rate of 6% per annum, based on the $25 face value per share of the Series B Preferred Stock (see also footnote 5). Exempt from Section 16(b) pursuant to Rule 16b-3(d). F5: Represents the quarterly dividend due on the Series B Preferred Stock for the period from January 1, 2018 to March 31, 2018, which was paid by the Issuer in shares of common stock, based on a dividend issuance price of $87.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F1: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer. F2: RAD2 and RAD2 LLC, which are also reporting their ownership on this Form 4, do not have a pecuniary interest in the securities owned by Mr. Azar or Segundo. RAD2 has pledged 124,825 of its shares to secure amounts due under the Issuer's August 2016 $40 million loan agreement with International Bank of Commerce. F3: Segundo, which is also reporting its ownership on this Form 4, does not have a pecuniary interest in the securities owned by Mr. Azar, RAD2 LLC or RAD2. |
| Common StockSEC Table I · non-derivative | IndirectRAD2 Minerals, Ltd. | 141,859 |
Reported balance
After 2018-05-24 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2018-05-24 · Grant · Acquired 856 · Balance 141,859 F4: Represents shares of common stock of the Issuer issued in consideration for dividends which accrued on the Series B Preferred Stock at the rate of 6% per annum, based on the $25 face value per share of the Series B Preferred Stock (see also footnote 5). Exempt from Section 16(b) pursuant to Rule 16b-3(d). F5: Represents the quarterly dividend due on the Series B Preferred Stock for the period from January 1, 2018 to March 31, 2018, which was paid by the Issuer in shares of common stock, based on a dividend issuance price of $87.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F1: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer. F2: RAD2 and RAD2 LLC, which are also reporting their ownership on this Form 4, do not have a pecuniary interest in the securities owned by Mr. Azar or Segundo. RAD2 has pledged 124,825 of its shares to secure amounts due under the Issuer's August 2016 $40 million loan agreement with International Bank of Commerce. F3: Segundo, which is also reporting its ownership on this Form 4, does not have a pecuniary interest in the securities owned by Mr. Azar, RAD2 LLC or RAD2. |
| Common StockSEC Table I · non-derivative | Direct | 2,283 |
Reported balance
After 2018-05-24 transaction · row 3
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 3 · 2018-05-24 · Grant · Acquired 457 · Balance 2,283 F4: Represents shares of common stock of the Issuer issued in consideration for dividends which accrued on the Series B Preferred Stock at the rate of 6% per annum, based on the $25 face value per share of the Series B Preferred Stock (see also footnote 5). Exempt from Section 16(b) pursuant to Rule 16b-3(d). F5: Represents the quarterly dividend due on the Series B Preferred Stock for the period from January 1, 2018 to March 31, 2018, which was paid by the Issuer in shares of common stock, based on a dividend issuance price of $87.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer.
F2: RAD2 and RAD2 LLC, which are also reporting their ownership on this Form 4, do not have a pecuniary interest in the securities owned by Mr. Azar or Segundo. RAD2 has pledged 124,825 of its shares to secure amounts due under the Issuer's August 2016 $40 million loan agreement with International Bank of Commerce.
F3: Segundo, which is also reporting its ownership on this Form 4, does not have a pecuniary interest in the securities owned by Mr. Azar, RAD2 LLC or RAD2.
F4: Represents shares of common stock of the Issuer issued in consideration for dividends which accrued on the Series B Preferred Stock at the rate of 6% per annum, based on the $25 face value per share of the Series B Preferred Stock (see also footnote 5). Exempt from Section 16(b) pursuant to Rule 16b-3(d).
