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FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP

Disclosed activity across 2 companies

Tapewire entity
166192
SEC CIK
0001412166

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BANNER CORPBANR · Entity 4398DirectorNovember 18, 2016November 22, 2016

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.01 par value per shareSEC Table I · non-derivativeIndirectSee footnotes571,800 Reported balance After 2016-11-18 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2016-11-18 · Sale · Disposed 422,693 · Balance 571,800

F2: Held directly by Friedman Fleischer & Lowe Capital Partners III, L.P.

F6: Each Reporting Person expressly disclaims beneficial ownership of the shares except to the extent of such Reporting Person's pecuniary interest therein. See Exhibit 99.1.

F7: Solely for purposes of Section 16 of the Securities Exchange Act of 1934, each of Friedman Fleischer & Lowe Capital Partners III, L.P., Friedman Fleischer & Lowe Parallel Fund III, L.P., FFL Individual Partners III, L.P., FFL Executive Partners III, L.P., Friedman Fleischer & Lowe GP III, L.P. and Friedman Fleischer & Lowe GP III, LLC (the "FFL Reporting Persons"), may be deemed to be directors-by-deputization by virtue of their right to designate a member of the board of directors of the Issuer. The FFL Reporting Persons designated Spencer C. Fleischer as a member of the board of directors of the Issuer, effective October 1, 2015 pursuant to that certain Investment Letter Agreement, dated as of November 5, 2014, by and between the FFL Funds (as defined in Exhibit 99.1) and the Issuer.

Common stock, $0.01 par value per shareSEC Table I · non-derivativeIndirectSee footnotes378,924 Reported balance After 2016-11-18 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2016-11-18 · Sale · Disposed 280,111 · Balance 378,924

F3: Held directly by Friedman Fleischer & Lowe Parallel Fund III, L.P.

F6: Each Reporting Person expressly disclaims beneficial ownership of the shares except to the extent of such Reporting Person's pecuniary interest therein. See Exhibit 99.1.

F7: Solely for purposes of Section 16 of the Securities Exchange Act of 1934, each of Friedman Fleischer & Lowe Capital Partners III, L.P., Friedman Fleischer & Lowe Parallel Fund III, L.P., FFL Individual Partners III, L.P., FFL Executive Partners III, L.P., Friedman Fleischer & Lowe GP III, L.P. and Friedman Fleischer & Lowe GP III, LLC (the "FFL Reporting Persons"), may be deemed to be directors-by-deputization by virtue of their right to designate a member of the board of directors of the Issuer. The FFL Reporting Persons designated Spencer C. Fleischer as a member of the board of directors of the Issuer, effective October 1, 2015 pursuant to that certain Investment Letter Agreement, dated as of November 5, 2014, by and between the FFL Funds (as defined in Exhibit 99.1) and the Issuer.

Common stock, $0.01 par value per shareSEC Table I · non-derivativeIndirectSee footnotes12,113 Reported balance After 2016-11-18 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2016-11-18 · Sale · Disposed 8,954 · Balance 12,113

F4: Held directly by FFL Individual Partners III, L.P.

F6: Each Reporting Person expressly disclaims beneficial ownership of the shares except to the extent of such Reporting Person's pecuniary interest therein. See Exhibit 99.1.

F7: Solely for purposes of Section 16 of the Securities Exchange Act of 1934, each of Friedman Fleischer & Lowe Capital Partners III, L.P., Friedman Fleischer & Lowe Parallel Fund III, L.P., FFL Individual Partners III, L.P., FFL Executive Partners III, L.P., Friedman Fleischer & Lowe GP III, L.P. and Friedman Fleischer & Lowe GP III, LLC (the "FFL Reporting Persons"), may be deemed to be directors-by-deputization by virtue of their right to designate a member of the board of directors of the Issuer. The FFL Reporting Persons designated Spencer C. Fleischer as a member of the board of directors of the Issuer, effective October 1, 2015 pursuant to that certain Investment Letter Agreement, dated as of November 5, 2014, by and between the FFL Funds (as defined in Exhibit 99.1) and the Issuer.

Common stock, $0.01 par value per shareSEC Table I · non-derivativeIndirectSee footnotes11,151 Reported balance After 2016-11-18 transaction · row 5 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 5 · 2016-11-18 · Sale · Disposed 8,242 · Balance 11,151

F5: Held directly by FFL Executive Partners, L.P.

