Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | EVP-Corp. Affairs | February 28, 2014 | February 28, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date February 28, 2014 · Filed February 28, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,954.537 |
Ending reported balance
After 2014-02-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2014-02-28 · Exercise / conversion · Acquired 115,000 · Balance 152,954.537 Row 2 · 2014-02-28 · Exercise / conversion · Acquired 115,000 · Balance 267,954.537 Row 3 · 2014-02-28 · Sale · Disposed 208,840 · Balance 59,114.537 F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.01 to $91.64. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Row 4 · 2014-02-28 · Sale · Disposed 21,160 · Balance 37,954.537 F3: The reported disposition represents the sale of shares acquired from previous restricted stock vestings, stock option exercises and/or dividend reinvestment. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.02 to $91.18. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.77 · Expires 2017-01-24 | Direct | 0 |
Reported balance
After 2014-02-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2014-02-28 · Exercise / conversion · Disposed 115,000 · Balance 0 F6: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.13 · Expires 2018-01-30 | Direct | 0 |
Reported balance
After 2014-02-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2014-02-28 · Exercise / conversion · Disposed 115,000 · Balance 0 F6: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,115 |
Reported balance
Holding disclosure · report date 2014-02-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,115 F5: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.01 to $91.64. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The reported disposition represents the sale of shares acquired from previous restricted stock vestings, stock option exercises and/or dividend reinvestment.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.02 to $91.18. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F6: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 27, 2006 Filed Jan 30, 2006 23:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 161,288 | $0.00 Strike: $30.18 | $0.00 |
DisclosureSEC source: 0001127602-06-000182 · form4.xml · derivative · entry 7 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 161,288 shares Expires 2007-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2006 Filed Jan 30, 2006 23:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 465 | $53.28 | $24,772.88 |
DisclosureSEC source: 0001127602-06-000182 · form4.xml · nonDerivative · entry 5 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,716 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 27, 2006 Filed Jan 30, 2006 23:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 18,088 | $53.34 | $964,813.92 |
DisclosureSEC source: 0001127602-06-000182 · form4.xml · nonDerivative · entry 4 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,181 Read SEC document |
| January 27, 2006 Filed Jan 30, 2006 23:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 143,200 | $53.35 | $7,639,720.00 |
DisclosureSEC source: 0001127602-06-000182 · form4.xml · nonDerivative · entry 3 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,269 Read SEC document |
| January 27, 2006 Filed Jan 30, 2006 23:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 161,288 | $30.18 | $4,867,349.26 |
DisclosureSEC source: 0001127602-06-000182 · form4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,469 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2006 Filed Jan 30, 2006 23:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 505 | $53.22 | $26,873.58 |
DisclosureSEC source: 0001127602-06-000182 · form4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,181 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 26, 2006 Filed Feb 14, 2007 00:08 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 40 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-07-000598 · form5.xml · derivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 629 Underlying: Common Stock · 40 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/26/2006, 4/21/2006, 7/20/2006, and 10/27/2006, at prices ranging from $51.79 to $58.86 per share. F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
| January 23, 2006 Filed Jan 25, 2006 21:57 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 115,000 | $0.00 Strike: $51.87 | $0.00 |
DisclosureSEC source: 0001127602-06-000155 · form4.xml · derivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Stock · 115,000 shares Expires 2016-01-23 F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 23, 2007, 2008, 2009, and 2010, respectively) subject to award requirements including continuous employment. Read SEC document |
| November 26, 2005 Filed Nov 29, 2005 23:23 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 40,505 | $52.66 | $2,132,993.30 |
DisclosureSEC source: 0001127602-05-002145 · form4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 134,686 F3 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. F1 · balance_after: This amount reflects anti-dilution adjustments to the reporting person's outstanding Restricted Stock Awards as a result of the issuer's spin-off of Ameriprise Financial, Inc. on September 30, 2005. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 17:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 116,180 | $0.00 Strike: $38.52 | $0.00 |
DisclosureSEC source: 0000004962-05-000155 · doc4.xml · derivative · entry 10 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 116,180 shares Expires 2006-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 17:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 12,300 | $55.08 | $677,484.00 |
DisclosureSEC source: 0000004962-05-000155 · doc4.xml · nonDerivative · entry 8 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,622 Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 17:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 400 | $55.07 | $22,028.00 |
DisclosureSEC source: 0000004962-05-000155 · doc4.xml · nonDerivative · entry 7 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,922 Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 17:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 2,300 | $55.06 | $126,638.00 |
