Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COHU INCCOHU · Entity 4478 | VP & GM Analog Test Handlers | May 30, 2018 | June 01, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COHU INC
Report date May 30, 2018 · Filed June 01, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 87,054 |
Reported balance
After 2018-05-30 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-05-30 · Exercise / conversion · Acquired 12,500 · Balance 87,054 |
| Common StockSEC Table I · non-derivative | Direct | 74,554 |
Reported balance
After 2018-05-30 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-05-30 · Sale · Disposed 12,500 · Balance 74,554 F1: The shares with respect to this transaction were sold in multiple trades at prices ranging from $24.50 to $24.51; the price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | Direct | 65,035 |
Reported balance
After 2018-05-30 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2018-05-30 · Sale · Disposed 9,519 · Balance 65,035 F1: The shares with respect to this transaction were sold in multiple trades at prices ranging from $24.50 to $24.51; the price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2: Number of shares includes 47,660 Restricted Stock Units (excluding the impact of shares that will be withheld to cover tax obligations) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock immediately upon the vesting dates (assuming continued employment and achievement of specified performance goals). |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.42 · Expires 2023-09-11 | Direct | 0 |
Reported balance
After 2018-05-30 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-05-30 · Exercise / conversion · Acquired 12,500 · Balance 0 F3: The options vested in four equal annual installments beginning on September 11, 2014. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares with respect to this transaction were sold in multiple trades at prices ranging from $24.50 to $24.51; the price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F2: Number of shares includes 47,660 Restricted Stock Units (excluding the impact of shares that will be withheld to cover tax obligations) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock immediately upon the vesting dates (assuming continued employment and achievement of specified performance goals).
F3: The options vested in four equal annual installments beginning on September 11, 2014.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 30, 2018 Filed Jun 1, 2018 21:37 UTC | COHU INC COHU · Entity 4478 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 12,500 | $0.00 Strike: $10.42 | $0.00 |
DisclosureSEC source: 0001209191-18-034788 · doc4.xml · derivative · entry 4 von Fellenberg IAN · CIK 0001701396 · VP & GM Analog Test Handlers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 12,500 shares Expires 2023-09-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vested in four equal annual installments beginning on September 11, 2014. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:37 UTC | COHU INC COHU · Entity 4478 | SaleCommon Stock | 9,519 | $24.51 | $233,310.69 |
DisclosureSEC source: 0001209191-18-034788 · doc4.xml · nonDerivative · entry 3 von Fellenberg IAN · CIK 0001701396 · VP & GM Analog Test Handlers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,035 F1 · price: The shares with respect to this transaction were sold in multiple trades at prices ranging from $24.50 to $24.51; the price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. F2 · balance_after: Number of shares includes 47,660 Restricted Stock Units (excluding the impact of shares that will be withheld to cover tax obligations) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock immediately upon the vesting dates (assuming continued employment and achievement of specified performance goals). Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:37 UTC | COHU INC COHU · Entity 4478 | SaleCommon Stock | 12,500 | $24.51 | $306,375.00 |
DisclosureSEC source: 0001209191-18-034788 · doc4.xml · nonDerivative · entry 2 von Fellenberg IAN · CIK 0001701396 · VP & GM Analog Test Handlers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,554 F1 · price: The shares with respect to this transaction were sold in multiple trades at prices ranging from $24.50 to $24.51; the price reported above reflects the weighted average price. The reporting person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| May 30, 2018 Filed Jun 1, 2018 21:37 UTC | COHU INC COHU · Entity 4478 | Exercise / conversionCommon Stock | 12,500 | $10.42 | $130,250.00 |
DisclosureSEC source: 0001209191-18-034788 · doc4.xml · nonDerivative · entry 1 von Fellenberg IAN · CIK 0001701396 · VP & GM Analog Test Handlers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 87,054 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 23:01 UTC | COHU INC COHU · Entity 4478 | Tax withholdingCommon Stock | 490 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021841 · doc4.xml · nonDerivative · entry 2 von Fellenberg IAN · CIK 0001701396 · VP & GM Analog Test Handlers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,554 F1 · shares: Represents shares that were automatically withheld upon vesting of Restricted Stock Units (RSUs) to cover tax obligations in a transaction exempt under Rule 16(b)-3. F2 · balance_after: Number of shares includes 47,660 RSUs (excluding the impact of shares that will be withheld to cover tax obligations) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock immediately upon the vesting dates (assuming continued employment and achievement of specified performance goals). Read SEC document |
| March 26, 2018 Filed Mar 27, 2018 23:01 UTC | COHU INC COHU · Entity 4478 | Tax withholdingCommon Stock | 1,546 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021841 · doc4.xml · nonDerivative · entry 1 von Fellenberg IAN · CIK 0001701396 · VP & GM Analog Test Handlers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,044 F1 · shares: Represents shares that were automatically withheld upon vesting of Restricted Stock Units (RSUs) to cover tax obligations in a transaction exempt under Rule 16(b)-3. Read SEC document |
