Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CASTLIGHT HEALTH, INC.CSLT · Entity 130187 | 10% owner | June 20, 2018 | June 22, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CASTLIGHT HEALTH, INC.
Report date June 20, 2018 · Filed June 22, 2018
Jointly reported with MAVERICK CAPITAL LTD, MAVERICK CAPITAL MANAGEMENT LLC, AINSLIE LEE S III
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B common stockSEC Table I · non-derivative | IndirectSee footnote | 1,771,350 |
Reported balance
After 2018-06-20 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-06-20 · Grant · Acquired 32,183 · Balance 1,771,350 F1: Represents an award of restricted stock units ("RSUs") to David B. Singer. The RSUs will vest in four equal quarterly installments during the first year following the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's Class B common stock upon settlement for no consideration. F2: Of the shares of Class B Common Stock ("Shares") reported, 32,183 represent RSUs held by Mr. Singer and 77,125 represent Shares which prior to conversion, were held by Mr. Singer as RSUs, in each case, for the benefit of entities managed by Maverick Capital, Ltd. ("Maverick Capital"). Mr. Singer is an employee of an affiliate of Maverick Capital. F3: Maverick Capital is a registered investment adviser under the Investment Advisers Act of 1940, as amended, and acts as the investment manager for each of the portfolio funds for which Mr. Singer holds the RSUs. Maverick Capital Management, LLC ("Maverick Management") is the general partner of Maverick Capital. Lee S. Ainslie III is the manager of Maverick Management. Andrew H. Warford serves as the Chairman of the Stock Committee of Maverick Capital. Each reporting owner disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of restricted stock units ("RSUs") to David B. Singer. The RSUs will vest in four equal quarterly installments during the first year following the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's Class B common stock upon settlement for no consideration.
F2: Of the shares of Class B Common Stock ("Shares") reported, 32,183 represent RSUs held by Mr. Singer and 77,125 represent Shares which prior to conversion, were held by Mr. Singer as RSUs, in each case, for the benefit of entities managed by Maverick Capital, Ltd. ("Maverick Capital"). Mr. Singer is an employee of an affiliate of Maverick Capital.
F3: Maverick Capital is a registered investment adviser under the Investment Advisers Act of 1940, as amended, and acts as the investment manager for each of the portfolio funds for which Mr. Singer holds the RSUs. Maverick Capital Management, LLC ("Maverick Management") is the general partner of Maverick Capital. Lee S. Ainslie III is the manager of Maverick Management. Andrew H. Warford serves as the Chairman of the Stock Committee of Maverick Capital. Each reporting owner disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 20, 2018 Filed Jun 22, 2018 20:22 UTC | CASTLIGHT HEALTH, INC. CSLT · Entity 130187 | GrantClass B common stock | 32,183 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-18-000518 · ss97222_4.xml · nonDerivative · entry 1 MAVERICK CAPITAL LTD · CIK 0000934639 · 10% owner MAVERICK CAPITAL MANAGEMENT LLC · CIK 0001286655 · 10% owner AINSLIE LEE S III · CIK 0001286654 · 10% owner Warford Andrew Held · CIK 0001634110 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,771,350 F1 · shares: Represents an award of restricted stock units ("RSUs") to David B. Singer. The RSUs will vest in four equal quarterly installments during the first year following the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's Class B common stock upon settlement for no consideration. F2 · ownership.direct: Of the shares of Class B Common Stock ("Shares") reported, 32,183 represent RSUs held by Mr. Singer and 77,125 represent Shares which prior to conversion, were held by Mr. Singer as RSUs, in each case, for the benefit of entities managed by Maverick Capital, Ltd. ("Maverick Capital"). Mr. Singer is an employee of an affiliate of Maverick Capital. F3 · ownership.nature: Maverick Capital is a registered investment adviser under the Investment Advisers Act of 1940, as amended, and acts as the investment manager for each of the portfolio funds for which Mr. Singer holds the RSUs. Maverick Capital Management, LLC ("Maverick Management") is the general partner of Maverick Capital. Lee S. Ainslie III is the manager of Maverick Management. Andrew H. Warford serves as the Chairman of the Stock Committee of Maverick Capital. Each reporting owner disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 21:50 UTC | CASTLIGHT HEALTH, INC. CSLT · Entity 