F6: Each Reporting Person expressly disclaims beneficial ownership of the shares except to the extent of such Reporting Person's pecuniary interest therein. See Exhibit 99.1.

F7: Solely for purposes of Section 16 of the Securities Exchange Act of 1934, each of Friedman Fleischer & Lowe Capital Partners III, L.P., Friedman Fleischer & Lowe Parallel Fund III, L.P., FFL Individual Partners III, L.P., FFL Executive Partners III, L.P., Friedman Fleischer & Lowe GP III, L.P. and Friedman Fleischer & Lowe GP III, LLC (the "FFL Reporting Persons"), may be deemed to be directors-by-deputization by virtue of their right to designate a member of the board of directors of the Issuer. The FFL Reporting Persons designated Spencer C. Fleischer as a member of the board of directors of the Issuer, effective October 1, 2015 pursuant to that certain Investment Letter Agreement, dated as of November 5, 2014, by and between the FFL Funds (as defined in Exhibit 99.1) and the Issuer.

Common Stock, $0.01 par value per shareSEC Table I · non-derivativeDirect697 Reported balance Holding disclosure · report date 2016-11-18 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 697

F1: Represents award of restricted stock pursuant to 2014 Omnibus Incentive Plan; shares fully vest on April 25, 2017. These shares are subject to forfeiture and to limits on transferability until they vest.

Filing footnotes · ownership attribution and instrument terms

F1: Represents award of restricted stock pursuant to 2014 Omnibus Incentive Plan; shares fully vest on April 25, 2017. These shares are subject to forfeiture and to limits on transferability until they vest.

F2: Held directly by Friedman Fleischer & Lowe Capital Partners III, L.P.

F3: Held directly by Friedman Fleischer & Lowe Parallel Fund III, L.P.

F4: Held directly by FFL Individual Partners III, L.P.

F5: Held directly by FFL Executive Partners, L.P.

F6: Each Reporting Person expressly disclaims beneficial ownership of the shares except to the extent of such Reporting Person's pecuniary interest therein. See Exhibit 99.1.

F7: Solely for purposes of Section 16 of the Securities Exchange Act of 1934, each of Friedman Fleischer & Lowe Capital Partners III, L.P., Friedman Fleischer & Lowe Parallel Fund III, L.P., FFL Individual Partners III, L.P., FFL Executive Partners III, L.P., Friedman Fleischer & Lowe GP III, L.P. and Friedman Fleischer & Lowe GP III, LLC (the "FFL Reporting Persons"), may be deemed to be directors-by-deputization by virtue of their right to designate a member of the board of directors of the Issuer. The FFL Reporting Persons designated Spencer C. Fleischer as a member of the board of directors of the Issuer, effective October 1, 2015 pursuant to that certain Investment Letter Agreement, dated as of November 5, 2014, by and between the FFL Funds (as defined in Exhibit 99.1) and the Issuer.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Section 16 reporting ended · disclosed 2018-05-31. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnotes1,764,678 Reported balance After 2018-05-29 transaction · row 1 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 1 · 2018-05-29 · Sale · Disposed 587,073 · Balance 1,764,678

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnotes1,169,425 Reported balance After 2018-05-29 transaction · row 2 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 2 · 2018-05-29 · Sale · Disposed 389,043 · Balance 1,169,425

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F4: See Exhibit 99.1

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnotes37,383 Reported balance After 2018-05-29 transaction · row 3 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 3 · 2018-05-29 · Sale · Disposed 12,436 · Balance 37,383

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F5: See Exhibit 99.1

Common Stock, par value $0.01 per shareSEC Table I · non-derivativeIndirectSee footnotes34,412 Reported balance After 2018-05-29 transaction · row 4 Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source row

Row 4 · 2018-05-29 · Sale · Disposed 11,448 · Balance 34,412

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F6: See Exhibit 99.1

Filing footnotes · ownership attribution and instrument terms

F1: See Exhibit 99.1

F2: See Exhibit 99.1

F3: See Exhibit 99.1

F4: See Exhibit 99.1

F5: See Exhibit 99.1

F6: See Exhibit 99.1

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 29, 2018 Filed May 31, 2018 21:03 UTC Green Bancorp, Inc. GNBC · Entity 164737 SaleCommon Stock, par value $0.01 per share 11,448 $22.55 $258,152.40
Disclosure

