Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| DEXCOM INCDXCM · Entity 3114 | Director | May 28, 2026 | June 01, 2026 |
| Prospector Capital Corp.PRSR · Entity 144033 | Director | January 07, 2021 | January 07, 2021 |
| QUALCOMM INC/DEQCOM · Entity 2852 | Vice Chairman | December 31, 2013 | January 03, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
DEXCOM INC
Report date May 28, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,565 |
Reported balance
After 2026-05-28 transaction · row 1
1 source rowRow 1 · 2026-05-28 · Grant · Acquired 5,565 · Balance 5,565 F1: The RSU Award was granted on May 28, 2026 and 100% of the RSU Award will vest on the earlier of the one year anniversary of the grant date or the date of DexCom, Inc.'s 2027 Annual Meeting of Stockholders. Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of DexCom, Inc. Common Stock upon settlement. |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 63,667 |
Reported balance
Holding disclosure · report date 2026-05-28 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 63,667 F2: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the Reporting Person is a trustee. |
Filing footnotes · ownership attribution and instrument terms
F1: The RSU Award was granted on May 28, 2026 and 100% of the RSU Award will vest on the earlier of the one year anniversary of the grant date or the date of DexCom, Inc.'s 2027 Annual Meeting of Stockholders. Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of DexCom, Inc. Common Stock upon settlement.
F2: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the Reporting Person is a trustee.
Prospector Capital Corp.
Report date January 07, 2021 · Filed January 07, 2021
Jointly reported with Prospector Sponsor LLC, ABERLE DEREK K, Stone Nick
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-01-07 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251523) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 1,125,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement. F2: Prospector Sponsor LLC is the record holder of the securities reported herein. Derek Aberle, Nick Stone and Steve Altman are among the managing members of Prospector Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Prospector Sponsor LLC. Each of the Messrs. Aberle, Stone and Altman disclaims any beneficial ownership of the securities held by Prospector Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly. |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251523) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 1,125,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.
F2: Prospector Sponsor LLC is the record holder of the securities reported herein. Derek Aberle, Nick Stone and Steve Altman are among the managing members of Prospector Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Prospector Sponsor LLC. Each of the Messrs. Aberle, Stone and Altman disclaims any beneficial ownership of the securities held by Prospector Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.
QUALCOMM INC/DE
Report date December 31, 2013 · Filed January 03, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectby Trust | 51,745 |
Reported balance
After 2013-12-03 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2013-12-03 · Gift · Disposed 10,000 · Balance 51,745 F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. |
| Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.00 | Indirectby Grantor Trust | 62,214.592 |
Reported balance
After 2013-12-31 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2013-12-31 · Grant · Acquired 1,017 · Balance 62,214.592 F2: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F4: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. |
Filing footnotes · ownership attribution and instrument terms
F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.
F2: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.
F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.
F4: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 03, 2011 Filed Feb 4, 2011 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 40,260 | $54.50 | $2,194,306.88 |
DisclosureSEC source: 0001234452-11-000079 · edgardoc.xml · nonDerivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,668 F3 · price: The sale prices for this transaction ranged from $54.50 to $54.5505. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F4 · balance_after: Includes 266 and 314 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2010 and July 31, 2010, respectively. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| February 03, 2011 Filed Feb 4, 2011 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 47,500 | $54.50 | $2,588,911.50 |
DisclosureSEC source: 0001234452-11-000079 · edgardoc.xml · nonDerivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 172,928 F3 · price: The sale prices for this transaction ranged from $54.50 to $54.5505. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| February 03, 2011 Filed Feb 4, 2011 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 47,500 | $34.83 | $1,654,425.00 |
DisclosureSEC source: 0001234452-11-000079 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 220,428 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| February 03, 2011 Filed Feb 4, 2011 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 40,260 | $33.01 | $1,328,982.60 |
DisclosureSEC source: 0001234452-11-000079 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 172,928 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 159,740 | $0.00 Strike: $33.01 | $0.00 |
DisclosureSEC source: 0001234452-11-000079 · edgardoc.xml · derivative · entry 7 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,260 Underlying: Common Stock · 159,740 shares Expires 2015-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 159,740 | $54.50 | $8,706,149.48 |
