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LANCE HOWARD L

Disclosed activity across 6 companies

Tapewire entity
16532
SEC CIK
0001220679

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MERCURY SYSTEMS INCMRCY · Entity 3908DirectorMay 26, 2026May 27, 2026
Maxar Technologies Inc.MAXR · Entity 113823Director · President and CEOJanuary 01, 2019January 10, 2019
New Vista Acquisition CorpNVSA · Entity 142588DirectorFebruary 16, 2021February 17, 2021
STRYKER CORPSYK · Entity 369DirectorMarch 21, 2014March 21, 2014

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MERCURY SYSTEMS INC

Report date May 26, 2026 · Filed May 27, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeIndirectBy The Howard L. Lance Revocable Living Trust Dated 9/1/20061,250 Reported balance After 2026-05-26 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2026-05-26 · Sale · Disposed 8,000 · Balance 1,250

F1: This transaction was executed in multiple trades at prices ranging from $99.3600 to $100.4501. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeIndirectBy The Howard L. Lance Revocable Living Trust Dated 9/1/20060 Reported balance After 2026-05-26 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 2 · 2026-05-26 · Sale · Disposed 1,250 · Balance 0

F2: This transaction was executed in multiple trades at prices ranging from $98.1000 to $98.9000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Common StockSEC Table I · non-derivativeDirect27,272 Reported balance Holding disclosure · report date 2026-05-26 · row 3 Holding and transaction disclosures are not merged.
1 source row

Row 3 · Balance 27,272

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $99.3600 to $100.4501. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades at prices ranging from $98.1000 to $98.9000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Maxar Technologies Inc.

Report date January 01, 2019 · Filed January 10, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect176,221 Reported balance Holding disclosure · report date 2019-01-01 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 176,221

F1: Amount reported includes 44,323 unvested Restricted Stock Units ("RSUs"), which were granted on December 14, 2017 and vest as follows: 22,161 shares vest on December 14, 2019 and 22,162 December 14, 2020.

Stock Appreciation Right - 2016 PlanSEC Table II · derivative / convertible security · Conversion / exercise price $69.78 · Expires 2021-05-01DirectNot disclosed Reported balance Holding disclosure · report date 2019-01-01 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: Long Term Incentive Plan ("LTIP") Units awarded under the 2016 LTIP Plan ("2016 LTIP Plan") vest in thirds on the first, second, and third anniversaries of the date of grant. The maturity date of LTIP unit awards under the 2016 LTIP Plan is midnight on the fifth anniversary of the date of grant.

Stock Appreciation Right - 2017 PlanSEC Table II · derivative / convertible security · Conversion / exercise price $49.79 · Expires 2026-11-30DirectNot disclosed Reported balance Holding disclosure · report date 2019-01-01 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F3: LTIP Units awarded under the 2017 LTIP Plan vest in quarters on the first, second, third and fourth anniversaries of the date of grant. The maturity date of LTIP awards under the 2017 LTIP Plan is midnight on the tenth anniversary of the date of grant.

2018 LTIP - Omnibus PlanSEC Table II · derivative / convertible security · Conversion / exercise price $66.03 · Expires 2027-12-31DirectNot disclosed Reported balance Holding disclosure · report date 2019-01-01 · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · Balance Not disclosed

F4: LTIP Units awarded under the Omnibus Equity Incentive Plan ("Omnibus Plan") vest in four equal annual installments beginning on the first anniversary of the date of grant. The maturity date of LTIP awards under the Omnibus Plan is midnight on the tenth anniversary of the date of grant.

Filing footnotes · ownership attribution and instrument terms

F1: Amount reported includes 44,323 unvested Restricted Stock Units ("RSUs"), which were granted on December 14, 2017 and vest as follows: 22,161 shares vest on December 14, 2019 and 22,162 December 14, 2020.

F2: Long Term Incentive Plan ("LTIP") Units awarded under the 2016 LTIP Plan ("2016 LTIP Plan") vest in thirds on the first, second, and third anniversaries of the date of grant. The maturity date of LTIP unit awards under the 2016 LTIP Plan is midnight on the fifth anniversary of the date of grant.

F3: LTIP Units awarded under the 2017 LTIP Plan vest in quarters on the first, second, third and fourth anniversaries of the date of grant. The maturity date of LTIP awards under the 2017 LTIP Plan is midnight on the tenth anniversary of the date of grant.

F4: LTIP Units awarded under the Omnibus Equity Incentive Plan ("Omnibus Plan") vest in four equal annual installments beginning on the first anniversary of the date of grant. The maturity date of LTIP awards under the Omnibus Plan is midnight on the tenth anniversary of the date of grant.

New Vista Acquisition Corp

Report date February 16, 2021 · Filed February 17, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B ordinary sharesSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2021-02-16 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252622) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares of the issuer, par value $0.0001 per share, will automatically convert into Class A ordinary shares of the issuer, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: As described in the issuer's registration statement on Form S-1 (File No. 333-252622) under the heading "Description of Securities--Founder Shares," the Class B ordinary shares of the issuer, par value $0.0001 per share, will automatically convert into Class A ordinary shares of the issuer, par value $0.0001 per share, at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustments, and have no expiration date.

STRYKER CORP

Report date March 21, 2014 · Filed March 21, 2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect18,519 Reported balance After 2014-03-21 transaction · row 1
1 source row

Row 1 · 2014-03-21 · Exercise / conversion · Acquired 1,380 · Balance 18,519

F1: On March 21, 2014, 1,380 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.

Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2014-03-21 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2014-03-21 · Exercise / conversion · Disposed 1,380 · Balance 0

F1: On March 21, 2014, 1,380 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.