SEC source: 0001140361-18-026681 · doc1.xml · nonDerivative · entry 4

Friedman Fleischer & Lowe GP III, LLC · CIK 0001615971 · 10% owner

Friedman Fleischer & Lowe GP III, L.P. · CIK 0001616050 · 10% owner

FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP · CIK 0001412166 · 10% owner

FRIEDMAN FLEISCHER & LOWE PARALLEL FUND III LP · CIK 0001412164 · 10% owner

FFL Individual Partners III, L.P. · CIK 0001616049 · 10% owner

FFL EXECUTIVE PARTNERS III LP · CIK 0001447193 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 34,412

F1 · kind: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

F6 · ownership.nature: See Exhibit 99.1

Read SEC document
May 29, 2018 Filed May 31, 2018 21:03 UTC Green Bancorp, Inc. GNBC · Entity 164737 SaleCommon Stock, par value $0.01 per share 12,436 $22.55 $280,431.80
Disclosure

SEC source: 0001140361-18-026681 · doc1.xml · nonDerivative · entry 3

Friedman Fleischer & Lowe GP III, LLC · CIK 0001615971 · 10% owner

Friedman Fleischer & Lowe GP III, L.P. · CIK 0001616050 · 10% owner

FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP · CIK 0001412166 · 10% owner

FRIEDMAN FLEISCHER & LOWE PARALLEL FUND III LP · CIK 0001412164 · 10% owner

FFL Individual Partners III, L.P. · CIK 0001616049 · 10% owner

FFL EXECUTIVE PARTNERS III LP · CIK 0001447193 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 37,383

F1 · kind: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

F5 · ownership.nature: See Exhibit 99.1

Read SEC document
May 29, 2018 Filed May 31, 2018 21:03 UTC Green Bancorp, Inc. GNBC · Entity 164737 SaleCommon Stock, par value $0.01 per share 389,043 $22.55 $8,772,919.65
Disclosure

SEC source: 0001140361-18-026681 · doc1.xml · nonDerivative · entry 2

Friedman Fleischer & Lowe GP III, LLC · CIK 0001615971 · 10% owner

Friedman Fleischer & Lowe GP III, L.P. · CIK 0001616050 · 10% owner

FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP · CIK 0001412166 · 10% owner

FRIEDMAN FLEISCHER & LOWE PARALLEL FUND III LP · CIK 0001412164 · 10% owner

FFL Individual Partners III, L.P. · CIK 0001616049 · 10% owner

FFL EXECUTIVE PARTNERS III LP · CIK 0001447193 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,169,425

F1 · kind: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

F4 · ownership.nature: See Exhibit 99.1

Read SEC document
May 29, 2018 Filed May 31, 2018 21:03 UTC Green Bancorp, Inc. GNBC · Entity 164737 SaleCommon Stock, par value $0.01 per share 587,073 $22.55 $13,238,496.15
Disclosure

SEC source: 0001140361-18-026681 · doc1.xml · nonDerivative · entry 1

Friedman Fleischer & Lowe GP III, LLC · CIK 0001615971 · 10% owner

Friedman Fleischer & Lowe GP III, L.P. · CIK 0001616050 · 10% owner

FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP · CIK 0001412166 · 10% owner

FRIEDMAN FLEISCHER & LOWE PARALLEL FUND III LP · CIK 0001412164 · 10% owner

FFL Individual Partners III, L.P. · CIK 0001616049 · 10% owner

FFL EXECUTIVE PARTNERS III LP · CIK 0001447193 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 1,764,678

F1 · kind: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
February 05, 2018 Filed Feb 7, 2018 16:32 UTC Green Bancorp, Inc. GNBC · Entity 164737 SaleCommon Stock, par value $0.01 per share 1,000,000 $23.03 $23,030,000.00
Disclosure

SEC source: 0001209191-18-008126 · doc4.xml · nonDerivative · entry 2

FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP · CIK 0001412166 · 10% owner

