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person · Reporting owner

ALTMAN STEVEN R

Disclosed activity across 3 companies

Tapewire entity
16562
SEC CIK
0001191307

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
DEXCOM INCDXCM · Entity 3114DirectorMay 28, 2026June 01, 2026
Prospector Capital Corp.PRSR · Entity 144033DirectorJanuary 07, 2021January 07, 2021
QUALCOMM INC/DEQCOM · Entity 2852Vice ChairmanDecember 31, 2013January 03, 2014

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

DEXCOM INC

Report date May 28, 2026 · Filed June 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect5,565 Reported balance After 2026-05-28 transaction · row 1
1 source row

Row 1 · 2026-05-28 · Grant · Acquired 5,565 · Balance 5,565

F1: The RSU Award was granted on May 28, 2026 and 100% of the RSU Award will vest on the earlier of the one year anniversary of the grant date or the date of DexCom, Inc.'s 2027 Annual Meeting of Stockholders. Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of DexCom, Inc. Common Stock upon settlement.

Common StockSEC Table I · non-derivativeIndirectby Trust63,667 Reported balance Holding disclosure · report date 2026-05-28 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 63,667

F2: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the Reporting Person is a trustee.

Filing footnotes · ownership attribution and instrument terms

F1: The RSU Award was granted on May 28, 2026 and 100% of the RSU Award will vest on the earlier of the one year anniversary of the grant date or the date of DexCom, Inc.'s 2027 Annual Meeting of Stockholders. Each share is represented by a restricted stock unit (RSU) that represents a contingent right to receive one share of DexCom, Inc. Common Stock upon settlement.

F2: Shares are held by the Steven R. and Lisa J. Altman, TTEE's Altman Family Trust DTD 8/21/92, with respect to which the Reporting Person is a trustee.

Prospector Capital Corp.

Report date January 07, 2021 · Filed January 07, 2021

Jointly reported with Prospector Sponsor LLC, ABERLE DEREK K, Stone Nick

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2021-01-07 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251523) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 1,125,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.

F2: Prospector Sponsor LLC is the record holder of the securities reported herein. Derek Aberle, Nick Stone and Steve Altman are among the managing members of Prospector Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Prospector Sponsor LLC. Each of the Messrs. Aberle, Stone and Altman disclaims any beneficial ownership of the securities held by Prospector Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

Filing footnotes · ownership attribution and instrument terms

F1: The Class B ordinary shares are convertible for the Issuer's Class A ordinary shares as described under the heading "Description of Securities" in the Issuer's Registration Statement on Form S-1 (File No. 333-251523) (the "Registration Statement") and have no expiration date. The Class B ordinary shares beneficially owned by the Reporting Persons include up to 1,125,000 Class B ordinary shares subject to forfeiture to the Issuer depending on the extent to which the underwriters' over-allotment option is exercised in connection with the Issuer's initial public offering of units, as described in the Registration Statement.

F2: Prospector Sponsor LLC is the record holder of the securities reported herein. Derek Aberle, Nick Stone and Steve Altman are among the managing members of Prospector Sponsor LLC and share voting and investment discretion with respect to the securities held of record by Prospector Sponsor LLC. Each of the Messrs. Aberle, Stone and Altman disclaims any beneficial ownership of the securities held by Prospector Sponsor LLC other than to the extent of any pecuniary interest he may have therein, directly or indirectly.

QUALCOMM INC/DE

Report date December 31, 2013 · Filed January 03, 2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectby Trust51,745 Reported balance After 2013-12-03 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2013-12-03 · Gift · Disposed 10,000 · Balance 51,745

F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Phantom Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $1.00Indirectby Grantor Trust62,214.592 Reported balance After 2013-12-31 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2013-12-31 · Grant · Acquired 1,017 · Balance 62,214.592

F2: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F4: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

Filing footnotes · ownership attribution and instrument terms

F1: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

F2: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F3: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F4: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 15, 2012 Filed Feb 16, 2012 23:02 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 48,960 $61.74 $3,022,643.52
Disclosure

SEC source: 0001234452-12-000095 · edgardoc.xml · nonDerivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,507

F2 · price: The sale prices for this transaction ranged from $61.70 to $61.83. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
February 15, 2012 Filed Feb 16, 2012 23:02 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 51,040 $61.74 $3,151,056.48
Disclosure