DisclosureSEC source: 0000004962-05-000155 · doc4.xml · nonDerivative · entry 6 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 176,322 Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 17:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 2,000 | $55.05 | $110,100.00 |
DisclosureSEC source: 0000004962-05-000155 · doc4.xml · nonDerivative · entry 5 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,622 Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 17:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 7,500 | $55.04 | $412,800.00 |
DisclosureSEC source: 0000004962-05-000155 · doc4.xml · nonDerivative · entry 4 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,622 Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 17:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 2,000 | $55.03 | $110,060.00 |
DisclosureSEC source: 0000004962-05-000155 · doc4.xml · nonDerivative · entry 3 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 188,122 Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 17:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 89,680 | $55.00 | $4,932,400.00 |
DisclosureSEC source: 0000004962-05-000155 · doc4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 190,122 Read SEC document |
| June 17, 2005 Filed Jun 20, 2005 17:42 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 116,180 | $38.52 | $4,474,672.70 |
DisclosureSEC source: 0000004962-05-000155 · doc4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 279,802 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2005 Filed Feb 23, 2005 20:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 2,959 | $54.02 | $159,851.10 |
DisclosureSEC source: 0000004962-05-000069 · doc4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,879 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 27, 2005 Filed Jan 28, 2005 15:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 365 | $52.90 | $19,308.50 |
DisclosureSEC source: 0000004962-05-000040 · doc4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 167,651 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 27, 2005 Filed Feb 14, 2006 21:33 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 53 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-06-000297 · form5.xml · derivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 579 Underlying: Common Stock · 53 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F3 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/27/2005, 4/22/2005, 7/28/2005, and 10/11/2005, at prices ranging from $49.18 to $55.47 per share. F2 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F2 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| January 26, 2005 Filed Jan 28, 2005 15:17 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 527 | $53.08 | $27,973.16 |
DisclosureSEC source: 0000004962-05-000040 · doc4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,016 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of restricted sto ck. Read SEC document |
| January 24, 2005 Filed Jan 26, 2005 23:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock options (right to buy) · Derivative | 115,000 | $0.00 Strike: $52.29 | $0.00 |
DisclosureSEC source: 0000004962-05-000026 · doc4.xml · derivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Shares · 115,000 shares Expires 2015-01-24 F1 · derivative.exercise_date: These options will vest in four equal annual installments beginning on the date shown as "Date Exercisable" subject to continuous employment. Read SEC document |
| December 30, 2004 Filed Jan 26, 2005 23:01 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantPhantom Stock Units · Derivative | 41 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000004962-05-000026 · doc4.xml · derivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 526 Underlying: Common Shares · 41 shares Expires not disclosed F2 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F3 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F3 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on various dates during 2004 at p rices ranging from $47.87 to $56.35 per share. F4 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · derivative.underlying: The units are to be settled following the reporting person's retirement or other termination of service. Read SEC document |
| December 16, 2004 Filed Dec 20, 2004 16:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 96,845 | $0.00 Strike: $51.84 | $0.00 |
DisclosureSEC source: 0000004962-04-000239 · doc4.xml · derivative · entry 4 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 96,845 shares Expires 2005-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2004 Filed Dec 20, 2004 16:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 94,668 | $56.00 | $5,301,408.00 |
DisclosureSEC source: 0000004962-04-000239 · doc4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,355 Read SEC document |
| December 16, 2004 Filed Dec 20, 2004 16:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 96,845 | $51.84 | $5,020,832.18 |
DisclosureSEC source: 0000004962-04-000239 · doc4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,023 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2004 Filed Mar 8, 2005 20:40 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 96,845 | $0.00 Strike: $51.84 | $0.00 |
DisclosureSEC source: 0000004962-05-000083 · doc4a.xml · derivative · entry 3 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 96,845 shares Expires 2005-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 16, 2004 Filed Mar 8, 2005 20:40 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 96,845 | $56.00 | $5,423,320.00 |
DisclosureSEC source: 0000004962-05-000083 · doc4a.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,366 F1 · balance_after: The original Form 4 understated the number of shares sold by 2,177 shares. The number of shares owned following the reported transaction has also been adjusted to reflect dividend reinvestment in the reporting person's brokerage account. Read SEC document |