Friedman Fleischer & Lowe GP III, L.P. · CIK 0001616050 · 10% owner

Friedman Fleischer & Lowe GP III, LLC · CIK 0001615971 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 4,005,898

F1 · ownership.nature: See Exhibit 99.1

F2 · ownership.nature: See Exhibit 99.1

F3 · ownership.nature: See Exhibit 99.1

Read SEC document
February 05, 2018 Filed Feb 7, 2018 16:32 UTC Green Bancorp, Inc. GNBC · Entity 164737 SaleCommon Stock, par value $0.01 per share 587,072 $23.03 $13,520,268.16
Disclosure

SEC source: 0001209191-18-008126 · doc4.xml · nonDerivative · entry 1

FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP · CIK 0001412166 · 10% owner

Friedman Fleischer & Lowe GP III, L.P. · CIK 0001616050 · 10% owner

Friedman Fleischer & Lowe GP III, LLC · CIK 0001615971 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,351,751

Read SEC document
November 18, 2016 Filed Nov 22, 2016 00:05 UTC BANNER CORP BANR · Entity 4398 SaleCommon stock, $0.01 par value per share 8,242 $48.32 $398,253.44
Disclosure

SEC source: 0001140361-16-087474 · doc1.xml · nonDerivative · entry 5

Fleischer Spencer C · CIK 0001235824 · Director

FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP · CIK 0001412166 · Director

FRIEDMAN FLEISCHER & LOWE PARALLEL FUND III LP · CIK 0001412164 · Director

FFL Individual Partners III, L.P. · CIK 0001616049 · Director

FFL EXECUTIVE PARTNERS III LP · CIK 0001447193 · Director

Friedman Fleischer & Lowe GP III, L.P. · CIK 0001616050 · Director

Friedman Fleischer & Lowe GP III, LLC · CIK 0001615971 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 11,151

F5 · ownership.nature: Held directly by FFL Executive Partners, L.P.

F6 · ownership.nature: Each Reporting Person expressly disclaims beneficial ownership of the shares except to the extent of such Reporting Person's pecuniary interest therein. See Exhibit 99.1.

F7 · ownership.nature: Solely for purposes of Section 16 of the Securities Exchange Act of 1934, each of Friedman Fleischer & Lowe Capital Partners III, L.P., Friedman Fleischer & Lowe Parallel Fund III, L.P., FFL Individual Partners III, L.P., FFL Executive Partners III, L.P., Friedman Fleischer & Lowe GP III, L.P. and Friedman Fleischer & Lowe GP III, LLC (the "FFL Reporting Persons"), may be deemed to be directors-by-deputization by virtue of their right to designate a member of the board of directors of the Issuer. The FFL Reporting Persons designated Spencer C. Fleischer as a member of the board of directors of the Issuer, effective October 1, 2015 pursuant to that certain Investment Letter Agreement, dated as of November 5, 2014, by and between the FFL Funds (as defined in Exhibit 99.1) and the Issuer.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 00:05 UTC BANNER CORP BANR · Entity 4398 SaleCommon stock, $0.01 par value per share 8,954 $48.32 $432,657.28
Disclosure

SEC source: 0001140361-16-087474 · doc1.xml · nonDerivative · entry 4

Fleischer Spencer C · CIK 0001235824 · Director

FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP · CIK 0001412166 · Director

FRIEDMAN FLEISCHER & LOWE PARALLEL FUND III LP · CIK 0001412164 · Director

FFL Individual Partners III, L.P. · CIK 0001616049 · Director

FFL EXECUTIVE PARTNERS III LP · CIK 0001447193 · Director

Friedman Fleischer & Lowe GP III, L.P. · CIK 0001616050 · Director

Friedman Fleischer & Lowe GP III, LLC · CIK 0001615971 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 12,113

F4 · ownership.nature: Held directly by FFL Individual Partners III, L.P.

F6 · ownership.nature: Each Reporting Person expressly disclaims beneficial ownership of the shares except to the extent of such Reporting Person's pecuniary interest therein. See Exhibit 99.1.