SEC source: 0001234452-12-000095 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 153,467

F2 · price: The sale prices for this transaction ranged from $61.70 to $61.83. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
February 15, 2012 Filed Feb 16, 2012 23:02 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 48,960 $35.66 $1,745,913.60
Disclosure

SEC source: 0001234452-12-000095 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 204,507

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
February 15, 2012 Filed Feb 16, 2012 23:02 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 51,040 $37.29 $1,903,281.60
Disclosure

SEC source: 0001234452-12-000095 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 155,547

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
February 07, 2012 Filed Feb 9, 2012 16:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 67,210 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-12-000083 · edgardoc.xml · derivative · entry 6

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 0

Underlying: Common Stock · 67,210 shares

Expires 2016-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
February 07, 2012 Filed Feb 9, 2012 16:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 32,790 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-12-000083 · edgardoc.xml · derivative · entry 5

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 239,710

Underlying: Common Stock · 32,790 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
February 07, 2012 Filed Feb 9, 2012 16:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 32,790 $61.37 $2,012,414.11
Disclosure

SEC source: 0001234452-12-000083 · edgardoc.xml · nonDerivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,507

F1 · price: The sale prices for this transaction ranged from $61.28 to $61.4501. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F2 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
February 07, 2012 Filed Feb 9, 2012 16:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 32,790 $35.66 $1,169,291.40
Disclosure

SEC source: 0001234452-12-000083 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 137,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
February 07, 2012 Filed Feb 9, 2012 16:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 67,210 $61.37 $4,124,865.89
Disclosure

SEC source: 0001234452-12-000083 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 0

F1 · price: The sale prices for this transaction ranged from $61.28 to $61.4501. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 07, 2012 Filed Feb 9, 2012 16:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 67,210 $34.83 $2,340,924.30
Disclosure

SEC source: 0001234452-12-000083 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 67,210

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2012 Filed Feb 7, 2012 21:26 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 14,745 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-12-000073 · edgardoc.xml · derivative · entry 7

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 67,210

Underlying: Common Stock · 14,745 shares

Expires 2016-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
February 03, 2012 Filed Feb 7, 2012 21:26 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 85,255 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-12-000073 · edgardoc.xml · derivative · entry 6

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 85,255 shares

Expires 2016-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
February 03, 2012 Filed Feb 7, 2012 21:26 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 14,745 $60.83 $896,976.69
Disclosure

SEC source: 0001234452-12-000073 · edgardoc.xml · nonDerivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 0

F1 · price: The sale prices for this transaction ranged from $60.61 to $60.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 03, 2012 Filed Feb 7, 2012 21:26 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 14,745 $34.83 $513,568.35
Disclosure

SEC source: 0001234452-12-000073 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Spouse

Disclosed balance after: 14,745

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 03, 2012 Filed Feb 7, 2012 21:26 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 85,255 $60.83 $5,186,283.31
Disclosure

SEC source: 0001234452-12-000073 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: The sale prices for this transaction ranged from $60.61 to $60.96. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

Read SEC document
February 03, 2012 Filed Feb 7, 2012 21:26 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 85,255 $34.83 $2,969,431.65
Disclosure

SEC source: 0001234452-12-000073 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,255

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 01, 2012 Filed Feb 3, 2012 22:15 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 50,000 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-12-000063 · edgardoc.xml · derivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,255

Underlying: Common Stock · 50,000 shares

Expires 2016-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
February 01, 2012 Filed Feb 3, 2012 22:15 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 50,000 $59.50 $2,975,115.00
Disclosure

SEC source: 0001234452-12-000063 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,355

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F3 · price: The sale prices for this transaction ranged from $59.50 to $59.53. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F4 · balance_after: Includes 230 shares acquired under the Company's Employee Stock Purchase Plan on January 31, 2012.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
February 01, 2012 Filed Feb 3, 2012 22:15 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 50,000 $34.83 $1,741,500.00
Disclosure

SEC source: 0001234452-12-000063 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 154,355

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
January 25, 2012 Filed Jan 27, 2012 19:00 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,700 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-12-000045 · edgardoc.xml · derivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 135,255

Underlying: Common Stock · 3,700 shares

Expires 2016-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
January 25, 2012 Filed Jan 27, 2012 19:00 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 3,700 $59.50 $220,150.00
Disclosure

SEC source: 0001234452-12-000045 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,125