DisclosureSEC source: 0001234452-11-000079 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,668 F2 · price: The sale prices for this transaction ranged from $54.50 to $54.52. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| February 02, 2011 Filed Feb 4, 2011 23:01 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 159,740 | $33.01 | $5,273,017.40 |
DisclosureSEC source: 0001234452-11-000079 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 292,408 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| December 31, 2010 Filed Jan 5, 2011 02:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 2,986 | $49.72 Strike: $1.00 | $148,451.98 |
DisclosureSEC source: 0001234452-11-000022 · edgardoc.xml · derivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 54,592.592 Underlying: Common Stock · 2,986 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| November 09, 2010 Filed Feb 8, 2011 21:50 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 20,000 | $47.87 | $957,382.00 |
DisclosureSEC source: 0001234452-11-000087 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Foundation Disclosed balance after: 0 F1 · price: The sale prices for this transaction ranged from $47.8500 to $47.8817. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F2 · ownership.nature: Securities beneficially owned by Steven R. Altman through the Altman Family Foundation which Mr. Altman has voting and disposition power. Read SEC document |
| November 08, 2010 Filed Nov 11, 2010 01:27 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantRestricted Stock Unit · Derivative | 82,845 | $0.00 Strike: $1.00 | $0.00 |
DisclosureSEC source: 0001234452-10-000250 · edgardoc.xml · derivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 82,845 Underlying: Common Stock · 82,845 shares Expires 2020-11-07 F1 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock. Read SEC document |
| September 30, 2010 Filed Oct 4, 2010 22:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 382 | $43.55 Strike: $1.00 | $16,635.72 |
DisclosureSEC source: 0001234452-10-000179 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 51,606.592 Underlying: Common Stock · 382 shares Expires not disclosed F4 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F5 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F6 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F4 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| August 11, 2010 Filed Oct 4, 2010 22:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftNon-Qualified Stock Option (right to buy) · Derivative | 213,750 | $0.00 Strike: $34.86 | $0.00 |
DisclosureSEC source: 0001234452-10-000179 · edgardoc.xml · derivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust S Disclosed balance after: 213,750 Underlying: Common Stock · 213,750 shares Expires 2016-11-09 F2 · kind: This transaction represents the transfer of stock options from the Insider's direct ownership to Spouse's Grantor Annuity Trust. F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. F3 · ownership.nature: Grantor Retained Annuity Trust (GRAT) for the benefit of insider's spouse. Read SEC document |
| August 11, 2010 Filed Oct 4, 2010 22:32 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftNon-Qualified Stock Option (right to buy) · Derivative | 213,750 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001234452-10-000179 · edgardoc.xml · derivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,500 Underlying: Common Stock · 213,750 shares Expires 2016-11-09 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| August 11, 2010 Filed Feb 17, 2011 22:15 UTC Amendment | QUALCOMM INC/DE QCOM · Entity 2852 | GiftNon-Qualified Stock Option (right to buy) · Derivative | 213,750 | $0.00 Strike: $34.83 | $0.00 |
DisclosureSEC source: 0001234452-11-000119 · edgardoc.xml · derivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust S Disclosed balance after: 213,750 Underlying: Common Stock · 213,750 shares Expires 2016-11-09 F1 · derivative.exercise_price: This form corrects the exercise price of the Non-Qualified Stock Option noted in Table II. The original Form 4 was filed on October 4, 2010. F2 · kind: This transaction represents the transfer of stock options from the Insider's direct ownership to Spouse's Grantor Annuity Trust. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. F4 · ownership.nature: Grantor Retained Annuity Trust (GRAT) for the benefit of insider's spouse. Read SEC document |
| June 30, 2010 Filed Jul 2, 2010 17:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 565 | $34.97 Strike: $1.00 | $19,755.23 |
DisclosureSEC source: 0001234452-10-000135 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 51,006.803 Underlying: Common Stock · 565 shares Expires not disclosed F4 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F5 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F6 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F4 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| May 12, 2010 Filed Jul 2, 2010 17:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftNon-Qualified Stock Option (right to buy) · Derivative | 138,958 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-10-000135 · edgardoc.xml · derivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust S Disclosed balance after: 138,958 Underlying: Common Stock · 138,958 shares Expires 2017-11-11 F2 · kind: This transaction represents the transfer of stock options from the Insider's direct ownership to Spouse's Grantor Annuity Trust. F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. F3 · ownership.nature: Grantor Retained Annuity Trust (GRAT) for the benefit of insider's spouse. Read SEC document |
| May 12, 2010 Filed Jul 2, 2010 17:08 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GiftNon-Qualified Stock Option (right to buy) · Derivative | 138,958 | $0.00 Strike: $37.29 | $0.00 |