F5: Represents the quarterly dividend due on the Series B Preferred Stock for the period from January 1, 2018 to March 31, 2018, which was paid by the Issuer in shares of common stock, based on a dividend issuance price of $87.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2018 Filed May 25, 2018 18:08 UTC | Viking Global Technologies, Inc. CEI · Entity 8135 | GrantCommon Stock | 457 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580695-18-000289 · azar-form4_052418.xml · nonDerivative · entry 3 AZAR II RICHARD NATHAN · CIK 0001682851 · Director RAD2 Management, LLC · CIK 0001683886 · Manager RAD2 Minerals, Ltd · CIK 0001683887 · General Partner Segundo Resources, LLC · CIK 0001683885 · Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,283 F4 · kind: Represents shares of common stock of the Issuer issued in consideration for dividends which accrued on the Series B Preferred Stock at the rate of 6% per annum, based on the $25 face value per share of the Series B Preferred Stock (see also footnote 5). Exempt from Section 16(b) pursuant to Rule 16b-3(d). F5 · kind: Represents the quarterly dividend due on the Series B Preferred Stock for the period from January 1, 2018 to March 31, 2018, which was paid by the Issuer in shares of common stock, based on a dividend issuance price of $87.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F5 · price: Represents the quarterly dividend due on the Series B Preferred Stock for the period from January 1, 2018 to March 31, 2018, which was paid by the Issuer in shares of common stock, based on a dividend issuance price of $87.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. Read SEC document |
| May 24, 2018 Filed May 25, 2018 18:08 UTC | Viking Global Technologies, Inc. CEI · Entity 8135 | GrantCommon Stock | 856 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580695-18-000289 · azar-form4_052418.xml · nonDerivative · entry 2 AZAR II RICHARD NATHAN · CIK 0001682851 · Director RAD2 Management, LLC · CIK 0001683886 · Manager RAD2 Minerals, Ltd · CIK 0001683887 · General Partner Segundo Resources, LLC · CIK 0001683885 · Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · RAD2 Minerals, Ltd. Disclosed balance after: 141,859 F4 · kind: Represents shares of common stock of the Issuer issued in consideration for dividends which accrued on the Series B Preferred Stock at the rate of 6% per annum, based on the $25 face value per share of the Series B Preferred Stock (see also footnote 5). Exempt from Section 16(b) pursuant to Rule 16b-3(d). F5 · kind: Represents the quarterly dividend due on the Series B Preferred Stock for the period from January 1, 2018 to March 31, 2018, which was paid by the Issuer in shares of common stock, based on a dividend issuance price of $87.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F5 · price: Represents the quarterly dividend due on the Series B Preferred Stock for the period from January 1, 2018 to March 31, 2018, which was paid by the Issuer in shares of common stock, based on a dividend issuance price of $87.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F1 · ownership.nature: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer. F2 · ownership.nature: RAD2 and RAD2 LLC, which are also reporting their ownership on this Form 4, do not have a pecuniary interest in the securities owned by Mr. Azar or Segundo. RAD2 has pledged 124,825 of its shares to secure amounts due under the Issuer's August 2016 $40 million loan agreement with International Bank of Commerce. F3 · ownership.nature: Segundo, which is also reporting its ownership on this Form 4, does not have a pecuniary interest in the securities owned by Mr. Azar, RAD2 LLC or RAD2. Read SEC document |
| May 24, 2018 Filed May 25, 2018 18:08 UTC | Viking Global Technologies, Inc. CEI · Entity 8135 | GrantCommon Stock | 249 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580695-18-000289 · azar-form4_052418.xml · nonDerivative · entry 1 AZAR II RICHARD NATHAN · CIK 0001682851 · Director RAD2 Management, LLC · CIK 0001683886 · Manager RAD2 Minerals, Ltd · CIK 0001683887 · General Partner Segundo Resources, LLC · CIK 0001683885 · Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Segundo Resources, LLC Disclosed balance after: 2,569 F4 · kind: Represents shares of common stock of the Issuer issued in consideration for dividends which accrued on the Series B Preferred Stock at the rate of 6% per annum, based on the $25 face value per share of the Series B Preferred Stock (see also footnote 5). Exempt from Section 16(b) pursuant to Rule 16b-3(d). F5 · kind: Represents the quarterly dividend due on the Series B Preferred Stock for the period from January 1, 2018 to March 31, 2018, which was paid by the Issuer in shares of common stock, based on a dividend issuance price of $87.