F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
January 25, 2012 Filed Jan 27, 2012 19:00 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 3,700 $34.83 $128,871.00
Disclosure

SEC source: 0001234452-12-000045 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 107,825

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
December 31, 2011 Filed Jan 5, 2012 00:03 UTC QUALCOMM INC/DE QCOM · Entity 2852 GrantPhantom Stock Unit · Derivative 5,108 $53.89 Strike: $1.00 $275,275.23
Disclosure

SEC source: 0001234452-12-000012 · edgardoc.xml · derivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · Vice Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · by Grantor Trust

Disclosed balance after: 59,700.592

Underlying: Common Stock · 5,108 shares

Expires not disclosed

F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest 100% after 2 years of continuous service with the Company.

F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination.

F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan.

Read SEC document
November 09, 2011 Filed Nov 15, 2011 00:23 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 8,756 $55.54 $486,339.76
Disclosure

SEC source: 0001234452-11-000400 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 110,325

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $54.99 to $55.99. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
November 09, 2011 Filed Nov 15, 2011 01:21 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 6,200 $56.20 $348,457.36
Disclosure

SEC source: 0001234452-11-000402 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,125

F1 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended.

F2 · price: The sale prices for this transaction ranged from $56.01 to $56.45. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:57 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 434.5853 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000383 · edgardoc.xml · derivative · entry 5

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 869.1706

Underlying: Common Stock · 434.5853 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: Amount represents dividend equivalents earned on vested restricted stock units.

F5 · derivative.exercise_date: These dividend equivalents vest the same as the underlying restricted stock units.

F5 · derivative.expiration_date: These dividend equivalents vest the same as the underlying restricted stock units.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:57 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionRestricted Stock Unit · Derivative 27,615 $0.00 Strike: $1.00 $0.00
Disclosure

SEC source: 0001234452-11-000383 · edgardoc.xml · derivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,230

Underlying: Common Stock · 27,615 shares

Expires 2020-11-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These shares are represented by restricted stock units. The units vest annually over three years. Upon vesting, the restricted stock units will be paid out in whole shares of common stock.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:57 UTC QUALCOMM INC/DE QCOM · Entity 2852 Tax withholdingCommon Stock 13,093.5853 $57.03 $746,727.17
Disclosure

SEC source: 0001234452-11-000383 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,108

F1 · balance_after: Includes 152 shares acquired under the Company's Employee Stock Purchase Plan on July 31, 2011.

Read SEC document
November 08, 2011 Filed Nov 10, 2011 23:57 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 28,049.5853 $0.00 $0.00
Disclosure

SEC source: 0001234452-11-000383 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,201.5853

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 02, 2011 Filed Jun 6, 2011 23:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 134,750 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-11-000241 · edgardoc.xml · derivative · entry 9

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 195,107

Underlying: Common Stock · 134,750 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
June 02, 2011 Filed Jun 6, 2011 23:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 27,250 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-11-000241 · edgardoc.xml · derivative · entry 8

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 272,500

Underlying: Common Stock · 27,250 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
June 02, 2011 Filed Jun 6, 2011 23:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 38,000 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-11-000241 · edgardoc.xml · derivative · entry 7

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,000

Underlying: Common Stock · 38,000 shares

Expires 2016-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
June 02, 2011 Filed Jun 6, 2011 23:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 27,250 $58.07 $1,582,336.65
Disclosure

SEC source: 0001234452-11-000241 · edgardoc.xml · nonDerivative · entry 6

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,125

F2 · price: The sale prices for this transaction ranged from $58.00 to $58.1708. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F3 · balance_after: Includes 429 shares acquired under the Company's Employee Stock Purchase Plan on March 31, 2011.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
June 02, 2011 Filed Jun 6, 2011 23:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 27,250 $35.66 $971,735.00
Disclosure

SEC source: 0001234452-11-000241 · edgardoc.xml · nonDerivative · entry 5

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 131,375

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
June 02, 2011 Filed Jun 6, 2011 23:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 134,750 $58.07 $7,824,582.15
Disclosure

SEC source: 0001234452-11-000241 · edgardoc.xml · nonDerivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,125

F2 · price: The sale prices for this transaction ranged from $58.00 to $58.1708. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
June 02, 2011 Filed Jun 6, 2011 23:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 134,750 $37.29 $5,024,827.50
Disclosure

