organization · Reporting owner
CONUNDRUM CAPITAL PARTNERS, LLC
Disclosed activity across 1 company
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Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| RENOVARE ENVIRONMENTAL, INC.BHTG · Entity 128802 | 10% owner | May 24, 2018 | May 25, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
RENOVARE ENVIRONMENTAL, INC.
Report date May 24, 2018 · Filed May 25, 2018
Jointly reported with VAN OORT DOUGLAS M
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.0001SEC Table I · non-derivative | IndirectHeld by Conundrum Capital Partners, LLC | 914,427 |
Last balance in matching sequence
After 2018-05-24 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2018-05-24 · Conversion · Acquired 36,364 · Balance 913,228 F2: 36,364 shares at $2.75 per share represent the conversion at maturity of a convertible note initially entered into on August 17, 2017. F1: Douglas M. VanOort holds voting and dispositive control over Conundrum Capital Partners, LLC. Row 2 · 2018-05-24 · Conversion · Acquired 1,199 · Balance 914,427 F3: 1,199 shares at $4.30 per share represent the payment of interest at 8% on the note. F1: Douglas M. VanOort holds voting and dispositive control over Conundrum Capital Partners, LLC. |
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $2.75 · Expires 2018-05-24 | IndirectHeld by Conundrum Capital Partners, LLC | 0 |
Reported balance
After 2018-05-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-05-24 · Conversion · Disposed 1 · Balance 0 F1: Douglas M. VanOort holds voting and dispositive control over Conundrum Capital Partners, LLC. |
Filing footnotes · ownership attribution and instrument terms
F1: Douglas M. VanOort holds voting and dispositive control over Conundrum Capital Partners, LLC.
F2: 36,364 shares at $2.75 per share represent the conversion at maturity of a convertible note initially entered into on August 17, 2017.
F3: 1,199 shares at $4.30 per share represent the payment of interest at 8% on the note.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2018 Filed May 25, 2018 17:04 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | ConversionConvertible Promissory Note · Derivative | 1 | $100,000.00 Strike: $2.75 | $100,000.00 |
DisclosureSEC source: 0001144204-18-031027 · tv495043_4.xml · derivative · entry 3 VAN OORT DOUGLAS M · CIK 0001518733 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 0 Underlying: Common Stock · 36,364 shares Expires 2018-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Douglas M. VanOort holds voting and dispositive control over Conundrum Capital Partners, LLC. Read SEC document |
| May 24, 2018 Filed May 25, 2018 17:04 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | ConversionCommon Stock, par value $0.0001 | 1,199 | $4.30 | $5,155.70 |
DisclosureSEC source: 0001144204-18-031027 · tv495043_4.xml · nonDerivative · entry 2 VAN OORT DOUGLAS M · CIK 0001518733 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 914,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: 1,199 shares at $4.30 per share represent the payment of interest at 8% on the note. F1 · ownership.nature: Douglas M. VanOort holds voting and dispositive control over Conundrum Capital Partners, LLC. Read SEC document |
| May 24, 2018 Filed May 25, 2018 17:04 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | ConversionCommon Stock, par value $0.0001 | 36,364 | $2.75 | $100,001.00 |
DisclosureSEC source: 0001144204-18-031027 · tv495043_4.xml · nonDerivative · entry 1 VAN OORT DOUGLAS M · CIK 0001518733 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 913,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: 36,364 shares at $2.75 per share represent the conversion at maturity of a convertible note initially entered into on August 17, 2017. F1 · ownership.nature: Douglas M. VanOort holds voting and dispositive control over Conundrum Capital Partners, LLC. Read SEC document |
| May 24, 2018 Filed May 25, 2018 13:02 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | ConversionConvertible Promissory Note · Derivative | 1 | $100,000.00 Strike: $2.75 | $100,000.00 |
DisclosureSEC source: 0001144204-18-031024 · tv495042_4.xml · derivative · entry 6 CHAMBERS JAMES D. · CIK 0001658104 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 0 Underlying: Common Stock · 36,364 shares Expires 2018-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · ownership.nature: James D. Chambers holds voting and dispositive control over Conundrum Capital Partners, LLC. Read SEC document |
