Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CARRIAGE SERVICES INCCSV · Entity 5426 | Chief Operating Officer | June 11, 2018 | June 12, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CARRIAGE SERVICES INC
Report date June 11, 2018 · Filed June 12, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectJointly owned with spouse | 27,440 |
Reported balance
After 2018-06-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-06-11 · Sale · Disposed 3,500 · Balance 27,440 |
| Common StockSEC Table I · non-derivative | Direct | 15,551 |
Reported balance
Holding disclosure · report date 2018-06-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 15,551 |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $25.43 · Expires 2028-02-14 | Direct | 25,000 |
Reported balance
Holding disclosure · report date 2018-06-11 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 25,000 F1: Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which will vest 1/5 on 2/14/2019, 2/14/2020, 2/14/2021, 2/14/2022 and 2/14/2023. The options expire on 2/14/2028. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $26.54 · Expires 2027-03-21 | Direct | 58,100 |
Reported balance
Holding disclosure · report date 2018-06-11 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 58,100 F3: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018 and 1/5 will vest each year on 3/21/2019, 3/21/2020, 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $20.06 · Expires 2026-02-23 | Direct | 18,500 |
Reported balance
Holding disclosure · report date 2018-06-11 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 18,500 F5: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 1/5 on 2/23/2018 and will vest 1/5 on 2/23/2019, 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $22.58 · Expires 2022-02-24 | Direct | 40,000 |
Reported balance
Holding disclosure · report date 2018-06-11 · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · Balance 40,000 F7: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 02/24/2022. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $20.26 · Expires 2019-02-25 | Direct | 40,000 |
Reported balance
Holding disclosure · report date 2018-06-11 · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · Balance 40,000 F8: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/25/2015, 1/3 on 2/25/2016 and 1/3 on 2/25/2017. These stock options expire on 02/25/2019. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.94 · Expires 2022-03-05 | Direct | 26,289 |
Reported balance
Holding disclosure · report date 2018-06-11 · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · Balance 26,289 F9: Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 03/05/2013, 1/3 on 03/05/2014 and 1/3 on 03/05/2015. These stock options expire on 03/05/2022. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $5.70 · Expires 2021-02-28 | Direct | 17,913 |
Reported balance
Holding disclosure · report date 2018-06-11 · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · Balance 17,913 F10: Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 02/28/2012, 1/3 on 02/28/2013 and 1/3 on 02/28/2014. These stock options expire on 02/28/2021. |
| Stock OptionsSEC Table II · derivative / convertible security · Conversion / exercise price $4.78 · Expires 2020-05-18 | Direct | 17,530 |
Reported balance
Holding disclosure · report date 2018-06-11 · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · Balance 17,530 F11: Stock Options granted pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 05/18/2011, 1/3 on 5/18/2012 and 1/3 on 5/18/2013. These stock options expire on 5/18/2020. |
| Performance AwardSEC Table II · derivative / convertible security · Expires 2022-12-31 | Direct | 13,300 |
Reported balance
Holding disclosure · report date 2018-06-11 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 13,300 F2: Represents performance-based awards, payable in shares, granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2022 provided that certain criteria surrounding Adjusted Consolidated EBITDA (Adjusted Earnings Before Interest Tax Depreciation and Amortization) and Adjusted Consolidated EBITDA Margin performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date. The Adjusted Consolidated EBITDA performance represents 50% of the award and the Adjusted Consolidated EBITDA Margin performance represents 50% of the award. |
| Performance AwardSEC Table II · derivative / convertible security · Expires 2021-12-31 | Direct | 13,190 |
Reported balance
Holding disclosure · report date 2018-06-11 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 13,190 F4: Represents performance-based awards, payable in shares, granted under the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan. The award will vest (if at all) on December 31, 2021 provided that certain criteria surrounding Adjusted Consolidated EBITDA (Adjusted Earnings Before Interest Tax Depreciation and Amortization) and Adjusted Consolidated EBITDA Margin performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date. The Adjusted Consolidated EBITDA performance represents 50% of the award and the Adjusted Consolidated EBITDA Margin performance represents 50% of the award. |
| Performance AwardSEC Table II · derivative / convertible security · Expires 2020-12-31 | Direct | 5,800 |
Reported balance
Holding disclosure · report date 2018-06-11 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 5,800 F6: Represents performance-based awards, payable in shares, granted under the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan. The award will vest (if at all) on December 31, 2020 provided that certain criteria surrounding Adjusted Consolidated EBITDA (Adjusted Earnings Before Interest Tax Depreciation and Amortization) and Relative Shareholder Return performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date. The Relative Shareholder Return performance represents 75% of the award and the Adjusted Consolidated EBITDA performance represents 25% of the award. |
Filing footnotes · ownership attribution and instrument terms
F1: Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which will vest 1/5 on 2/14/2019, 2/14/2020, 2/14/2021, 2/14/2022 and 2/14/2023. The options expire on 2/14/2028.