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F5 · price: Represents the quarterly dividend due on the Series B Preferred Stock for the period from January 1, 2018 to March 31, 2018, which was paid by the Issuer in shares of common stock, based on a dividend issuance price of $87.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F1 · ownership.nature: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer. F2 · ownership.nature: RAD2 and RAD2 LLC, which are also reporting their ownership on this Form 4, do not have a pecuniary interest in the securities owned by Mr. Azar or Segundo. RAD2 has pledged 124,825 of its shares to secure amounts due under the Issuer's August 2016 $40 million loan agreement with International Bank of Commerce. F3 · ownership.nature: Segundo, which is also reporting its ownership on this Form 4, does not have a pecuniary interest in the securities owned by Mr. Azar, RAD2 LLC or RAD2. Read SEC document |
| February 06, 2018 Filed Feb 13, 2018 21:38 UTC | Viking Global Technologies, Inc. CEI · Entity 8135 | GrantCommon Stock | 34,236 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580695-18-000089 · azar-form4_020618.xml · nonDerivative · entry 3 AZAR II RICHARD NATHAN · CIK 0001682851 · Director · 10% owner RAD2 Management, LLC · CIK 0001683886 · Manager RAD2 Minerals, Ltd · CIK 0001683887 · General Partner Segundo Resources, LLC · CIK 0001683885 · Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,648 F4 · kind: Represents shares of common stock of the Issuer issued in consideration for dividends which accrued on the Series B Preferred Stock at the rate of 6% per annum, based on the $25 face value per share of the Series B Preferred Stock (see also footnote 5). Exempt from Section 16(b) pursuant to Rule 16b-3(d). F5 · kind: Represents the quarterly dividend due on the Series B Preferred Stock for the period from (a) April 1, 2017 to June 30, 2017; (b) July 1, 2017 to September 30, 2017; and (c) October 1, 2017 to December 31, 2017, which were each paid by the Issuer in shares of common stock, based on a dividend issuance price of $3.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F5 · price: Represents the quarterly dividend due on the Series B Preferred Stock for the period from (a) April 1, 2017 to June 30, 2017; (b) July 1, 2017 to September 30, 2017; and (c) October 1, 2017 to December 31, 2017, which were each paid by the Issuer in shares of common stock, based on a dividend issuance price of $3.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. Read SEC document |
| February 06, 2018 Filed Feb 13, 2018 21:38 UTC | Viking Global Technologies, Inc. CEI · Entity 8135 | GrantCommon Stock | 64,287 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580695-18-000089 · azar-form4_020618.xml · nonDerivative · entry 2 AZAR II RICHARD NATHAN · CIK 0001682851 · Director · 10% owner RAD2 Management, LLC · CIK 0001683886 · Manager RAD2 Minerals, Ltd · CIK 0001683887 · General Partner Segundo Resources, LLC · CIK 0001683885 · Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · RAD2 Minerals, Ltd. Disclosed balance after: 3,525,055 F4 · kind: Represents shares of common stock of the Issuer issued in consideration for dividends which accrued on the Series B Preferred Stock at the rate of 6% per annum, based on the $25 face value per share of the Series B Preferred Stock (see also footnote 5). Exempt from Section 16(b) pursuant to Rule 16b-3(d). F5 · kind: Represents the quarterly dividend due on the Series B Preferred Stock for the period from (a) April 1, 2017 to June 30, 2017; (b) July 1, 2017 to September 30, 2017; and (c) October 1, 2017 to December 31, 2017, which were each paid by the Issuer in shares of common stock, based on a dividend issuance price of $3.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F5 · price: Represents the quarterly dividend due on the Series B Preferred Stock for the period from (a) April 1, 2017 to June 30, 2017; (b) July 1, 2017 to September 30, 2017; and (c) October 1, 2017 to December 31, 2017, which were each paid by the Issuer in shares of common stock, based on a dividend issuance price of $3.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F1 · ownership.nature: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer. F2 · ownership.nature: RAD2 and RAD2 LLC, which are also reporting their ownership on this Form 4, do not have a pecuniary interest in the securities owned by Mr. Azar or Segundo. RAD2 has pledged 3,120,606 of its shares to secure amounts due under the Issuer's August 2016 $40 million loan agreement with International Bank of Commerce. F3 · ownership.nature: Segundo, which is also reporting its ownership on this Form 4, does not have a pecuniary interest in the securities owned by Mr. Azar, RAD2 LLC or RAD2. Read SEC document |