| May 24, 2018 Filed May 25, 2018 13:02 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | ConversionConvertible Promissory Note · Derivative | 1 | $250,000.00 Strike: $2.75 | $250,000.00 |
DisclosureSEC source: 0001144204-18-031024 · tv495042_4.xml · derivative · entry 5 CHAMBERS JAMES D. · CIK 0001658104 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 90,910 shares Expires 2018-05-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 24, 2018 Filed May 25, 2018 13:02 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | ConversionCommon Stock, par value $0.0001 | 1,199 | $4.30 | $5,155.70 |
DisclosureSEC source: 0001144204-18-031024 · tv495042_4.xml · nonDerivative · entry 4 CHAMBERS JAMES D. · CIK 0001658104 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 914,427 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · shares: 1,199 shares at $4.30 per share represent the payment of interest at 8% on the note. F3 · balance_after: Does not include 129,834 shares of common stock held by reporting person. F4 · ownership.nature: James D. Chambers holds voting and dispositive control over Conundrum Capital Partners, LLC. Read SEC document |
| May 24, 2018 Filed May 25, 2018 13:02 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | ConversionCommon Stock, par value $0.0001 | 36,364 | $2.75 | $100,001.00 |
DisclosureSEC source: 0001144204-18-031024 · tv495042_4.xml · nonDerivative · entry 3 CHAMBERS JAMES D. · CIK 0001658104 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 913,228 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · shares: 36,364 shares at $2.75 per share represent the conversion at maturity of a convertible note initially entered into on August 17, 2017. F3 · balance_after: Does not include 129,834 shares of common stock held by reporting person. F4 · ownership.nature: James D. Chambers holds voting and dispositive control over Conundrum Capital Partners, LLC. Read SEC document |
| May 24, 2018 Filed May 25, 2018 13:02 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | ConversionCommon Stock, par value $0.0001 | 6,473 | $4.30 | $27,833.90 |
DisclosureSEC source: 0001144204-18-031024 · tv495042_4.xml · nonDerivative · entry 2 CHAMBERS JAMES D. · CIK 0001658104 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,834 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: 6,473 shares at $4.30 per share represent the payment of interest at 8% on the note. Read SEC document |
| May 24, 2018 Filed May 25, 2018 13:02 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | ConversionCommon Stock, par value $0.0001 | 90,910 | $2.75 | $250,002.50 |
DisclosureSEC source: 0001144204-18-031024 · tv495042_4.xml · nonDerivative · entry 1 CHAMBERS JAMES D. · CIK 0001658104 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 123,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 90,910 shares at $2.75 per share represent the conversion at maturity of a convertible note initially entered into on November 18, 2016. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:40 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | ConversionConvertible Promissory Note · Derivative | 1 | $100,000.00 Strike: $2.75 | $100,000.00 |
DisclosureSEC source: 0001144204-18-020524 · tv491013_4.xml · derivative · entry 3 VAN OORT DOUGLAS M · CIK 0001518733 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 0 Underlying: Common Stock · 36,364 shares Expires 2018-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: 3,204 shares at $4.994 per share represent the payment of interest at 8% on the Note. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:40 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | ConversionCommon Stock, par value $0.0001 | 3,204 | $4.99 | $16,000.78 |
DisclosureSEC source: 0001144204-18-020524 · tv491013_4.xml · nonDerivative · entry 2 VAN OORT DOUGLAS M · CIK 0001518733 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 876,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: 3,204 shares at $4.994 per share represent the payment of interest at 8% on the Note. F2 · ownership.nature: Mr. VanOort holds voting and dispositive power over Conundrum Capital Partners, LLC. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 20:40 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | ConversionCommon Stock, par value $0.0001 | 36,364 | $2.75 | $100,001.00 |