DisclosureSEC source: 0001234452-10-000135 · edgardoc.xml · derivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,084 Underlying: Common Stock · 138,958 shares Expires 2017-11-11 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| March 31, 2010 Filed Apr 2, 2010 21:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 256 | $40.83 Strike: $1.00 | $10,451.89 |
DisclosureSEC source: 0001234452-10-000096 · edgardoc.xml · derivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 50,166.125 Underlying: Common Stock · 256 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 02:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $33.01 | $0.00 |
DisclosureSEC source: 0001234452-10-000025 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 25,000 shares Expires 2015-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 02:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 25,000 | $46.70 | $1,167,452.50 |
DisclosureSEC source: 0001234452-10-000025 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,088 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F3 · price: The sale prices for this transaction ranged from $46.65 to $46.92. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| January 04, 2010 Filed Jan 6, 2010 02:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 25,000 | $33.01 | $825,250.00 |
DisclosureSEC source: 0001234452-10-000025 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 157,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| December 31, 2009 Filed Jan 6, 2010 02:28 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 3,378 | $45.82 Strike: $1.00 | $154,779.96 |
DisclosureSEC source: 0001234452-10-000025 · edgardoc.xml · derivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 49,710.257 Underlying: Common Stock · 3,378 shares Expires not disclosed F5 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F6 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F7 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F5 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 01, 2009 Filed Dec 3, 2009 23:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $33.01 | $0.00 |
DisclosureSEC source: 0001234452-09-000450 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 225,000 Underlying: Common Stock · 25,000 shares Expires 2015-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| December 01, 2009 Filed Dec 3, 2009 23:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 25,000 | $45.00 | $1,125,000.00 |
DisclosureSEC source: 0001234452-09-000450 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,088 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| December 01, 2009 Filed Dec 3, 2009 23:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 25,000 | $33.01 | $825,250.00 |
DisclosureSEC source: 0001234452-09-000450 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 157,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 12, 2009 Filed Nov 13, 2009 21:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 14,200 | $0.00 Strike: $33.01 | $0.00 |
DisclosureSEC source: 0001234452-09-000420 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 14,200 shares Expires 2015-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 12, 2009 Filed Nov 13, 2009 21:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 14,200 | $45.00 | $639,000.00 |
DisclosureSEC source: 0001234452-09-000420 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,088 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 12, 2009 Filed Nov 13, 2009 21:22 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 14,200 | $33.01 | $468,742.00 |
DisclosureSEC source: 0001234452-09-000420 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 146,288 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 09, 2009 Filed Nov 12, 2009 17:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 231,500 | $0.00 Strike: $44.75 | $0.00 |
DisclosureSEC source: 0001234452-09-000403 · edgardoc.xml · derivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 231,500 Underlying: Common Stock · 231,500 shares Expires 2019-11-08 F4 · derivative.exercise_date: Employee stock options granted under the Company's 2006 Long-Term Incentive Plan. The options vest on each six month date after the date of grant as to 1/8th of the total shares granted until fully vested four years from the date of grant. Read SEC document |
| November 09, 2009 Filed Nov 12, 2009 17:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 800 | $0.00 Strike: $33.01 | $0.00 |
DisclosureSEC source: 0001234452-09-000403 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 264,200 Underlying: Common Stock · 800 shares Expires 2015-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 09, 2009 Filed Nov 12, 2009 17:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 800 | $45.00 | $36,000.00 |
DisclosureSEC source: 0001234452-09-000403 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,088 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 09, 2009 Filed Nov 12, 2009 17:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 800 | $33.01 | $26,408.00 |
DisclosureSEC source: 0001234452-09-000403 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,888 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 02, 2009 Filed Nov 4, 2009 00:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $33.01 | $0.00 |
DisclosureSEC source: 0001234452-09-000381 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 265,000 Underlying: Common Stock · 10,000 shares Expires 2015-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| November 02, 2009 Filed Nov 4, 2009 00:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 10,000 | $41.39 | $413,900.00 |
DisclosureSEC source: 0001234452-09-000381 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,088 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| November 02, 2009 Filed Nov 4, 2009 00:38 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,000 | $33.01 | $330,100.00 |
