Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CarGurus, Inc.CARG · Entity 4203 | Director | June 14, 2018 | June 16, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CarGurus, Inc.
Report date June 14, 2018 · Filed June 16, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 505,833 |
Ending reported balance
After 2018-06-15 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-06-14 · Sale · Disposed 22,100 · Balance 570,457 F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.30 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Row 2 · 2018-06-15 · Sale · Disposed 64,624 · Balance 505,833 F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $35.92 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.30 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.
F2: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $35.92 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 15, 2018 Filed Jun 16, 2018 01:31 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 64,624 | $35.14 | $2,270,887.36 |
DisclosureSEC source: 0000899243-18-016865 · doc4.xml · nonDerivative · entry 2 Rothman Simon · CIK 0001718646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 505,833 F2 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.50 to $35.92 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| June 14, 2018 Filed Jun 16, 2018 01:31 UTC | CarGurus, Inc. CARG · Entity 4203 | SaleClass A Common Stock | 22,100 | $36.06 | $796,926.00 |
DisclosureSEC source: 0000899243-18-016865 · doc4.xml · nonDerivative · entry 1 Rothman Simon · CIK 0001718646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 570,457 F1 · price: The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.30 per share, inclusive. Information regarding the number of shares sold at each separate price will be made available from the Reporting Person upon request by the staff of the Securities and Exchange Commission, the Issuer or any security holder of the Issuer. Read SEC document |
| May 24, 2018 Filed May 25, 2018 20:30 UTC | CarGurus, Inc. CARG · Entity 4203 | GrantClass A Common Stock | 4,793 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-014109 · doc4.xml · nonDerivative · entry 1 Rothman Simon · CIK 0001718646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 592,557 F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the Reporting Person. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock. Subject to the Reporting Person's continuous service as a director of the Issuer, 100% of the RSUs will vest on the first anniversary of the grant date. Such vesting may be accelerated in connection with a Change in Control (as defined in the Issuer's Omnibus Incentive Compensation Plan). Read SEC document |
| March 02, 2018 Filed Apr 13, 2018 22:35 UTC | CarGurus, Inc. CARG · Entity 4203 | ConversionClass B Common Stock · Derivative | 200,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010155 · doc4.xml · derivative · entry 2 Rothman Simon · CIK 0001718646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 200,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election. F2 · derivative.exercise_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. F2 · derivative.expiration_date: Each share of Class B common stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Read SEC document |
| March 02, 2018 Filed Apr 13, 2018 22:35 UTC | CarGurus, Inc. CARG · Entity 4203 | ConversionClass A Common Stock | 200,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-010155 · doc4.xml · nonDerivative · entry 1 Rothman Simon · CIK 0001718646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 587,764 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the conversion of Class B common stock into Class A common stock at the Reporting Person's election. Read SEC document |
| October 25, 2017 Filed Oct 27, 2017 17:39 UTC | CarGurus, Inc. CARG · Entity 4203 | GrantClass A Common Stock | 2,080 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-064287 · a4.xml · nonDerivative · entry 1 Rothman Simon · CIK 0001718646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 387,764 F1 · shares: Represents shares issuable upon settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of Issuer's Class A Common Stock. Subject to the reporting person's continuous service as a director of the Issuer, the RSUs vest over two years, with 50% of the RSUs vesting on October 25, 2018 and 50% of the RSUs vesting on October 25, 2019. Such vesting may be accelerated in connection with a Change of Control (as defined in the Issuer's Omnibus Incentive Compensation Plan). Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 20:45 UTC | CarGurus, Inc. CARG · Entity 4203 | ConversionSeries A Convertible Preferred Stock · Derivative | 47,614 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-062769 · a4.xml · derivative · entry 2 Rothman Simon · CIK 0001718646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 285,684 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended. F1 · derivative.exercise_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended. F1 · derivative.expiration_date: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended. Read SEC document |
| October 16, 2017 Filed Oct 18, 2017 20:45 UTC | CarGurus, Inc. CARG · Entity 4203 | ConversionClass A Common Stock | 285,684 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-17-062769 · a4.xml · nonDerivative · entry 1 Rothman Simon · CIK 0001718646 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 385,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of the Issuer's Series A Convertible Preferred Stock converted into 6.0000023 shares of the Issuer's Class A Common Stock upon the closing of the Issuer's sale of its Class A Common Stock in its firm commitment underwritten initial public offering pursuant to a registration statement on Form S-1 (File No. 333-220495) under the Securities Act of 1933, as amended. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.