130187 | ConversionClass A Common Stock · Derivative | 517,358 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000556 · ss51372_4.xml · derivative · entry 2 MAVERICK CAPITAL LTD · CIK 0000934639 · 10% owner MAVERICK CAPITAL MANAGEMENT LLC · CIK 0001286655 · 10% owner AINSLIE LEE S III · CIK 0001286654 · 10% owner Warford Andrew Held · CIK 0001634110 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,216,028 Underlying: Class B Common Stock · 517,358 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class A Common Stock is convertible into one share of Class B Common Stock without payment of any additional consideration. F1 · derivative.exercise_date: Each share of Class A Common Stock is convertible into one share of Class B Common Stock without payment of any additional consideration. F1 · derivative.expiration_date: Each share of Class A Common Stock is convertible into one share of Class B Common Stock without payment of any additional consideration. F2 · ownership.nature: Maverick Capital, Ltd. ("Maverick Capital") is a registered investment adviser under the Investment Advisers Act of 1940, as amended, and acts as the investment manager for each of the portfolio funds for which David B. Singer holds the RSUs and that directly hold the remaining reported securities. Maverick Capital Management, LLC ("Maverick Management") is the general partner of Maverick Capital. Lee S. Ainslie III is the manager of Maverick Management. Andrew H. Warford serves as the Chairman of the Stock Committee of Maverick Capital. Each reporting owner disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| July 12, 2017 Filed Jul 14, 2017 21:50 UTC | CASTLIGHT HEALTH, INC. CSLT · Entity 130187 | ConversionClass B Common Stock | 517,358 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000556 · ss51372_4.xml · nonDerivative · entry 1 MAVERICK CAPITAL LTD · CIK 0000934639 · 10% owner MAVERICK CAPITAL MANAGEMENT LLC · CIK 0001286655 · 10% owner AINSLIE LEE S III · CIK 0001286654 · 10% owner Warford Andrew Held · CIK 0001634110 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,739,167 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Each share of Class A Common Stock is convertible into one share of Class B Common Stock without payment of any additional consideration. F2 · ownership.nature: Maverick Capital, Ltd. ("Maverick Capital") is a registered investment adviser under the Investment Advisers Act of 1940, as amended, and acts as the investment manager for each of the portfolio funds for which David B. Singer holds the RSUs and that directly hold the remaining reported securities. Maverick Capital Management, LLC ("Maverick Management") is the general partner of Maverick Capital. Lee S. Ainslie III is the manager of Maverick Management. Andrew H. Warford serves as the Chairman of the Stock Committee of Maverick Capital. Each reporting owner disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
| June 22, 2017 Filed Jun 26, 2017 22:20 UTC | CASTLIGHT HEALTH, INC. CSLT · Entity 130187 | GrantClass B Common Stock | 33,735 | $0.00 | $0.00 |
DisclosureSEC source: 0000947871-17-000496 · ss48656_4.xml · nonDerivative · entry 1 MAVERICK CAPITAL LTD · CIK 0000934639 · 10% owner MAVERICK CAPITAL MANAGEMENT LLC · CIK 0001286655 · 10% owner AINSLIE LEE S III · CIK 0001286654 · 10% owner Warford Andrew Held · CIK 0001634110 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 1,221,809 F1 · shares: Represents an award of restricted stock units ("RSUs") to David B. Singer. The RSUs will vest in four equal quarterly installments during the first year following the date of grant. Each RSU represents a contingent right to receive one share of the Issuer's Class B common stock upon settlement for no consideration. F2 · ownership.direct: Of the shares of Class B Common Stock ("Shares") reported, 33,735 represent RSUs held by Mr. Singer and 43,750 represent Shares which prior to conversion, were held by Mr. Singer as RSUs, in each case, for the benefit of entities managed by Maverick Capital, Ltd. ("Maverick Capital"). Mr. Singer is an employee of an affiliate of Maverick Capital. F3 · ownership.nature: Maverick Capital is a registered investment adviser under the Investment Advisers Act of 1940, as amended, and acts as the investment manager for each of the portfolio funds for which Mr. Singer holds the RSUs. Maverick Capital Management, LLC ("Maverick Management") is the general partner of Maverick Capital. Lee S. Ainslie III is the manager of Maverick Management. Andrew H. Warford serves as the Chairman of the Stock Committee of Maverick Capital. Each reporting owner disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.