| February 06, 2018 Filed Feb 13, 2018 21:38 UTC | Viking Global Technologies, Inc. CEI · Entity 8135 | GrantCommon Stock | 18,645 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580695-18-000089 · azar-form4_020618.xml · nonDerivative · entry 1 AZAR II RICHARD NATHAN · CIK 0001682851 · Director · 10% owner RAD2 Management, LLC · CIK 0001683886 · Manager RAD2 Minerals, Ltd · CIK 0001683887 · General Partner Segundo Resources, LLC · CIK 0001683885 · Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Segundo Resources, LLC Disclosed balance after: 57,979 F4 · kind: Represents shares of common stock of the Issuer issued in consideration for dividends which accrued on the Series B Preferred Stock at the rate of 6% per annum, based on the $25 face value per share of the Series B Preferred Stock (see also footnote 5). Exempt from Section 16(b) pursuant to Rule 16b-3(d). F5 · kind: Represents the quarterly dividend due on the Series B Preferred Stock for the period from (a) April 1, 2017 to June 30, 2017; (b) July 1, 2017 to September 30, 2017; and (c) October 1, 2017 to December 31, 2017, which were each paid by the Issuer in shares of common stock, based on a dividend issuance price of $3.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F5 · price: Represents the quarterly dividend due on the Series B Preferred Stock for the period from (a) April 1, 2017 to June 30, 2017; (b) July 1, 2017 to September 30, 2017; and (c) October 1, 2017 to December 31, 2017, which were each paid by the Issuer in shares of common stock, based on a dividend issuance price of $3.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F1 · ownership.nature: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer. F2 · ownership.nature: RAD2 and RAD2 LLC, which are also reporting their ownership on this Form 4, do not have a pecuniary interest in the securities owned by Mr. Azar or Segundo. RAD2 has pledged 3,120,606 of its shares to secure amounts due under the Issuer's August 2016 $40 million loan agreement with International Bank of Commerce. F3 · ownership.nature: Segundo, which is also reporting its ownership on this Form 4, does not have a pecuniary interest in the securities owned by Mr. Azar, RAD2 LLC or RAD2. Read SEC document |
| April 04, 2017 Filed Jan 22, 2018 16:23 UTC | Viking Global Technologies, Inc. CEI · Entity 8135 | OtherCommon Stock | 11,412 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580695-18-000057 · azar-form4_011917.xml · nonDerivative · entry 5 AZAR II RICHARD NATHAN · CIK 0001682851 · Director · 10% owner RAD2 Management, LLC · CIK 0001683886 · Manager RAD2 Minerals, Ltd · CIK 0001683887 · General Partner Segundo Resources, LLC · CIK 0001683885 · Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,412 F4 · kind: Represents shares of common stock of the Issuer issued in consideration for dividends which accrued on the Series B Preferred Stock at the rate of 6% per annum, based on the $25 face value per share of the Series B Preferred Stock (see also footnotes 5 and 6). F6 · kind: Represents the quarterly dividend due on the Series B Preferred Stock for the quarter ended March 31, 2017, which was paid by the Issuer in shares of common stock, based on a dividend issuance price of $3.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F1 · price: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer. Read SEC document |
| April 04, 2017 Filed Jan 22, 2018 16:23 UTC | Viking Global Technologies, Inc. CEI · Entity 8135 | OtherCommon Stock | 21,429 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580695-18-000057 · azar-form4_011917.xml · nonDerivative · entry 4 AZAR II RICHARD NATHAN · CIK 0001682851 · Director · 10% owner RAD2 Management, LLC · CIK 0001683886 · Manager RAD2 Minerals, Ltd · CIK 0001683887 · General Partner Segundo Resources, LLC · CIK 0001683885 · Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · RAD2 Minerals, Ltd. Disclosed balance after: 3,460,768 F4 · kind: Represents shares of common stock of the Issuer issued in consideration for dividends which accrued on the Series B Preferred Stock at the rate of 6% per annum, based on the $25 face value per share of the Series B Preferred Stock (see also footnotes 5 and 6). F6 · kind: Represents the quarterly dividend due on the Series B Preferred Stock for the quarter ended March 31, 2017, which was paid by the Issuer in shares of common stock, based on a dividend issuance price of $3.