Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arq, Inc.ADES · Entity 2240 | SVP of Operations of ADA-ES | May 24, 2018 | May 29, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arq, Inc.
Report date May 24, 2018 · Filed May 29, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 33,863 |
Reported balance
After 2018-05-24 transaction · row 1
1 source rowRow 1 · 2018-05-24 · Sale · Disposed 1,228 · Balance 33,863 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 24, 2018 Filed May 29, 2018 21:13 UTC | Arq, Inc. ADES · Entity 2240 | SaleCommon Stock | 1,228 | $11.12 | $13,655.36 |
DisclosureSEC source: 0001515156-18-000064 · wf-form4_152762836209334.xml · nonDerivative · entry 1 Hanson Ron · CIK 0001677296 · SVP of Operations of ADA-ES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,863 Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 21:28 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 1,369 | $10.95 | $14,990.55 |
DisclosureSEC source: 0001515156-18-000035 · wf-form4_152218612361383.xml · nonDerivative · entry 2 Hanson Ron · CIK 0001677296 · SVP of Operations of ADA-ES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,091 Read SEC document |
| March 23, 2018 Filed Mar 27, 2018 21:28 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 11,556 | $0.00 | $0.00 |
DisclosureSEC source: 0001515156-18-000035 · wf-form4_152218612361383.xml · nonDerivative · entry 1 Hanson Ron · CIK 0001677296 · SVP of Operations of ADA-ES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,460 F1 · shares: Represents Restricted Stock issued under the Advanced Emissions Solutions, Inc. 2017 Omnibus Incentive Plan. Read SEC document |
| December 28, 2017 Filed Feb 13, 2018 22:39 UTC | Arq, Inc. ADES · Entity 2240 | OtherCommon Stock | 664 | $9.43 | $6,261.52 |
DisclosureSEC source: 0001677296-18-000002 · wf-form5_151856156233144.xml · nonDerivative · entry 1 Hanson Ron · CIK 0001677296 · SVP of Operations of ADA-ES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,904 F1 · kind: The Advanced Emissions Solutions, Inc. 401(k) Plan (the "Plan") executed a non-volitional liquidation of all of the Issuer's securities held in the Plan, including 664 shares held in the reporting owner's account. F2 · balance_after: Total holdings decreased by 1 share due to an accounting reconciliation. Read SEC document |
| June 12, 2017 Filed Jun 14, 2017 21:11 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 1,599 | $9.49 | $15,174.51 |
DisclosureSEC source: 0001677296-17-000008 · wf-form4_149747468063447.xml · nonDerivative · entry 1 Hanson Ron · CIK 0001677296 · SVP of Operations of ADA-ES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,569 Read SEC document |
| April 14, 2017 Filed Apr 18, 2017 22:45 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 4,725 | $8.19 | $38,697.75 |
DisclosureSEC source: 0001677296-17-000006 · wf-form4_149255553054419.xml · nonDerivative · entry 1 Hanson Ron · CIK 0001677296 · SVP of Operations of ADA-ES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,168 Read SEC document |
| March 23, 2017 Filed Mar 27, 2017 23:34 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001677296-17-000004 · wf-form4_149065766070717.xml · nonDerivative · entry 1 Hanson Ron · CIK 0001677296 · SVP of Operations of ADA-ES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,893 F1 · shares: Represents Restricted Stock issued pursuant to the Long Term Incentive Plan ("LTIP") under the Advanced Emissions Solutions, Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"). Read SEC document |
| January 02, 2017 Filed Jan 4, 2017 23:20 UTC | Arq, Inc. ADES · Entity 2240 | Tax withholdingCommon Stock | 41 | $9.24 | $378.84 |
DisclosureSEC source: 0001677296-17-000002 · wf-form4_148357198935762.xml · nonDerivative · entry 1 Hanson Ron · CIK 0001677296 · SVP of Operations of ADA-ES 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,893 F1 · shares: Represents the shares withheld to satisfy the minimum statutory tax withholding obligations upon the vesting of 111 shares issued under the issuer's Amended and Restated 2010 Non-Management Compensation and Incentive Plan (the "2010 Plan"). F2 · balance_after: Of the amount shown, 665 shares are held in the qualified pension plan account of the reporting person; 15,000 shares of restricted stock issued pursuant to the 2010 Plan, not fully vested and subject to forfeiture or certain repurchase rights, as applicable, under the 2010 Plan; and 5,000 shares of restricted stock issued pursuant to the Advanced Emissions Solutions, Inc. Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"), not fully vested and subject to forfeiture or certain repurchase rights, as applicable, under the 2007 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.