DisclosureSEC source: 0001234452-09-000381 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 142,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| October 01, 2009 Filed Oct 2, 2009 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 10,000 | $0.00 Strike: $33.01 | $0.00 |
DisclosureSEC source: 0001234452-09-000358 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 275,000 Underlying: Common Stock · 10,000 shares Expires 2015-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| October 01, 2009 Filed Oct 2, 2009 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 10,000 | $44.51 | $445,100.00 |
DisclosureSEC source: 0001234452-09-000358 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,088 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| October 01, 2009 Filed Oct 2, 2009 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 10,000 | $33.01 | $330,100.00 |
DisclosureSEC source: 0001234452-09-000358 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 142,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 30, 2009 Filed Oct 2, 2009 18:18 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 319 | $44.90 Strike: $1.00 | $14,322.46 |
DisclosureSEC source: 0001234452-09-000358 · edgardoc.xml · derivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 46,161.157 Underlying: Common Stock · 319 shares Expires not disclosed F4 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F5 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F6 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F4 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| September 01, 2009 Filed Sep 3, 2009 19:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 25,000 | $0.00 Strike: $33.01 | $0.00 |
DisclosureSEC source: 0001234452-09-000323 · edgardoc.xml · derivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,000 Underlying: Common Stock · 25,000 shares Expires 2015-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| September 01, 2009 Filed Sep 3, 2009 19:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 25,000 | $46.00 | $1,150,000.00 |
DisclosureSEC source: 0001234452-09-000323 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,088 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| September 01, 2009 Filed Sep 3, 2009 19:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 25,000 | $33.01 | $825,250.00 |
DisclosureSEC source: 0001234452-09-000323 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 157,088 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| August 12, 2009 Filed Aug 14, 2009 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 50 | $0.00 Strike: $43.00 | $0.00 |
DisclosureSEC source: 0001234452-09-000305 · edgardoc.xml · derivative · entry 6 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50 shares Expires 2010-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 10% of the total shares granted on May 17, 2001 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 17, 2001. Read SEC document |
| August 12, 2009 Filed Aug 14, 2009 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,950 | $0.00 Strike: $43.00 | $0.00 |
DisclosureSEC source: 0001234452-09-000305 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50 Underlying: Common Stock · 8,950 shares Expires 2010-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 10% of the total shares granted on May 17, 2001 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 17, 2001. Read SEC document |
| August 12, 2009 Filed Aug 14, 2009 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 50 | $46.47 | $2,323.50 |
DisclosureSEC source: 0001234452-09-000305 · edgardoc.xml · nonDerivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,088 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| August 12, 2009 Filed Aug 14, 2009 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 50 | $43.00 | $2,150.00 |
DisclosureSEC source: 0001234452-09-000305 · edgardoc.xml · nonDerivative · entry 3 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,138 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| August 12, 2009 Filed Aug 14, 2009 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 8,950 | $46.46 | $415,817.00 |
DisclosureSEC source: 0001234452-09-000305 · edgardoc.xml · nonDerivative · entry 2 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,088 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| August 12, 2009 Filed Aug 14, 2009 00:23 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 8,950 | $43.00 | $384,850.00 |
DisclosureSEC source: 0001234452-09-000305 · edgardoc.xml · nonDerivative · entry 1 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 141,038 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92. Read SEC document |
| August 10, 2009 Filed Aug 12, 2009 17:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 15,000 | $0.00 Strike: $43.00 | $0.00 |
DisclosureSEC source: 0001234452-09-000300 · edgardoc.xml · derivative · entry 5 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,000 Underlying: Common Stock · 15,000 shares Expires 2010-11-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 10% of the total shares granted on May 17, 2001 and as to 1/60th of the total shares granted on each monthly anniversary beginning on June 17, 2001. Read SEC document |
| August 10, 2009 Filed Aug 12, 2009 17:52 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 11,600 | $0.00 Strike: $41.75 | $0.00 |
DisclosureSEC source: 0001234452-09-000300 · edgardoc.xml · derivative · entry 4 ALTMAN STEVEN R · CIK 0001191307 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 11,600 shares Expires 2009-11-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: Employee stock options granted under the Company's 1991 Stock Option Plan. The options vest as to 1/60th of the total shares granted on each monthly anniversary beginning on December 12, 1999. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.