DisclosureSEC source: 0001144204-18-020524 · tv491013_4.xml · nonDerivative · entry 1 VAN OORT DOUGLAS M · CIK 0001518733 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 873,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 36,364 shares at $2.75 per share represent the conversion at maturity of a convertible note initially entered into on February 10, 2016 (the "Note"). F2 · ownership.nature: Mr. VanOort holds voting and dispositive power over Conundrum Capital Partners, LLC. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 16:37 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | ConversionConvertible Promissory Note · Derivative | 1 | $100,000.00 Strike: $2.75 | $100,000.00 |
DisclosureSEC source: 0001144204-18-020521 · tv491010_4.xml · derivative · entry 3 CHAMBERS JAMES D. · CIK 0001658104 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 0 Underlying: Common Stock · 36,364 shares Expires 2018-04-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · ownership.nature: Mr. Chambers holds voting and dispositive power over Conundrum Capital Partners, LLC. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 16:37 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | ConversionCommon Stock, par value $0.0001 | 3,204 | $4.99 | $16,000.78 |
DisclosureSEC source: 0001144204-18-020521 · tv491010_4.xml · nonDerivative · entry 2 CHAMBERS JAMES D. · CIK 0001658104 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 876,864 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · shares: 3,204 shares at $4.994 per share represent the payment of interest at 8% on the Note. F2 · balance_after: Does not include 32,451 shares of Common Stock held directly by James D. Chambers. F3 · ownership.nature: Mr. Chambers holds voting and dispositive power over Conundrum Capital Partners, LLC. Read SEC document |
| April 11, 2018 Filed Apr 13, 2018 16:37 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | ConversionCommon Stock, par value $0.0001 | 36,364 | $2.75 | $100,001.00 |
DisclosureSEC source: 0001144204-18-020521 · tv491010_4.xml · nonDerivative · entry 1 CHAMBERS JAMES D. · CIK 0001658104 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · Director Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 873,660 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: 36,364 shares at $2.75 per share represent the conversion at maturity of a convertible note initially entered into on February 10, 2016 (the "Note"). F2 · balance_after: Does not include 32,451 shares of Common Stock held directly by James D. Chambers. F3 · ownership.nature: Mr. Chambers holds voting and dispositive power over Conundrum Capital Partners, LLC. Read SEC document |
| August 17, 2017 Filed Aug 22, 2017 21:45 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | OtherWarrants · Derivative | 36,364 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001144204-17-044640 · v473844_4.xml · derivative · entry 2 VAN OORT DOUGLAS M · CIK 0001518733 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 36,364 Underlying: Common Stock · 36,364 shares Expires 2022-08-17 F4 · derivative.exercise_price: Based on 120% of the conversion price of $2.75 per share. The warrants are exercisable into an indeterminable number of shares. F5 · derivative.underlying_shares: Represents the number of shares of Common Stock into which the warrants are exercisable based on the exercise price of $3.30 per share. Read SEC document |
| August 17, 2017 Filed Aug 22, 2017 21:45 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | OtherConvertible Promissory Note · Derivative | 1 | $100,000.00 Strike: $2.75 | $100,000.00 |
DisclosureSEC source: 0001144204-17-044640 · v473844_4.xml · derivative · entry 1 VAN OORT DOUGLAS M · CIK 0001518733 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 1 Underlying: Common Stock · 36,364 shares Expires 2019-07-06 F1 · derivative.exercise_price: Represents the highest possible conversion price of the note. F2 · derivative.underlying_shares: Represents the number of shares of common stock, par value $$0.0001 per share ("Common Stock") into which the note is convertible based on the conversion price of $2.75 per share. The note is convertible into an indeterminable number of shares. F3 · balance_after: Does not include 837,296 shares held by Conundrum Capital Partners, LLC ("Conundrum") over which Mr. VanOort holds voting and dispositive power. The address of Conundrum is 317 Eatons Landing Drive, Annapolis, MD 21401. Read SEC document |
