Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMERICAN EXPRESS COAXP · Entity 2839 | EVP-Corp. Affairs | February 28, 2014 | February 28, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMERICAN EXPRESS CO
Report date February 28, 2014 · Filed February 28, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 37,954.537 |
Ending reported balance
After 2014-02-28 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2014-02-28 · Exercise / conversion · Acquired 115,000 · Balance 152,954.537 Row 2 · 2014-02-28 · Exercise / conversion · Acquired 115,000 · Balance 267,954.537 Row 3 · 2014-02-28 · Sale · Disposed 208,840 · Balance 59,114.537 F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers. F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.01 to $91.64. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Row 4 · 2014-02-28 · Sale · Disposed 21,160 · Balance 37,954.537 F3: The reported disposition represents the sale of shares acquired from previous restricted stock vestings, stock option exercises and/or dividend reinvestment. F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.02 to $91.18. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $57.77 · Expires 2017-01-24 | Direct | 0 |
Reported balance
After 2014-02-28 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2014-02-28 · Exercise / conversion · Disposed 115,000 · Balance 0 F6: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $49.13 · Expires 2018-01-30 | Direct | 0 |
Reported balance
After 2014-02-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2014-02-28 · Exercise / conversion · Disposed 115,000 · Balance 0 F6: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable." |
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) Plan | 1,115 |
Reported balance
Holding disclosure · report date 2014-02-28 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,115 F5: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund. |
Filing footnotes · ownership attribution and instrument terms
F1: The reported disposition represents the sale of shares to cover the cost of exercise and withholding tax obligations arising from the stock option exercise reported above and the sale of 50% of the net shares acquired from this exercise; the reporting person will retain the balance of the net shares in accordance with the Company's retention guidelines for executive officers.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.01 to $91.64. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F3: The reported disposition represents the sale of shares acquired from previous restricted stock vestings, stock option exercises and/or dividend reinvestment.
F4: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $91.02 to $91.18. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
F5: Shares held in reporting person's account under the Company's Retirement Savings Plan. This plan uses unit accounting, and the number of shares that a participant is deemed to hold varies with the unit price of the Company pooled stock fund.
F6: These options became exercisable in four equal annual installments beginning on date shown as "Date Exercisable."
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2010 Filed Jul 28, 2010 17:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 188,496 | $0.00 Strike: $31.94 | $0.00 |
DisclosureSEC source: 0001127602-10-019944 · form4.xml · derivative · entry 5 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 188,496 shares Expires 2012-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 17:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 13,451 | $44.46 | $598,036.84 |
DisclosureSEC source: 0001127602-10-019944 · form4.xml · nonDerivative · entry 3 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,852.95 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.31 to $44.72. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 17:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 175,045 | $44.46 | $7,782,570.72 |
DisclosureSEC source: 0001127602-10-019944 · form4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,303.95 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.31 to $44.72. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. Read SEC document |
| July 27, 2010 Filed Jul 28, 2010 17:00 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 188,496 | $31.94 | $6,020,750.74 |
DisclosureSEC source: 0001127602-10-019944 · form4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,348.95 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 21:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 188,496 | $0.00 Strike: $38.92 | $0.00 |
DisclosureSEC source: 0001127602-10-012332 · form4.xml · derivative · entry 5 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 188,496 shares Expires 2011-02-26 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 21:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 8,913 | $46.90 | $418,019.70 |
DisclosureSEC source: 0001127602-10-012332 · form4.xml · nonDerivative · entry 3 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,852.95 Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 21:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 179,583 | $46.90 | $8,422,442.70 |
DisclosureSEC source: 0001127602-10-012332 · form4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 88,765.95 Read SEC document |
| April 26, 2010 Filed Apr 28, 2010 21:40 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 188,496 | $38.92 | $7,336,641.31 |
DisclosureSEC source: 0001127602-10-012332 · form4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,348.95 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 22:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 188,496 | $0.00 Strike: $38.22 | $0.00 |
DisclosureSEC source: 0001127602-10-006922 · form4.xml · derivative · entry 4 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 188,496 shares Expires 2010-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: These options vested in three equal annual installments beginning on the date shown as "Date Exercisable." Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 22:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 188,496 | $38.28 | $7,215,815.38 |
DisclosureSEC source: 0001127602-10-006922 · form4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,852.95 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.26 to $38.30. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| February 26, 2010 Filed Mar 2, 2010 22:35 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 188,496 | $38.22 | $7,205,071.10 |
