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BROOKS STEPHEN R

Disclosed activity across 1 company

Tapewire entity
165560
SEC CIK
0001283754

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MVB FINANCIAL CORPMVBF · Entity 5674DirectorJune 20, 2018June 21, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MVB FINANCIAL CORP

Report date June 20, 2018 · Filed June 21, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect41,854 Reported balance After 2018-06-20 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-06-20 · Grant · Acquired 1,368 · Balance 41,854

F1: The time-vested restricted stock units were granted pursuant to the 2013 Stock Incentive Plan (Amended) and will vest 100% on the first anniversary of the grant date.

F2: Includes 66 shares acquired through MVB's Dividend Reinvestment Plan for March & June 2018.

Common StockSEC Table I · non-derivativeIndirectOwned By Spouse1,422 Reported balance Holding disclosure · report date 2018-06-20 · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · Balance 1,422

F3: Includes 4 shares acquired through MVB's Dividend Reinvestment Plan for March & June 2018.

F4: Owned by Kathy Brooks

Filing footnotes · ownership attribution and instrument terms

F1: The time-vested restricted stock units were granted pursuant to the 2013 Stock Incentive Plan (Amended) and will vest 100% on the first anniversary of the grant date.

F2: Includes 66 shares acquired through MVB's Dividend Reinvestment Plan for March & June 2018.

F3: Includes 4 shares acquired through MVB's Dividend Reinvestment Plan for March & June 2018.

F4: Owned by Kathy Brooks

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 20, 2018 Filed Jun 21, 2018 16:03 UTC MVB FINANCIAL CORP MVBF · Entity 5674 GrantCommon Stock 1,368 $0.00 $0.00
Disclosure

SEC source: 0001277902-18-000092 · wf-form4_152961139727295.xml · nonDerivative · entry 1

BROOKS STEPHEN R · CIK 0001283754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,854

F1 · kind: The time-vested restricted stock units were granted pursuant to the 2013 Stock Incentive Plan (Amended) and will vest 100% on the first anniversary of the grant date.

F2 · balance_after: Includes 66 shares acquired through MVB's Dividend Reinvestment Plan for March & June 2018.

Read SEC document
February 21, 2018 Filed Feb 23, 2018 15:35 UTC MVB FINANCIAL CORP MVBF · Entity 5674 GrantCommon Stock Options · Derivative 1,000 $0.00 Strike: $19.65 $0.00
Disclosure

SEC source: 0001277902-18-000021 · wf-form4_151941809410758.xml · derivative · entry 3

BROOKS STEPHEN R · CIK 0001283754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2028-02-21

F4 · derivative.exercise_date: Stock Options granted - 1/5 of the shares become exercisable 02/21/19, 02/21/20, 02/21/21, 02/21/22 and 02/21/23, respectively

Read SEC document
March 21, 2017 Filed Mar 23, 2017 12:45 UTC MVB FINANCIAL CORP MVBF · Entity 5674 GrantCommon Stock Options · Derivative 1,000 $0.00 Strike: $12.85 $0.00
Disclosure

SEC source: 0001127602-17-012737 · form4.xml · derivative · entry 3

BROOKS STEPHEN R · CIK 0001283754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,000

Underlying: Common Stock · 1,000 shares

Expires 2027-03-21

F3 · derivative.exercise_date: Stock Options granted - 1/5 of the shares become exercisable 03/21/18, 03/21/19, 03/21/20, 03/21/21 and 03/21/22, respectively

Read SEC document
March 15, 2017 Filed Mar 23, 2017 12:45 UTC MVB FINANCIAL CORP MVBF · Entity 5674 OtherCommon Stock 1 $13.53 $13.53
Disclosure

SEC source: 0001127602-17-012737 · form4.xml · nonDerivative · entry 2

BROOKS STEPHEN R · CIK 0001283754 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned By Spouse

Disclosed balance after: 1,411

F1 · kind: Shares acquired through the Dividend Reinvestment Plan

F2 · ownership.nature: Owned by Kathy Brooks

Read SEC document
March 15, 2017 Filed Mar 23, 2017 12:45 UTC MVB FINANCIAL CORP MVBF · Entity 5674 OtherCommon Stock 47 $13.53 $635.91
Disclosure

SEC source: 0001127602-17-012737 · form4.xml · nonDerivative · entry 1

BROOKS STEPHEN R · CIK 0001283754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,302

F1 · kind: Shares acquired through the Dividend Reinvestment Plan

Read SEC document
December 15, 2016 Filed Feb 8, 2017 17:22 UTC MVB FINANCIAL CORP MVBF · Entity 5674 OtherCommon Stock 3 $12.96 $38.88
Disclosure

SEC source: 0001127602-17-004651 · form5.xml · nonDerivative · entry 6

BROOKS STEPHEN R · CIK 0001283754 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned By Spouse

Disclosed balance after: 1,409

F1 · kind: shares issued pursuant to a Dividend Reinvestment Plan

F2 · ownership.nature: Owned by Kathy Brooks

Read SEC document
December 15, 2016 Filed Feb 8, 2017 17:22 UTC MVB FINANCIAL CORP MVBF · Entity 5674 OtherCommon Stock 39 $12.96 $505.44
Disclosure

SEC source: 0001127602-17-004651 · form5.xml · nonDerivative · entry 3

BROOKS STEPHEN R · CIK 0001283754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,255

F1 · kind: shares issued pursuant to a Dividend Reinvestment Plan

Read SEC document
September 21, 2016 Filed Feb 8, 2017 17:22 UTC MVB FINANCIAL CORP MVBF · Entity 5674 OtherCommon Stock 2 $13.08 $26.16
Disclosure

SEC source: 0001127602-17-004651 · form5.xml · nonDerivative · entry 5

BROOKS STEPHEN R · CIK 0001283754 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned By Spouse

Disclosed balance after: 1,406

F1 · kind: shares issued pursuant to a Dividend Reinvestment Plan

F2 · ownership.nature: Owned by Kathy Brooks

Read SEC document
September 21, 2016 Filed Feb 8, 2017 17:22 UTC MVB FINANCIAL CORP MVBF · Entity 5674 OtherCommon Stock 38 $13.08 $497.04
Disclosure

SEC source: 0001127602-17-004651 · form5.xml · nonDerivative · entry 2

BROOKS STEPHEN R · CIK 0001283754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,216

F1 · kind: shares issued pursuant to a Dividend Reinvestment Plan

Read SEC document
June 15, 2016 Filed Feb 8, 2017 17:22 UTC MVB FINANCIAL CORP MVBF · Entity 5674 OtherCommon Stock 2 $12.89 $25.78
Disclosure

SEC source: 0001127602-17-004651 · form5.xml · nonDerivative · entry 4

BROOKS STEPHEN R · CIK 0001283754 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · Owned By Spouse

Disclosed balance after: 1,404

F1 · kind: shares issued pursuant to a Dividend Reinvestment Plan

F2 · ownership.nature: Owned by Kathy Brooks

Read SEC document
June 15, 2016 Filed Feb 8, 2017 17:22 UTC MVB FINANCIAL CORP MVBF · Entity 5674 OtherCommon Stock 39 $12.89 $502.71
Disclosure

SEC source: 0001127602-17-004651 · form5.xml · nonDerivative · entry 1

BROOKS STEPHEN R · CIK 0001283754 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,178

F1 · kind: shares issued pursuant to a Dividend Reinvestment Plan

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.