| March 22, 2018 Filed Mar 24, 2018 00:16 UTC | COHU INC COHU · Entity 4478 | Tax withholdingCommon Stock | 2,427 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021578 · doc4.xml · nonDerivative · entry 1 von Fellenberg IAN · CIK 0001701396 · VP & GM Analog Test Handlers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,590 F1 · shares: Represents shares that were automatically withheld upon vesting of Restricted Stock Units (RSUs) to cover tax obligations in a transaction exempt under Rule 16(b)-3. F2 · balance_after: Number of shares includes 53,681 RSUs (excluding the impact of shares that will be withheld to cover tax obligations) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock immediately upon the vesting dates (assuming continued employment and achievement of specified performance goals). Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 00:08 UTC | COHU INC COHU · Entity 4478 | GrantPerformance Stock Units | 7,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021344 · doc4.xml · nonDerivative · entry 2 von Fellenberg IAN · CIK 0001701396 · VP & GM Analog Test Handlers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,017 F2 · shares: Represents performance units (also referred to as RSUs) that will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock upon vesting. These performance units will vest only after the achievement of specified performance goals (total shareholder return). Provided such goals are achieved and subject to continued employment through the vesting date, vesting is scheduled to occur in full on the third anniversary of the date of grant (March 20, 2021). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 25% to 200% of the target amount, depending on achievement of specified performance goals. F3 · balance_after: Number of shares includes 60,857 RSUs (excluding the impact of shares that will be withheld to cover tax obligations) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock immediately upon the vesting dates (assuming continued employment and achievement of specified performance goals). Read SEC document |
| March 20, 2018 Filed Mar 23, 2018 00:08 UTC | COHU INC COHU · Entity 4478 | GrantRestricted Stock Units | 7,249 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-021344 · doc4.xml · nonDerivative · entry 1 von Fellenberg IAN · CIK 0001701396 · VP & GM Analog Test Handlers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,768 F1 · shares: Represents shares that were automatically withheld upon vesting of Restricted Stock Units (RSUs) to cover tax obligations in a transaction exempt under Rule 16(b)-3. Read SEC document |
| November 09, 2017 Filed Nov 13, 2017 22:13 UTC | COHU INC COHU · Entity 4478 | SaleCommon Stock | 9,324 | $25.00 | $233,100.00 |
DisclosureSEC source: 0001209191-17-060363 · doc4.xml · nonDerivative · entry 1 von Fellenberg IAN · CIK 0001701396 · VP & GM Analog Test Handlers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,419 F1 · balance_after: Number of shares includes 36,195 Restricted Stock Units (RSU) (excluding the impact of shares that will be withheld to cover tax obligations) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock, immediately upon vesting which vesting is scheduled to occur in annual installments (assuming continued employment and achievement of specified performance goals). Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 15:30 UTC | COHU INC COHU · Entity 4478 | SaleCommon Stock | 2,639 | $18.21 | $48,053.55 |
DisclosureSEC source: 0001209191-17-036641 · doc4.xml · nonDerivative · entry 1 von Fellenberg IAN · CIK 0001701396 · VP & GM Analog Test Handlers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,743 F1 · balance_after: Number of shares includes 38,695 Restricted Stock Units (RSU) (excluding the impact of shares that will be withheld to cover tax obligations) previously reported that in the future will be converted on a one-for-one basis into shares of Cohu, Inc. Common Stock, immediately upon vesting which vesting is scheduled to occur in annual installments (assuming continued employment and achievement of specified performance goals). Read SEC document |
| May 30, 2017 Filed Mar 23, 2018 00:07 UTC Amendment | COHU INC COHU · Entity 4478 | SaleCommon Stock | 2,639 | $18.21 | $48,053.55 |
DisclosureSEC source: 0001209191-18-021343 · doc4a.xml · nonDerivative · entry 1 von Fellenberg IAN · CIK 0001701396 · VP & GM Analog Test Handlers 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,843 F1 · balance_after: This amended Form 4 is being filed to correct the number of beneficially owned securities from 49,743 to 73,843. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 21:06 UTC | COHU INC COHU · Entity 4478 | GrantPerformance Stock Units | 8,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022801 · doc4.xml · nonDerivative · entry 3 von Fellenberg IAN · CIK 0001701396 · VP & General Manager, Ismeca 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,998 F3 · security: Represents performance shares (restricted stock units) that will be converted on a one-for-one basis into shares of Cohu, Inc. common stock upon vesting. These performance shares will vest only after the achievement of specified performance goals (total shareholder return). Provided such goals are achieved, vesting is scheduled to occur in full on the third anniversary of the date of grant (March 22, 2020) (subject to continued employment through vest date). The number of shares shown is the target award level. The actual number of shares that may vest ranges from 25% to 200% of the target amount, depending on achievement of specified performance goals. Read SEC document |
| March 22, 2017 Filed Mar 24, 2017 21:06 UTC | COHU INC COHU · Entity 4478 | GrantRestricted Stock Units | 8,998 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-022801 · doc4.xml · nonDerivative · entry 2 von Fellenberg IAN · CIK 0001701396 · VP & General Manager, Ismeca 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,998 F2 · security: Each restricted stock unit (RSU) represents a contingent right to receive one share of Cohu, Inc. Common Stock upon vesting. The RSU vests in four equal annual installments beginning March 22, 2018 (assuming continued employment). Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.