DisclosureSEC source: 0001127602-10-006922 · form4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 268,348.95 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2010 Filed Jan 29, 2010 00:58 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 48,556 | $0.00 Strike: $38.10 | $0.00 |
DisclosureSEC source: 0001127602-10-002481 · form4.xml · derivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,556 Underlying: Common Stock · 48,556 shares Expires 2020-01-26 F1 · derivative.exercise_date: These options become exercisable in four equal annual installments beginning on date shown as "Date Exercisable." Read SEC document |
| July 27, 2009 Filed Jul 28, 2009 19:37 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 60,000 | $29.19 | $1,751,400.00 |
DisclosureSEC source: 0001127602-09-016293 · form4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 78,346.2 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.06 to $29.34. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range. F2 · balance_after: Includes shares acquired pursuant to dividend reinvestment. Read SEC document |
| January 29, 2009 Filed Feb 2, 2009 23:13 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 179,533 | $0.00 Strike: $16.71 | $0.00 |
DisclosureSEC source: 0001127602-09-002300 · form4.xml · derivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,533 Underlying: Common Stock · 179,533 shares Expires 2019-01-28 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| January 31, 2008 Filed Feb 4, 2008 22:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 115,000 | $0.00 Strike: $49.13 | $0.00 |
DisclosureSEC source: 0001127602-08-000640 · form4.xml · derivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Stock · 115,000 shares Expires 2018-01-30 F1 · derivative.exercise_date: These shares become exercisable in four cumulative annual installments of 25% each beginning on date shown as "Date Exercisable." Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 6,103 | $0.00 Strike: $44.72 | $0.00 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · derivative · entry 18 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 6,103 shares Expires 2009-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 109,601 | $0.00 Strike: $43.60 | $0.00 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · derivative · entry 17 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 109,601 shares Expires 2009-02-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 47,896 | $0.00 Strike: $30.89 | $0.00 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · derivative · entry 16 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 47,896 shares Expires 2009-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 5,100 | $61.17 | $311,967.00 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · nonDerivative · entry 14 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,896 F1 · balance_after: Includes shares acquired pursuant to a dividend reinvestment feature of the Company's Shareholder Stock Purchase Plan and a similar reinvestment feature offered by the reporting person's broker-dealer. Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 3,400 | $61.17 | $207,961.00 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · nonDerivative · entry 13 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 138,996 Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 3,000 | $61.15 | $183,450.00 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · nonDerivative · entry 12 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 142,396 Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,500 | $61.14 | $152,850.00 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · nonDerivative · entry 11 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 145,396 Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 14,100 | $61.13 | $861,933.00 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · nonDerivative · entry 10 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,896 Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,500 | $61.13 | $91,687.50 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · nonDerivative · entry 9 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,996 Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 17,400 | $61.12 | $1,063,488.00 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · nonDerivative · entry 8 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,496 Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 33,500 | $61.11 | $2,047,185.00 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · nonDerivative · entry 7 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,896 Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 75,600 | $61.10 | $4,619,160.00 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · nonDerivative · entry 6 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 214,396 Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 6,000 | $61.09 | $366,540.00 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · nonDerivative · entry 5 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,996 Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,500 | $61.08 | $91,620.00 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · nonDerivative · entry 4 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 295,996 Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 6,103 | $44.72 | $272,907.85 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · nonDerivative · entry 3 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 297,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 109,601 | $43.60 | $4,778,713.20 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,393 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 23, 2007 Filed Apr 25, 2007 16:53 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 47,896 | $30.89 | $1,479,603.23 |
DisclosureSEC source: 0001127602-07-001539 · form4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,792 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 27, 2007 Filed Jan 30, 2007 22:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 400 | $57.75 | $23,100.00 |
DisclosureSEC source: 0001127602-07-000408 · form4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 132,749 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 26, 2007 Filed Jan 30, 2007 22:21 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Tax withholdingCommon Stock | 567 | $57.75 | $32,744.25 |