F7 · ownership.nature: Solely for purposes of Section 16 of the Securities Exchange Act of 1934, each of Friedman Fleischer & Lowe Capital Partners III, L.P., Friedman Fleischer & Lowe Parallel Fund III, L.P., FFL Individual Partners III, L.P., FFL Executive Partners III, L.P., Friedman Fleischer & Lowe GP III, L.P. and Friedman Fleischer & Lowe GP III, LLC (the "FFL Reporting Persons"), may be deemed to be directors-by-deputization by virtue of their right to designate a member of the board of directors of the Issuer. The FFL Reporting Persons designated Spencer C. Fleischer as a member of the board of directors of the Issuer, effective October 1, 2015 pursuant to that certain Investment Letter Agreement, dated as of November 5, 2014, by and between the FFL Funds (as defined in Exhibit 99.1) and the Issuer.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 00:05 UTC BANNER CORP BANR · Entity 4398 SaleCommon stock, $0.01 par value per share 280,111 $48.32 $13,534,963.52
Disclosure

SEC source: 0001140361-16-087474 · doc1.xml · nonDerivative · entry 3

Fleischer Spencer C · CIK 0001235824 · Director

FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP · CIK 0001412166 · Director

FRIEDMAN FLEISCHER & LOWE PARALLEL FUND III LP · CIK 0001412164 · Director

FFL Individual Partners III, L.P. · CIK 0001616049 · Director

FFL EXECUTIVE PARTNERS III LP · CIK 0001447193 · Director

Friedman Fleischer & Lowe GP III, L.P. · CIK 0001616050 · Director

Friedman Fleischer & Lowe GP III, LLC · CIK 0001615971 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 378,924

F3 · ownership.nature: Held directly by Friedman Fleischer & Lowe Parallel Fund III, L.P.

F6 · ownership.nature: Each Reporting Person expressly disclaims beneficial ownership of the shares except to the extent of such Reporting Person's pecuniary interest therein. See Exhibit 99.1.

F7 · ownership.nature: Solely for purposes of Section 16 of the Securities Exchange Act of 1934, each of Friedman Fleischer & Lowe Capital Partners III, L.P., Friedman Fleischer & Lowe Parallel Fund III, L.P., FFL Individual Partners III, L.P., FFL Executive Partners III, L.P., Friedman Fleischer & Lowe GP III, L.P. and Friedman Fleischer & Lowe GP III, LLC (the "FFL Reporting Persons"), may be deemed to be directors-by-deputization by virtue of their right to designate a member of the board of directors of the Issuer. The FFL Reporting Persons designated Spencer C. Fleischer as a member of the board of directors of the Issuer, effective October 1, 2015 pursuant to that certain Investment Letter Agreement, dated as of November 5, 2014, by and between the FFL Funds (as defined in Exhibit 99.1) and the Issuer.

Read SEC document
November 18, 2016 Filed Nov 22, 2016 00:05 UTC BANNER CORP BANR · Entity 4398 SaleCommon Stock, $0.01 par value per share 422,693 $48.32 $20,424,525.76
Disclosure

SEC source: 0001140361-16-087474 · doc1.xml · nonDerivative · entry 2

Fleischer Spencer C · CIK 0001235824 · Director

FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP · CIK 0001412166 · Director

FRIEDMAN FLEISCHER & LOWE PARALLEL FUND III LP · CIK 0001412164 · Director

FFL Individual Partners III, L.P. · CIK 0001616049 · Director

FFL EXECUTIVE PARTNERS III LP · CIK 0001447193 · Director

Friedman Fleischer & Lowe GP III, L.P. · CIK 0001616050 · Director

Friedman Fleischer & Lowe GP III, LLC · CIK 0001615971 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 571,800

F2 · ownership.nature: Held directly by Friedman Fleischer & Lowe Capital Partners III, L.P.

F6 · ownership.nature: Each Reporting Person expressly disclaims beneficial ownership of the shares except to the extent of such Reporting Person's pecuniary interest therein. See Exhibit 99.1.