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F1 · price: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer. F1 · ownership.nature: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer. F2 · ownership.nature: RAD2 and RAD2 LLC, which are also reporting their ownership on this Form 4, do not have a pecuniary interest in the securities owned by Mr. Azar or Segundo. RAD2 has pledged 3,120,606 of its shares to secure amounts due under the Issuer's August 2016 $40 million loan agreement with International Bank of Commerce. F3 · ownership.nature: Segundo, which is also reporting its ownership on this Form 4, does not have a pecuniary interest in the securities owned by Mr. Azar, RAD2 LLC or RAD2. Read SEC document |
| April 04, 2017 Filed Jan 22, 2018 16:23 UTC | Viking Global Technologies, Inc. CEI · Entity 8135 | OtherCommon Stock | 6,215 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580695-18-000057 · azar-form4_011917.xml · nonDerivative · entry 3 AZAR II RICHARD NATHAN · CIK 0001682851 · Director · 10% owner RAD2 Management, LLC · CIK 0001683886 · Manager RAD2 Minerals, Ltd · CIK 0001683887 · General Partner Segundo Resources, LLC · CIK 0001683885 · Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Segundo Resources, LLC Disclosed balance after: 39,334 F4 · kind: Represents shares of common stock of the Issuer issued in consideration for dividends which accrued on the Series B Preferred Stock at the rate of 6% per annum, based on the $25 face value per share of the Series B Preferred Stock (see also footnotes 5 and 6). F6 · kind: Represents the quarterly dividend due on the Series B Preferred Stock for the quarter ended March 31, 2017, which was paid by the Issuer in shares of common stock, based on a dividend issuance price of $3.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F1 · price: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer. F1 · ownership.nature: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer. F2 · ownership.nature: RAD2 and RAD2 LLC, which are also reporting their ownership on this Form 4, do not have a pecuniary interest in the securities owned by Mr. Azar or Segundo. RAD2 has pledged 3,120,606 of its shares to secure amounts due under the Issuer's August 2016 $40 million loan agreement with International Bank of Commerce. F3 · ownership.nature: Segundo, which is also reporting its ownership on this Form 4, does not have a pecuniary interest in the securities owned by Mr. Azar, RAD2 LLC or RAD2. Read SEC document |
| January 09, 2017 Filed Jan 22, 2018 16:23 UTC | Viking Global Technologies, Inc. CEI · Entity 8135 | OtherCommon Stock | 29,954 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580695-18-000057 · azar-form4_011917.xml · nonDerivative · entry 2 AZAR II RICHARD NATHAN · CIK 0001682851 · Director · 10% owner RAD2 Management, LLC · CIK 0001683886 · Manager RAD2 Minerals, Ltd · CIK 0001683887 · General Partner Segundo Resources, LLC · CIK 0001683885 · Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · RAD2 Minerals, Ltd. Disclosed balance after: 3,439,339 F4 · kind: Represents shares of common stock of the Issuer issued in consideration for dividends which accrued on the Series B Preferred Stock at the rate of 6% per annum, based on the $25 face value per share of the Series B Preferred Stock (see also footnotes 5 and 6). F5 · kind: Represents the quarterly dividend due on the Series B Preferred Stock for the period from August 25, 2016 to December 31, 2016, which was paid by the Issuer in shares of common stock, based on a dividend issuance price of $3.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F1 · price: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer. F1 · ownership.nature: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer. F2 · ownership.nature: RAD2 and RAD2 LLC, which are also reporting their ownership on this Form 4, do not have a pecuniary interest in the securities owned by Mr. Azar or Segundo. RAD2 has pledged 3,120,606 of its shares to secure amounts due under the Issuer's August 2016 $40 million loan agreement with International Bank of Commerce. F3 · ownership.nature: Segundo, which is also reporting its ownership on this Form 4, does not have a pecuniary interest in the securities owned by Mr. Azar, RAD2 LLC or RAD2. Read SEC document |