DisclosureSEC source: 0001127602-07-000408 · form4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,149 F1 · kind: The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of a restricted stock award. Read SEC document |
| January 25, 2007 Filed Jan 29, 2007 21:16 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | GrantEmployee Stock Option (Right to Buy) · Derivative | 115,000 | $0.00 Strike: $57.77 | $0.00 |
DisclosureSEC source: 0001127602-07-000371 · form4.xml · derivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,000 Underlying: Common Stock · 115,000 shares Expires 2017-01-24 F1 · derivative.exercise_date: These options will become exercisable in four equal annual installments (25% on Jan. 25, 2008, 2009, 2010, and 2011, respectively) subject to award requirements including continuous employment. Read SEC document |
| January 23, 2007 Filed Feb 14, 2008 16:06 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | OtherPhantom Stock Units · Derivative | 27 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-08-001023 · form5.xml · derivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 666 Underlying: Common Stock · 27 shares Expires not disclosed F1 · derivative.exercise_price: The phantom stock converts into common stock on a one-for-one basis. F2 · date: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F2 · kind: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F2 · price: The reported phantom stock units were acquired under the Company's Supplemental Retirement Plan on 1/23/2007, 4/25/2007, and 7/25/2007, at prices of $57.54, $62.32, and $61.73 per share, respectively. F3 · derivative.exercise_date: The units are to be settled following the reporting person's retirement or other termination of service. F3 · derivative.expiration_date: The units are to be settled following the reporting person's retirement or other termination of service. F4 · balance_after: Includes phantom stock units acquired pursuant to a dividend reinvestment feature of the Company's Supplemental Retirement Plan. Read SEC document |
| November 13, 2006 Filed Nov 16, 2006 00:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 57,483 | $0.00 Strike: $51.36 | $0.00 |
DisclosureSEC source: 0001127602-06-002677 · form4.xml · derivative · entry 15 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,483 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2006 Filed Nov 16, 2006 00:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionEmployee Stock Option (Right to Buy) · Derivative | 96,201 | $0.00 Strike: $32.84 | $0.00 |
DisclosureSEC source: 0001127602-06-002677 · form4.xml · derivative · entry 14 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 96,201 shares Expires 2008-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2006 Filed Nov 16, 2006 00:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 18,900 | $59.05 | $1,116,045.00 |
DisclosureSEC source: 0001127602-06-002677 · form4.xml · nonDerivative · entry 12 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133,716 Read SEC document |
| November 13, 2006 Filed Nov 16, 2006 00:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,100 | $59.04 | $123,984.00 |
DisclosureSEC source: 0001127602-06-002677 · form4.xml · nonDerivative · entry 11 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,616 Read SEC document |
| November 13, 2006 Filed Nov 16, 2006 00:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 1,100 | $59.03 | $64,933.00 |
DisclosureSEC source: 0001127602-06-002677 · form4.xml · nonDerivative · entry 10 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 154,716 Read SEC document |
| November 13, 2006 Filed Nov 16, 2006 00:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 23,400 | $59.02 | $1,381,068.00 |
DisclosureSEC source: 0001127602-06-002677 · form4.xml · nonDerivative · entry 9 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,816 Read SEC document |
| November 13, 2006 Filed Nov 16, 2006 00:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 2,000 | $59.01 | $118,020.00 |
DisclosureSEC source: 0001127602-06-002677 · form4.xml · nonDerivative · entry 8 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,216 Read SEC document |
| November 13, 2006 Filed Nov 16, 2006 00:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 56,300 | $59.00 | $3,321,700.00 |
DisclosureSEC source: 0001127602-06-002677 · form4.xml · nonDerivative · entry 7 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 181,216 Read SEC document |
| November 13, 2006 Filed Nov 16, 2006 00:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 21,684 | $58.96 | $1,278,488.64 |
DisclosureSEC source: 0001127602-06-002677 · form4.xml · nonDerivative · entry 6 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 237,516 Read SEC document |
| November 13, 2006 Filed Nov 16, 2006 00:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 23,700 | $58.95 | $1,397,115.00 |
DisclosureSEC source: 0001127602-06-002677 · form4.xml · nonDerivative · entry 5 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 259,200 Read SEC document |
| November 13, 2006 Filed Nov 16, 2006 00:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 800 | $58.58 | $46,864.00 |
DisclosureSEC source: 0001127602-06-002677 · form4.xml · nonDerivative · entry 4 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 282,900 Read SEC document |
| November 13, 2006 Filed Nov 16, 2006 00:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | SaleCommon Stock | 3,700 | $58.57 | $216,709.00 |
DisclosureSEC source: 0001127602-06-002677 · form4.xml · nonDerivative · entry 3 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,700 Read SEC document |
| November 13, 2006 Filed Nov 16, 2006 00:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 57,483 | $44.95 | $2,584,090.78 |
DisclosureSEC source: 0001127602-06-002677 · form4.xml · nonDerivative · entry 2 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 287,400 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 13, 2006 Filed Nov 16, 2006 00:11 UTC | AMERICAN EXPRESS CO AXP · Entity 2839 | Exercise / conversionCommon Stock | 96,201 | $32.84 | $3,159,529.44 |
DisclosureSEC source: 0001127602-06-002677 · form4.xml · nonDerivative · entry 1 SCHICK THOMAS A · CIK 0001212290 · EVP-Corp. Affairs 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 229,917 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.