F2: Represents performance-based awards, payable in shares, granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2022 provided that certain criteria surrounding Adjusted Consolidated EBITDA (Adjusted Earnings Before Interest Tax Depreciation and Amortization) and Adjusted Consolidated EBITDA Margin performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date. The Adjusted Consolidated EBITDA performance represents 50% of the award and the Adjusted Consolidated EBITDA Margin performance represents 50% of the award.
F3: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018 and 1/5 will vest each year on 3/21/2019, 3/21/2020, 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027.
F4: Represents performance-based awards, payable in shares, granted under the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan. The award will vest (if at all) on December 31, 2021 provided that certain criteria surrounding Adjusted Consolidated EBITDA (Adjusted Earnings Before Interest Tax Depreciation and Amortization) and Adjusted Consolidated EBITDA Margin performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date. The Adjusted Consolidated EBITDA performance represents 50% of the award and the Adjusted Consolidated EBITDA Margin performance represents 50% of the award.
F5: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 1/5 on 2/23/2018 and will vest 1/5 on 2/23/2019, 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.
F6: Represents performance-based awards, payable in shares, granted under the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan. The award will vest (if at all) on December 31, 2020 provided that certain criteria surrounding Adjusted Consolidated EBITDA (Adjusted Earnings Before Interest Tax Depreciation and Amortization) and Relative Shareholder Return performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date. The Relative Shareholder Return performance represents 75% of the award and the Adjusted Consolidated EBITDA performance represents 25% of the award.
F7: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 02/24/2022.
F8: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/25/2015, 1/3 on 2/25/2016 and 1/3 on 2/25/2017. These stock options expire on 02/25/2019.
F9: Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 03/05/2013, 1/3 on 03/05/2014 and 1/3 on 03/05/2015. These stock options expire on 03/05/2022.
F10: Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 02/28/2012, 1/3 on 02/28/2013 and 1/3 on 02/28/2014. These stock options expire on 02/28/2021.
F11: Stock Options granted pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 05/18/2011, 1/3 on 5/18/2012 and 1/3 on 5/18/2013. These stock options expire on 5/18/2020.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 11, 2018 Filed Jun 12, 2018 23:04 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 3,500 | $25.15 | $88,025.00 |
DisclosureSEC source: 0001016281-18-000071 · wf-form4_152884464623417.xml · nonDerivative · entry 1 Bruce Mark R · CIK 0001456516 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Jointly owned with spouse Disclosed balance after: 27,440 Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 22:38 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionStock Options · Derivative | 30,000 | $0.00 Strike: $16.73 | $0.00 |
DisclosureSEC source: 0001016281-18-000042 · wf-form4_152089429406447.xml · derivative · entry 4 Bruce Mark R · CIK 0001456516 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,000 shares Expires 2018-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 05/22/2014, 1/3 on 05/22/2015 and 1/3 on 05/22/2016. These stock options expire on 05/22/2018. All 30,000 stock options were exercised on 03/09/2018. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 22:38 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Tax withholdingCommon Stock | 21,099 | $28.05 | $591,826.95 |
DisclosureSEC source: 0001016281-18-000042 · wf-form4_152089429406447.xml · nonDerivative · entry 2 Bruce Mark R · CIK 0001456516 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,551 F1 · shares: Represents shares withheld on 03/09/2018 to cover option price and the tax liability associated with the exercise of stock options granted on 05/22/2013. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 22:38 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | Exercise / conversionCommon Stock | 30,000 | $16.73 | $501,900.00 |
DisclosureSEC source: 0001016281-18-000042 · wf-form4_152089429406447.xml · nonDerivative · entry 1 Bruce Mark R · CIK 0001456516 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,650 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 14, 2018 Filed Feb 16, 2018 23:14 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | GrantCommon Stock | 6,650 | $25.43 | $169,109.50 |
DisclosureSEC source: 0001016281-18-000011 · wf-form4_151882282920338.xml · nonDerivative · entry 1 Bruce Mark R · CIK 0001456516 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Jointly owned with spouse Disclosed balance after: 37,590 F1 · shares: Restricted Stock grant pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which will vest 1/3 on 2/14/2019, 2/14/2020 and on 2/14/2021. Read SEC document |
| December 11, 2017 Filed Dec 12, 2017 21:25 UTC | CARRIAGE SERVICES INC CSV · Entity 5426 | SaleCommon Stock | 3,000 | $26.40 | $79,200.00 |
DisclosureSEC source: 0001016281-17-000111 · wf-form4_151311391416203.xml · nonDerivative · entry 1 Bruce Mark R · CIK 0001456516 · Chief Operating Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Jointly owned with spouse Disclosed balance after: 30,940 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.