| January 09, 2017 Filed Jan 22, 2018 16:23 UTC | Viking Global Technologies, Inc. CEI · Entity 8135 | OtherCommon Stock | 33,119 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001580695-18-000057 · azar-form4_011917.xml · nonDerivative · entry 1 AZAR II RICHARD NATHAN · CIK 0001682851 · Director · 10% owner RAD2 Management, LLC · CIK 0001683886 · Manager RAD2 Minerals, Ltd · CIK 0001683887 · General Partner Segundo Resources, LLC · CIK 0001683885 · Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Segundo Resources, LLC Disclosed balance after: 33,119 F4 · kind: Represents shares of common stock of the Issuer issued in consideration for dividends which accrued on the Series B Preferred Stock at the rate of 6% per annum, based on the $25 face value per share of the Series B Preferred Stock (see also footnotes 5 and 6). F5 · kind: Represents the quarterly dividend due on the Series B Preferred Stock for the period from August 25, 2016 to December 31, 2016, which was paid by the Issuer in shares of common stock, based on a dividend issuance price of $3.50 per share, the conversion price under the Series B Preferred Stock, as provided for under the terms of the Series B Preferred Stock. F1 · price: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer. F1 · ownership.nature: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2"), which directly owns 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer; and Segundo Resources, LLC ("Segundo"), which directly owns 58,000 shares of Series B Preferred Stock of the Issuer and as such indirectly beneficially owns the common stock and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. Mr. Azar also directly owns 106,508 shares of Series B Preferred Stock of the Issuer. F2 · ownership.nature: RAD2 and RAD2 LLC, which are also reporting their ownership on this Form 4, do not have a pecuniary interest in the securities owned by Mr. Azar or Segundo. RAD2 has pledged 3,120,606 of its shares to secure amounts due under the Issuer's August 2016 $40 million loan agreement with International Bank of Commerce. F3 · ownership.nature: Segundo, which is also reporting its ownership on this Form 4, does not have a pecuniary interest in the securities owned by Mr. Azar, RAD2 LLC or RAD2. Read SEC document |
| January 05, 2017 Filed Jan 5, 2017 17:56 UTC | Viking Global Technologies, Inc. CEI · Entity 8135 | PurchaseSeries B Redeemable Convertible Preferred Stock · Derivative | 106,508 | $25.00 Strike: $3.50 | $2,662,700.00 |
DisclosureSEC source: 0001580695-17-000004 · azar-form4_010317.xml · derivative · entry 2 AZAR II RICHARD NATHAN · CIK 0001682851 · Director · 10% owner RAD2 Management, LLC · CIK 0001683886 · Manager RAD2 Minerals, Ltd · CIK 0001683887 · General Partner Segundo Resources, LLC · CIK 0001683885 · Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 364,508 Underlying: Common Stock · 760,467 shares Expires not disclosed F4 · derivative.expiration_date: The Series B Preferred Stock has a face value of $25 per share and is convertible into Common Stock at a conversion price of $3.50 per share, at the option of the holder thereof, or automatically as to 25% of the Series B Preferred Stock shares if the Common Stock trades above $6.125 per25 share for at least 20 consecutive trading days, and trades with at least 75,000 shares of average volume per day (the "Trading Requirements"); an additional 50% if the Common Stock trades above $7.00 per share and meets the Trading Requirements; and as to the remaining Series B Preferred Stock shares, if the Common Stock trades above $7.875 per share and meets the Trading Requirements. F5 · derivative.expiration_date: Each outstanding share of Series B Preferred Stock is entitled to one vote per share on all stockholder matters. The Series B Preferred Stock is redeemable at any time by the Issuer upon the payment by the Issuer of the face amount of the Series B Preferred Stock ($25 per share) plus any and all accrued and unpaid dividends thereon. F1 · ownership.nature: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2", which directly owns 3,409,385 shares of the common stock, par value $0.001 per share of the Issuer ("Common Stock"), and 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer); and Segundo Resources, LLC ("Segundo", which, following the transactions contemplated by this Form 4, directly owns 58,000 shares of Series B Preferred Stock of the Issuer) and as such indirectly beneficially owns the Common Stock held by RAD2 and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. F2 · ownership.nature: RAD2 and RAD2 LLC, which are also reporting their ownership on this Form 4, do not have a pecuniary interest in the securities owned by Mr. Azar or Segundo. F3 · ownership.nature: Segundo, which is also reporting its ownership on this Form 4, does not have a pecuniary interest in the securities owned by Mr. Azar, RAD2 LLC or RAD2. F6 · ownership.nature: In connection with the Issuer's entry into a $40 million Loan Agreement on August 25, 2016, RAD2 pledged 3,120,606 shares of Common Stock to the lender in order to secure amounts owed under the Loan Agreement. RAD2 also agreed to pledge 288,779 shares of common stock to the Issuer pursuant to the terms of a Letter Agreement, described in greater detail in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 31, 2016. Read SEC document |
| January 03, 2017 Filed Jan 5, 2017 17:56 UTC | Viking Global Technologies, Inc. CEI · Entity 8135 | SaleCommon Stock | 760,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001580695-17-000004 · azar-form4_010317.xml · nonDerivative · entry 1 AZAR II RICHARD NATHAN · CIK 0001682851 · Director · 10% owner RAD2 Management, LLC · CIK 0001683886 · Manager RAD2 Minerals, Ltd · CIK 0001683887 · General Partner Segundo Resources, LLC · CIK 0001683885 · Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 3,409,385 F1 · shares: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2", which directly owns 3,409,385 shares of the common stock, par value $0.001 per share of the Issuer ("Common Stock"), and 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer); and Segundo Resources, LLC ("Segundo", which, following the transactions contemplated by this Form 4, directly owns 58,000 shares of Series B Preferred Stock of the Issuer) and as such indirectly beneficially owns the Common Stock held by RAD2 and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. F1 · ownership.nature: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2", which directly owns 3,409,385 shares of the common stock, par value $0.001 per share of the Issuer ("Common Stock"), and 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer); and Segundo Resources, LLC ("Segundo", which, following the transactions contemplated by this Form 4, directly owns 58,000 shares of Series B Preferred Stock of the Issuer) and as such indirectly beneficially owns the Common Stock held by RAD2 and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. F2 · ownership.nature: RAD2 and RAD2 LLC, which are also reporting their ownership on this Form 4, do not have a pecuniary interest in the securities owned by Mr. Azar or Segundo. F3 · ownership.nature: Segundo, which is also reporting its ownership on this Form 4, does not have a pecuniary interest in the securities owned by Mr. Azar, RAD2 LLC or RAD2. F6 · ownership.nature: In connection with the Issuer's entry into a $40 million Loan Agreement on August 25, 2016, RAD2 pledged 3,120,606 shares of Common Stock to the lender in order to secure amounts owed under the Loan Agreement. RAD2 also agreed to pledge 288,779 shares of common stock to the Issuer pursuant to the terms of a Letter Agreement, described in greater detail in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 31, 2016. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 16:02 UTC | Viking Global Technologies, Inc. LEI · Entity 8135 | SaleSeries B Redeemable Convertible Preferred Stock · Derivative | 294,000 | $25.00 Strike: $3.50 | $7,350,000.00 |
DisclosureSEC source: 0001580695-16-000834 · azar-form4_110416.xml · derivative · entry 2 AZAR II RICHARD NATHAN · CIK 0001682851 · Director · 10% owner RAD2 Management, LLC · CIK 0001683886 · Manager RAD2 Minerals, Ltd · CIK 0001683887 · General Partner Segundo Resources, LLC · CIK 0001683885 · Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 258,000 Underlying: Common Stock · 2,099,160 shares Expires not disclosed F4 · derivative.expiration_date: The Series B Preferred Stock has a face value of $25 per share and is convertible into Common Stock at a conversion price of $3.50 per share, at the option of the holder thereof, or automatically as to 25% of the Series B Preferred Stock shares if the Common Stock trades above $6.125 per25 share for at least 20 consecutive trading days, and trades with at least 75,000 shares of average volume per day (the "Trading Requirements"); an additional 50% if the Common Stock trades above $7.00 per share and meets the Trading Requirements; and as to the remaining Series B Preferred Stock shares, if the Common Stock trades above $7.875 per share and meets the Trading