| December 16, 2004 Filed Mar 8, 2005 20:40 UTC Amendment | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 96,845 | $51.84 | $5,020,832.18 |
DisclosureSEC source: 0000004962-05-000083 · doc4a.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 263,211 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 27, 2004 Filed Oct 29, 2004 16:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 32 | $52.18 | $1,669.76 |
DisclosureSEC source: 0000004962-04-000193 · doc4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,178 Read SEC document |
| October 27, 2004 Filed Oct 29, 2004 16:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 9,700 | $52.19 | $506,243.00 |
DisclosureSEC source: 0000004962-04-000193 · doc4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,210 Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 16:23 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 5,342 | $0.00 Strike: $51.09 | $0.00 |
DisclosureSEC source: 0000004962-04-000174 · doc4.xml · derivative · entry 5 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,342 Underlying: Common Shares · 5,342 shares Expires 2009-02-21 Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 16:23 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 6,574 | $0.00 Strike: $35.29 | $0.00 |
DisclosureSEC source: 0000004962-04-000174 · doc4.xml · derivative · entry 4 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,926 Underlying: Common Shares · 6,574 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 16:23 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 5,342 | $51.09 | $272,896.07 |
DisclosureSEC source: 0000004962-04-000174 · doc4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 175,910 F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options. Read SEC document |
| September 10, 2004 Filed Sep 14, 2004 16:23 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 6,574 | $35.29 | $232,009.61 |
DisclosureSEC source: 0000004962-04-000174 · doc4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,252 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 11, 2004 Filed Aug 12, 2004 14:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 300 | $50.08 | $15,024.00 |
DisclosureSEC source: 0000004962-04-000170 · doc4.xml · nonDerivative · entry 4 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,506 Read SEC document |
| August 11, 2004 Filed Aug 12, 2004 14:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 18,700 | $50.05 | $935,935.00 |
DisclosureSEC source: 0000004962-04-000170 · doc4.xml · nonDerivative · entry 3 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,806 Read SEC document |
| August 10, 2004 Filed Aug 12, 2004 14:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (right to buy) · Derivative | 95,939 | $0.00 Strike: $49.81 | $0.00 |
DisclosureSEC source: 0000004962-04-000170 · doc4.xml · derivative · entry 7 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 95,939 Underlying: Common Shares · 95,939 shares Expires 2009-02-21 Read SEC document |
| August 10, 2004 Filed Aug 12, 2004 14:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 116,500 | $0.00 Strike: $35.29 | $0.00 |
DisclosureSEC source: 0000004962-04-000170 · doc4.xml · derivative · entry 6 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,500 Underlying: Common Shares · 116,500 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 10, 2004 Filed Aug 12, 2004 14:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 95,939 | $49.81 | $4,778,721.59 |
DisclosureSEC source: 0000004962-04-000170 · doc4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,506 F1 · kind: The reported disposition represents the surrender of shares to cover the cost of exercise and tax obligations arising from the ex ercise of employee stock options. Read SEC document |
| August 10, 2004 Filed Aug 12, 2004 14:46 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 116,500 | $35.29 | $4,111,518.00 |
DisclosureSEC source: 0000004962-04-000170 · doc4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,445 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 21, 2004 Filed Feb 24, 2004 19:38 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 2,959 | $52.99 | $156,797.41 |
DisclosureSEC source: 0000004962-04-000082 · doc4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,651.538 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted s tock award. Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee stock option (right to buy) · Derivative | 50,318 | $0.00 Strike: $51.36 | $0.00 |
DisclosureSEC source: 0000004962-04-000047 · doc4.xml · derivative · entry 9 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,318 Underlying: Common Shares · 50,318 shares Expires 2008-02-22 Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 40,815 | $0.00 Strike: $48.53 | $0.00 |
DisclosureSEC source: 0000004962-04-000047 · doc4.xml · derivative · entry 8 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 40,815 shares Expires 2004-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 68,000 | $0.00 Strike: $29.30 | $0.00 |
DisclosureSEC source: 0000004962-04-000047 · doc4.xml · derivative · entry 7 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 68,000 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Shares | 18,715 | $51.82 | $969,811.30 |
DisclosureSEC source: 0000004962-04-000047 · doc4.xml · nonDerivative · entry 5 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 174,610.538 Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 39,455 | $51.36 | $2,026,211.53 |
DisclosureSEC source: 0000004962-04-000047 · doc4.xml · nonDerivative · entry 4 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 193,325.538 Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Shares | 40,815 | $48.53 | $1,980,792.77 |
DisclosureSEC source: 0000004962-04-000047 · doc4.xml · nonDerivative · entry 3 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 232,780.538 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2004 Filed Feb 2, 2004 23:32 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Shares | 50,318 | $51.36 | $2,584,080.89 |
DisclosureSEC source: 0000004962-04-000047 · doc4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 191,965.538 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.