organization · Reporting owner
DST SYSTEMS INC
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| LIBERTY ALL STAR GROWTH FUND INC.ASG · Entity 5864 | Affiliate of the Inv. Adviser | December 18, 2017 | December 19, 2017 |
| SRH Total Return Fund, Inc.BIF · Entity 4587 | Affiliate of Inv Adviser | June 01, 2018 | June 08, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
LIBERTY ALL STAR GROWTH FUND INC.
Report date December 18, 2017 · Filed December 19, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Shares of Common StockSEC Table I · non-derivative | IndirectBy Westside Investment Management, Inc. | 2,120,540 |
Reported balance
After 2017-12-18 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2017-12-18 · Gift · Disposed 93,809 · Balance 2,120,540 F1: On December 18, 2017, the reporting shareholder made a gift of 93,809 shares to a charitable organization. F2: Shares owned by DST Systems, Inc. are held by West Side Investment Management, Inc., a Nevada corporation and a wholly owned subsidiary of DST Systems, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: On December 18, 2017, the reporting shareholder made a gift of 93,809 shares to a charitable organization.
F2: Shares owned by DST Systems, Inc. are held by West Side Investment Management, Inc., a Nevada corporation and a wholly owned subsidiary of DST Systems, Inc.
SRH Total Return Fund, Inc.
Report date June 01, 2018 · Filed June 08, 2018
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 18, 2017 Filed Dec 19, 2017 14:58 UTC | LIBERTY ALL STAR GROWTH FUND INC. ASG · Entity 5864 | GiftShares of Common Stock | 93,809 | $0.00 | $0.00 |
DisclosureSEC source: 0000714603-17-000048 · primary_doc.xml · nonDerivative · entry 1 DST SYSTEMS INC · CIK 0000714603 · Affiliate of the Inv. Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By Westside Investment Management, Inc. Disclosed balance after: 2,120,540 F1 · price: On December 18, 2017, the reporting shareholder made a gift of 93,809 shares to a charitable organization. F2 · ownership.nature: Shares owned by DST Systems, Inc. are held by West Side Investment Management, Inc., a Nevada corporation and a wholly owned subsidiary of DST Systems, Inc. Read SEC document |
| September 25, 2017 Filed Sep 26, 2017 11:26 UTC | LIBERTY ALL STAR GROWTH FUND INC. ASG · Entity 5864 | GiftShares of Common Stock | 97,847 | $0.00 | $0.00 |
DisclosureSEC source: 0000714603-17-000040 · primary_doc.xml · nonDerivative · entry 1 DST SYSTEMS INC · CIK 0000714603 · Affiliate of the Inv. Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By West Side Investment Management, Inc. Disclosed balance after: 2,214,839 F1 · price: On September 25, 2017, the reporting shareholder made a gift of 97,847 shares to a charitable organization. F2 · ownership.nature: Shares owned by DST Systems, Inc. are held by West Side Investment Management, Inc., a Nevada corporation and a wholly owned subsidiary of DST Systems, Inc. Read SEC document |
| June 21, 2017 Filed Jun 23, 2017 11:07 UTC | LIBERTY ALL STAR GROWTH FUND INC. ASG · Entity 5864 | GiftShares of Common Stock | 103,306 | $0.00 | $0.00 |
DisclosureSEC source: 0000714603-17-000033 · primary_doc.xml · nonDerivative · entry 1 DST SYSTEMS INC · CIK 0000714603 · Affiliate of the Inv. Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By West Side Investment Management, Inc. Disclosed balance after: 2,312,196 F1 · price: On June 21, 2017, the reporting shareholder made a gift of 103,306 shares to a charitable organization. F2 · ownership.nature: Shares owned by DST Systems, Inc. are held by West Side Investment Management, Inc., a Nevada corporation and a wholly owned subsidiary of DST Systems, Inc. Read SEC document |
| March 08, 2017 Filed Mar 8, 2017 16:44 UTC | LIBERTY ALL STAR GROWTH FUND INC. ASG · Entity 5864 | GiftShares of Common Stock | 110,865 | $0.00 | $0.00 |
DisclosureSEC source: 0000714603-17-000007 · primary_doc.xml · nonDerivative · entry 1 DST SYSTEMS INC · CIK 0000714603 · Affiliate of the Inv. Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By Westside Investment Management, Inc. Disclosed balance after: 2,415,502 F1 · price: On March 8, 2017, the reporting shareholder made a gift of 110,865 shares to a charitable organization. F2 · ownership.nature: Shares owned by DST Systems, Inc. are held by West Side Investment Management, Inc., a Nevada corporation and a wholly owned subsidiary of DST Systems, Inc. Read SEC document |
| December 22, 2016 Filed Dec 23, 2016 10:15 UTC | LIBERTY ALL STAR GROWTH FUND INC. ASG · Entity 5864 | GiftShares of Common Stock | 117,371 | $0.00 | $0.00 |
DisclosureSEC source: 0000714603-16-000083 · primary_doc.xml · nonDerivative · entry 1 DST SYSTEMS INC · CIK 0000714603 · Affiliate of the Inv. Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By West Side Investment Management, Inc. Disclosed balance after: 2,526,367 F1 · price: On December 22, 2016, the reporting shareholder made a gift of 117,371 shares to a charitable organization. F2 · ownership.nature: Shares owned by DST Systems, Inc. are held by West Side Investment Management, Inc., a Nevada corporation and a wholly owned subsidiary of DST Systems, Inc. Read SEC document |
| September 09, 2016 Filed Sep 12, 2016 12:54 UTC | LIBERTY ALL STAR GROWTH FUND INC. ASG · Entity 5864 | GiftShares of Common Stock | 116,550 | $0.00 | $0.00 |
DisclosureSEC source: 0000714603-16-000076 · primary_doc.xml · nonDerivative · entry 1 DST SYSTEMS INC · CIK 0000714603 · Affiliate of the Inv Adviser 10b5-1 filing: Not disclosed Ownership: Indirect · By West Side Investment Management, Inc. Disclosed balance after: 2,643,739 F1 · price: On September 9th, 2016, the reporting shareholder made a gift of 116,550 shares to a charitable organization. F2 · ownership.nature: Shares owned by DST Systems, Inc. are held by West Side Investment Management, Inc. a Nevada corporation and a wholly owned subsidiary of DST Systems, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.