F7 · ownership.nature: Solely for purposes of Section 16 of the Securities Exchange Act of 1934, each of Friedman Fleischer & Lowe Capital Partners III, L.P., Friedman Fleischer & Lowe Parallel Fund III, L.P., FFL Individual Partners III, L.P., FFL Executive Partners III, L.P., Friedman Fleischer & Lowe GP III, L.P. and Friedman Fleischer & Lowe GP III, LLC (the "FFL Reporting Persons"), may be deemed to be directors-by-deputization by virtue of their right to designate a member of the board of directors of the Issuer. The FFL Reporting Persons designated Spencer C. Fleischer as a member of the board of directors of the Issuer, effective October 1, 2015 pursuant to that certain Investment Letter Agreement, dated as of November 5, 2014, by and between the FFL Funds (as defined in Exhibit 99.1) and the Issuer.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 22:09 UTC BANNER CORP BANR · Entity 4398 SaleCommon stock, $0.01 par value per share 10,360 $43.24 $447,966.40
Disclosure

SEC source: 0001140361-16-085188 · doc1.xml · nonDerivative · entry 5

Fleischer Spencer C · CIK 0001235824 · Director

FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP · CIK 0001412166 · Director

FRIEDMAN FLEISCHER & LOWE PARALLEL FUND III LP · CIK 0001412164 · Director

FFL Individual Partners III, L.P. · CIK 0001616049 · Director

FFL EXECUTIVE PARTNERS III LP · CIK 0001447193 · Director

Friedman Fleischer & Lowe GP III, L.P. · CIK 0001616050 · Director

Friedman Fleischer & Lowe GP III, LLC · CIK 0001615971 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 19,393

F5 · ownership.nature: Held directly by FFL Executive Partners, L.P.

F6 · ownership.nature: Each Reporting Person expressly disclaims beneficial ownership of the shares except to the extent of such Reporting Person's pecuniary interest therein. See Exhibit 99.1.

F7 · ownership.nature: Solely for purposes of Section 16 of the Securities Exchange Act of 1934, each of Friedman Fleischer & Lowe Capital Partners III, L.P., Friedman Fleischer & Lowe Parallel Fund III, L.P., FFL Individual Partners III, L.P., FFL Executive Partners III, L.P., Friedman Fleischer & Lowe GP III, L.P. and Friedman Fleischer & Lowe GP III, LLC (the "FFL Reporting Persons"), may be deemed to be directors-by-deputization by virtue of their right to designate a member of the board of directors of the Issuer. The FFL Reporting Persons designated Spencer C. Fleischer as a member of the board of directors of the Issuer, effective October 1, 2015 pursuant to that certain Investment Letter Agreement, dated as of November 5, 2014, by and between the FFL Funds (as defined in Exhibit 99.1) and the Issuer.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 22:09 UTC BANNER CORP BANR · Entity 4398 SaleCommon stock, $0.01 par value per share 11,255 $43.24 $486,666.20
Disclosure

SEC source: 0001140361-16-085188 · doc1.xml · nonDerivative · entry 4

Fleischer Spencer C · CIK 0001235824 · Director

FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP · CIK 0001412166 · Director

FRIEDMAN FLEISCHER & LOWE PARALLEL FUND III LP · CIK 0001412164 · Director

FFL Individual Partners III, L.P. · CIK 0001616049 · Director

FFL EXECUTIVE PARTNERS III LP · CIK 0001447193 · Director

Friedman Fleischer & Lowe GP III, L.P. · CIK 0001616050 · Director

Friedman Fleischer & Lowe GP III, LLC · CIK 0001615971 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 21,067

F4 · ownership.nature: Held directly by FFL Individual Partners III, L.P.

F6 · ownership.nature: Each Reporting Person expressly disclaims beneficial ownership of the shares except to the extent of such Reporting Person's pecuniary interest therein. See Exhibit 99.1.

F7 · ownership.nature: Solely for purposes of Section 16 of the Securities Exchange Act of 1934, each of Friedman Fleischer & Lowe Capital Partners III, L.P., Friedman Fleischer & Lowe Parallel Fund III, L.P., FFL Individual Partners III, L.P., FFL Executive Partners III, L.P., Friedman Fleischer & Lowe GP III, L.P. and Friedman Fleischer & Lowe GP III, LLC (the "FFL Reporting Persons"), may be deemed to be directors-by-deputization by virtue of their right to designate a member of the board of directors of the Issuer. The FFL Reporting Persons designated Spencer C. Fleischer as a member of the board of directors of the Issuer, effective October 1, 2015 pursuant to that certain Investment Letter Agreement, dated as of November 5, 2014, by and between the FFL Funds (as defined in Exhibit 99.1) and the Issuer.