SEC source: 0001234452-11-000241 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 238,875

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
June 02, 2011 Filed Jun 6, 2011 23:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 38,000 $58.07 $2,206,561.20
Disclosure

SEC source: 0001234452-11-000241 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 104,125

F2 · price: The sale prices for this transaction ranged from $58.00 to $58.1708. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
June 02, 2011 Filed Jun 6, 2011 23:54 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 38,000 $34.83 $1,323,540.00
Disclosure

SEC source: 0001234452-11-000241 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 142,125

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
February 09, 2011 Filed Feb 11, 2011 18:07 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 8,972 $55.95 $501,983.40
Disclosure

SEC source: 0001234452-11-000097 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Foundation

Disclosed balance after: 0

F1 · ownership.nature: Securities beneficially owned by Steven R. Altman through the Altman Family Foundation which Mr. Altman has voting and disposition power.

Read SEC document
February 08, 2011 Filed Feb 10, 2011 20:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 4,750 $0.00 Strike: $37.29 $0.00
Disclosure

SEC source: 0001234452-11-000092 · edgardoc.xml · derivative · entry 6

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 292,334

Underlying: Common Stock · 4,750 shares

Expires 2017-11-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
February 08, 2011 Filed Feb 10, 2011 20:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 120,250 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-11-000092 · edgardoc.xml · derivative · entry 5

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 299,750

Underlying: Common Stock · 120,250 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
February 08, 2011 Filed Feb 10, 2011 20:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 120,250 $56.00 $6,734,553.15
Disclosure

SEC source: 0001234452-11-000092 · edgardoc.xml · nonDerivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 112,668

F2 · price: The sale prices for this transaction ranged from $56.00 to $56.03. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
February 08, 2011 Filed Feb 10, 2011 20:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 120,250 $35.66 $4,288,115.00
Disclosure

SEC source: 0001234452-11-000092 · edgardoc.xml · nonDerivative · entry 3

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 232,918

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
February 08, 2011 Filed Feb 10, 2011 20:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 4,750 $56.00 $266,021.85
Disclosure

SEC source: 0001234452-11-000092 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 112,668

F2 · price: The sale prices for this transaction ranged from $56.00 to $56.03. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
February 08, 2011 Filed Feb 10, 2011 20:25 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 4,750 $37.29 $177,127.50
Disclosure

SEC source: 0001234452-11-000092 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 117,418

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
February 04, 2011 Filed Feb 8, 2011 20:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 125,000 $0.00 Strike: $35.66 $0.00
Disclosure

SEC source: 0001234452-11-000085 · edgardoc.xml · derivative · entry 4

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 420,000

Underlying: Common Stock · 125,000 shares

Expires 2018-11-06

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
February 04, 2011 Filed Feb 8, 2011 20:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 SaleCommon Stock 125,000 $55.01 $6,876,362.50
Disclosure

SEC source: 0001234452-11-000085 · edgardoc.xml · nonDerivative · entry 2

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 112,668

F2 · price: The sale prices for this transaction ranged from $55.0000 to $55.0350. The filer hereby agrees to provide, upon request, full information regarding the number of shares sold at each separate price.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
February 04, 2011 Filed Feb 8, 2011 20:44 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionCommon Stock 125,000 $35.66 $4,457,500.00
Disclosure

SEC source: 0001234452-11-000085 · edgardoc.xml · nonDerivative · entry 1

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Indirect · by Trust

Disclosed balance after: 237,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · ownership.nature: Securities held by Steven R. Altman and Lisa J. Altman Ttees FBO The Altman Family Trust dtd. 8/21/92.

Read SEC document
February 03, 2011 Filed Feb 4, 2011 23:01 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 47,500 $0.00 Strike: $34.83 $0.00
Disclosure

SEC source: 0001234452-11-000079 · edgardoc.xml · derivative · entry 9

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 95,000

Underlying: Common Stock · 47,500 shares

Expires 2016-11-09

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document
February 03, 2011 Filed Feb 4, 2011 23:01 UTC QUALCOMM INC/DE QCOM · Entity 2852 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 40,260 $0.00 Strike: $33.01 $0.00
Disclosure

SEC source: 0001234452-11-000079 · edgardoc.xml · derivative · entry 8

ALTMAN STEVEN R · CIK 0001191307 · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,260 shares

Expires 2015-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.