| August 17, 2017 Filed Aug 22, 2017 17:46 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | OtherWarrants · Derivative | 36,364 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001144204-17-044641 · v473845_4.xml · derivative · entry 2 CHAMBERS JAMES D. · CIK 0001658104 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 36,364 Underlying: Common Stock · 36,364 shares Expires 2022-08-17 F4 · derivative.exercise_price: Based on 120% of the conversion price of $2.75 per share. The warrants are exercisable into an indeterminable number of shares. F5 · derivative.underlying_shares: Represents the number of shares of Common Stock into which the warrants are exercisable based on the exercise price of $3.30 per share. Read SEC document |
| August 17, 2017 Filed Aug 22, 2017 17:46 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | OtherConvertible Promissory Note · Derivative | 1 | $100,000.00 Strike: $2.75 | $100,000.00 |
DisclosureSEC source: 0001144204-17-044641 · v473845_4.xml · derivative · entry 1 CHAMBERS JAMES D. · CIK 0001658104 · Director CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · Held by Conundrum Capital Partners, LLC Disclosed balance after: 1 Underlying: Common Stock · 36,364 shares Expires 2019-07-06 F1 · derivative.exercise_price: Represents the highest possible conversion price of the note. F2 · derivative.underlying_shares: Represents the number of shares of common stock, par value $$0.0001 per share ("Common Stock") into which the note is convertible based on the conversion price of $2.75 per share. The note is convertible into an indeterminable number of shares. F3 · balance_after: Does not include 32,451 shares of common stock held by the reporting person and 837,296 shares held by Conundrum Capital Partners, LLC ("Conundrum") over which Mr. Chambers holds voting and dispositive power. The address of Conundrum is 317 Eatons Landing Drive, Annapolis, MD 21401. Read SEC document |
| November 18, 2016 Filed Nov 23, 2016 15:44 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | OtherWarrants · Derivative | 90,910 | $0.00 Strike: $3.30 | $0.00 |
DisclosureSEC source: 0001144204-16-136326 · v453879_4.xml · derivative · entry 2 CHAMBERS JAMES D. · CIK 0001658104 · Director · 10% owner CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,910 Underlying: Common Stock · 90,910 shares Expires 2021-11-18 F4 · derivative.exercise_price: Based upon 120% of the conversion price of $2.75 per share. The warrants are exercisable into an indeterminable number of shares. F5 · shares: Represents the number of shares of Common Stock into which the warrants are exercisable based on the exercise price of $3.30 per share. F5 · derivative.underlying_shares: Represents the number of shares of Common Stock into which the warrants are exercisable based on the exercise price of $3.30 per share. F3 · balance_after: Does not include 32,451 shares of common stock held by the reporting person, a convertible promissory note which is convertible into approximately 26,667 shares of common stock held by Conundrum Capital Partners, LLC ("Conundrum"), warrants held by Conundrum which are exercisable for approximately 26,667 shares of common stock, or 837,296 shares of common stock held by Conundrum over which Mr. Chambers holds voting and dispositive power. The address for Conundrum is 317 Eatons Landing Drive, Annapolis, MD 21401. Read SEC document |
| November 18, 2016 Filed Nov 23, 2016 15:44 UTC | RENOVARE ENVIRONMENTAL, INC. BHTG · Entity 128802 | OtherConvertible Promissory Note · Derivative | 1 | $250,000.00 Strike: $2.75 | $250,000.00 |
DisclosureSEC source: 0001144204-16-136326 · v453879_4.xml · derivative · entry 1 CHAMBERS JAMES D. · CIK 0001658104 · Director · 10% owner CONUNDRUM CAPITAL PARTNERS, LLC · CIK 0001658011 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1 Underlying: Common Stock · 90,910 shares Expires 2018-11-18 F1 · derivative.exercise_price: Represents the highest possible conversion price of the note. F2 · derivative.underlying_shares: Represents the number of shares of common stock, par value $0.001 per share (the "Common Stock") into which the note is convertible based on the conversion price of $2.75 per share. The note is convertible into an indeterminable number of shares. F3 · balance_after: Does not include 32,451 shares of common stock held by the reporting person, a convertible promissory note which is convertible into approximately 26,667 shares of common stock held by Conundrum Capital Partners, LLC ("Conundrum"), warrants held by Conundrum which are exercisable for approximately 26,667 shares of common stock, or 837,296 shares of common stock held by Conundrum over which Mr. Chambers holds voting and dispositive power. The address for Conundrum is 317 Eatons Landing Drive, Annapolis, MD 21401. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.