Read SEC document
November 04, 2016 Filed Nov 7, 2016 22:09 UTC BANNER CORP BANR · Entity 4398 SaleCommon stock, $0.01 par value per share 352,084 $43.24 $15,224,112.16
Disclosure

SEC source: 0001140361-16-085188 · doc1.xml · nonDerivative · entry 3

Fleischer Spencer C · CIK 0001235824 · Director

FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP · CIK 0001412166 · Director

FRIEDMAN FLEISCHER & LOWE PARALLEL FUND III LP · CIK 0001412164 · Director

FFL Individual Partners III, L.P. · CIK 0001616049 · Director

FFL EXECUTIVE PARTNERS III LP · CIK 0001447193 · Director

Friedman Fleischer & Lowe GP III, L.P. · CIK 0001616050 · Director

Friedman Fleischer & Lowe GP III, LLC · CIK 0001615971 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 659,035

F3 · ownership.nature: Held directly by Friedman Fleischer & Lowe Parallel Fund III, L.P.

F6 · ownership.nature: Each Reporting Person expressly disclaims beneficial ownership of the shares except to the extent of such Reporting Person's pecuniary interest therein. See Exhibit 99.1.

F7 · ownership.nature: Solely for purposes of Section 16 of the Securities Exchange Act of 1934, each of Friedman Fleischer & Lowe Capital Partners III, L.P., Friedman Fleischer & Lowe Parallel Fund III, L.P., FFL Individual Partners III, L.P., FFL Executive Partners III, L.P., Friedman Fleischer & Lowe GP III, L.P. and Friedman Fleischer & Lowe GP III, LLC (the "FFL Reporting Persons"), may be deemed to be directors-by-deputization by virtue of their right to designate a member of the board of directors of the Issuer. The FFL Reporting Persons designated Spencer C. Fleischer as a member of the board of directors of the Issuer, effective October 1, 2015 pursuant to that certain Investment Letter Agreement, dated as of November 5, 2014, by and between the FFL Funds (as defined in Exhibit 99.1) and the Issuer.

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November 04, 2016 Filed Nov 7, 2016 22:09 UTC BANNER CORP BANR · Entity 4398 SaleCommon Stock, $0.01 par value per share 531,301 $43.24 $22,973,455.24
Disclosure

SEC source: 0001140361-16-085188 · doc1.xml · nonDerivative · entry 2

Fleischer Spencer C · CIK 0001235824 · Director

FRIEDMAN FLEISCHER & LOWE CAPITAL PARTNERS III LP · CIK 0001412166 · Director

FRIEDMAN FLEISCHER & LOWE PARALLEL FUND III LP · CIK 0001412164 · Director

FFL Individual Partners III, L.P. · CIK 0001616049 · Director

FFL EXECUTIVE PARTNERS III LP · CIK 0001447193 · Director

Friedman Fleischer & Lowe GP III, L.P. · CIK 0001616050 · Director

Friedman Fleischer & Lowe GP III, LLC · CIK 0001615971 · Director

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See footnotes

Disclosed balance after: 994,493

F2 · ownership.nature: Held directly by Friedman Fleischer & Lowe Capital Partners III, L.P.

F6 · ownership.nature: Each Reporting Person expressly disclaims beneficial ownership of the shares except to the extent of such Reporting Person's pecuniary interest therein. See Exhibit 99.1.

F7 · ownership.nature: Solely for purposes of Section 16 of the Securities Exchange Act of 1934, each of Friedman Fleischer & Lowe Capital Partners III, L.P., Friedman Fleischer & Lowe Parallel Fund III, L.P., FFL Individual Partners III, L.P., FFL Executive Partners III, L.P., Friedman Fleischer & Lowe GP III, L.P. and Friedman Fleischer & Lowe GP III, LLC (the "FFL Reporting Persons"), may be deemed to be directors-by-deputization by virtue of their right to designate a member of the board of directors of the Issuer. The FFL Reporting Persons designated Spencer C. Fleischer as a member of the board of directors of the Issuer, effective October 1, 2015 pursuant to that certain Investment Letter Agreement, dated as of November 5, 2014, by and between the FFL Funds (as defined in Exhibit 99.1) and the Issuer.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.