Requirements. F5 · derivative.expiration_date: Each outstanding share of Series B Preferred Stock is entitled to one vote per share on all stockholder matters. The Series B Preferred Stock is redeemable at any time by the Issuer upon the payment by the Issuer of the face amount of the Series B Preferred Stock ($25 per share) plus any and all accrued and unpaid dividends thereon. F1 · ownership.nature: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2", which directly owns 3,409,385 shares of the common stock, par value $0.001 per share of the Issuer ("Common Stock"), and 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer); and Segundo Resources, LLC ("Segundo", which, following the transactions contemplated by this Form 4, directly owns 58,000 shares of Series B Preferred Stock of the Issuer) and as such indirectly beneficially owns the Common Stock held by RAD2 and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. F2 · ownership.nature: RAD2 and RAD2 LLC, which are also reporting their ownership on this Form 4, do not have a pecuniary interest in the securities owned by Mr. Azar or Segundo. F3 · ownership.nature: Segundo, which is also reporting its ownership on this Form 3, does not have a pecuniary interest in the securities owned by Mr. Azar, RAD2 LLC or RAD2. F6 · ownership.nature: In connection with the Issuer's entry into a $40 million Loan Agreement on August 25, 2016, RAD2 pledged 3,120,606 shares of Common Stock to the lender in order to secure amounts owed under the Loan Agreement. RAD2 also agreed to pledge 288,779 shares of common stock to the Issuer pursuant to the terms of a Letter Agreement, described in greater detail in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 31, 2016. Read SEC document |
| November 04, 2016 Filed Nov 8, 2016 16:02 UTC | Viking Global Technologies, Inc. LEI · Entity 8135 | GiftCommon Stock | 760,997 | $0.00 | $0.00 |
DisclosureSEC source: 0001580695-16-000834 · azar-form4_110416.xml · nonDerivative · entry 1 AZAR II RICHARD NATHAN · CIK 0001682851 · Director · 10% owner RAD2 Management, LLC · CIK 0001683886 · Manager RAD2 Minerals, Ltd · CIK 0001683887 · General Partner Segundo Resources, LLC · CIK 0001683885 · Manager Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnotes Disclosed balance after: 4,170,382 F1 · shares: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2", which directly owns 3,409,385 shares of the common stock, par value $0.001 per share of the Issuer ("Common Stock"), and 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer); and Segundo Resources, LLC ("Segundo", which, following the transactions contemplated by this Form 4, directly owns 58,000 shares of Series B Preferred Stock of the Issuer) and as such indirectly beneficially owns the Common Stock held by RAD2 and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. F1 · ownership.nature: Richard N. Azar II, may be deemed to beneficially own: RAD2 Minerals, Ltd. ("RAD2", which directly owns 3,409,385 shares of the common stock, par value $0.001 per share of the Issuer ("Common Stock"), and 200,000 shares of the Series B Redeemable Convertible Preferred Stock (the "Series B Preferred Stock") of the Issuer); and Segundo Resources, LLC ("Segundo", which, following the transactions contemplated by this Form 4, directly owns 58,000 shares of Series B Preferred Stock of the Issuer) and as such indirectly beneficially owns the Common Stock held by RAD2 and the Series B Preferred Stock held by RAD2 and Segundo. RAD2 Management, LLC ("RAD2 LLC") as general partner of RAD2, may be deemed to beneficially own the securities held by RAD2. Mr. Azar is the manager of RAD2 LLC and is the managing member of Segundo. F2 · ownership.nature: RAD2 and RAD2 LLC, which are also reporting their ownership on this Form 4, do not have a pecuniary interest in the securities owned by Mr. Azar or Segundo. F3 · ownership.nature: Segundo, which is also reporting its ownership on this Form 3, does not have a pecuniary interest in the securities owned by Mr. Azar, RAD2 LLC or RAD2. F6 · ownership.nature: In connection with the Issuer's entry into a $40 million Loan Agreement on August 25, 2016, RAD2 pledged 3,120,606 shares of Common Stock to the lender in order to secure amounts owed under the Loan Agreement. RAD2 also agreed to pledge 288,779 shares of common stock to the Issuer pursuant to the terms of a Letter Agreement, described in greater detail in the Issuer's Current Report on Form 8-K filed with the Securities and Exchange Commission on August 31, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.