Filing footnotes · ownership attribution and instrument terms

F1: On March 21, 2014, 1,380 Restricted Stock Units vested and were settled for an equal number of shares of Stryker Common Stock.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Change Healthcare Inc.

Report date October 03, 2022 · Filed October 05, 2022

Section 16 reporting ended · disclosed 2022-10-05. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2022-10-03 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2022-10-03 · Disposition to issuer · Disposed 211,720 · Balance 14,794

F1: On October 3, 2022, UnitedHealth Group Incorporated ("UnitedHealth Group") acquired Change Healthcare Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger dated as of January 5, 2021 (the "Merger Agreement") by and among the Issuer, UnitedHealth Group and Cambridge Merger Sub Inc., a wholly owned subsidiary of UnitedHealth Group ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of UnitedHealth Group. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.001 per share, of the Issuer (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $25.75 per share in cash (the "Merger Consideration"), without interest and less any applicable holding tax.

Row 2 · 2022-10-03 · Disposition to issuer · Disposed 7,136 · Balance 7,658

F2: At the Effective Time of the Merger, all deferred stock units of the Issuer automatically vested and were automatically converted into UnitedHealth Group deferred stock units calculated by taking the merger consideration of $25.75 per share of Common Stock and dividing it by the volume weighted average of the closing sale prices per share of UnitedHealth Group common stock on each of the five full consecutive trading days ending on and including the third business day prior to the Merger closing date (the "Equity Award Exchange Ratio") and continue to be subject to the same terms and conditions (including settlement terms) as were applicable to the Issuer deferred stock units.

Row 3 · 2022-10-03 · Disposition to issuer · Disposed 7,658 · Balance 0

F3: At the Effective Time of the Merger, all restricted stock units of the Issuer automatically vested and were automatically converted into United restricted stock units calculated by taking the merger consideration of $25.75 per share of Common Stock of the Issuer and dividing it by the Equity Award Exchange Ratio and continue to be subject to the same terms and conditions (including settlement terms) as were applicable to the Issuer restricted stock units.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.99 · Expires 2027-10-17Direct0 Reported balance After 2022-10-03 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2022-10-03 · Disposition to issuer · Disposed 40,448 · Balance 0

F5: In connection with the Merger, stock option awards of the Issuer were automatically converted into an option to purchase a number of shares of common stock of UnitedHealth Group equal to the product of (i) the number of shares of Common Stock subject to the Issuer stock option multiplied by (ii) the Equity Award Exchange Ratio, at an exercise price per share equal to (i) the exercise price of the Issuer stock option divided by (ii) the Equity Award Exchange Ratio. Except as described herein, the UnitedHealth Group options will continue to be subject to the same terms and conditions as were applicable to the existing Issuer stock option.

F4: These options are fully vested.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.99 · Expires 2028-05-25Direct0 Reported balance After 2022-10-03 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2022-10-03 · Disposition to issuer · Disposed 6,320 · Balance 0

F5: In connection with the Merger, stock option awards of the Issuer were automatically converted into an option to purchase a number of shares of common stock of UnitedHealth Group equal to the product of (i) the number of shares of Common Stock subject to the Issuer stock option multiplied by (ii) the Equity Award Exchange Ratio, at an exercise price per share equal to (i) the exercise price of the Issuer stock option divided by (ii) the Equity Award Exchange Ratio. Except as described herein, the UnitedHealth Group options will continue to be subject to the same terms and conditions as were applicable to the existing Issuer stock option.

F4: These options are fully vested.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.92 · Expires 2022-11-28Direct0 Reported balance After 2022-10-03 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2022-10-03 · Disposition to issuer · Disposed 28,828 · Balance 0

F5: In connection with the Merger, stock option awards of the Issuer were automatically converted into an option to purchase a number of shares of common stock of UnitedHealth Group equal to the product of (i) the number of shares of Common Stock subject to the Issuer stock option multiplied by (ii) the Equity Award Exchange Ratio, at an exercise price per share equal to (i) the exercise price of the Issuer stock option divided by (ii) the Equity Award Exchange Ratio. Except as described herein, the UnitedHealth Group options will continue to be subject to the same terms and conditions as were applicable to the existing Issuer stock option.

F4: These options are fully vested.

Stock Appreciation rightSEC Table II · derivative / convertible security · Conversion / exercise price $0.38 · Expires 2023-05-22Direct0 Reported balance After 2022-10-03 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2022-10-03 · Disposition to issuer · Disposed 45,758 · Balance 0

F6: These stock appreciation rights ("SARs") are fully vested. Pursuant to the Merger Agreement, the SARs were automatically converted into SARs of UnitedHealth Group, denominated in a number of shares of common stock of UnitedHealth Group equal to the product of the number of shares of Common Stock subject to the Issuer SARs multiplied by the Equity Award Exchange Ratio, at an exercise price per share equal to the strike price per share applicable to such SAR divided by the Equity Award Exchange Ratio. The UnitedHealth Group SARs will continue to be subject to the same terms and conditions as were applicable to the Issuer SARs.

Stock Appreciation rightSEC Table II · derivative / convertible security · Conversion / exercise price $0.38 · Expires 2022-11-28Direct0 Reported balance After 2022-10-03 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2022-10-03 · Disposition to issuer · Disposed 11,439 · Balance 0

F6: These stock appreciation rights ("SARs") are fully vested. Pursuant to the Merger Agreement, the SARs were automatically converted into SARs of UnitedHealth Group, denominated in a number of shares of common stock of UnitedHealth Group equal to the product of the number of shares of Common Stock subject to the Issuer SARs multiplied by the Equity Award Exchange Ratio, at an exercise price per share equal to the strike price per share applicable to such SAR divided by the Equity Award Exchange Ratio. The UnitedHealth Group SARs will continue to be subject to the same terms and conditions as were applicable to the Issuer SARs.

Stock Appreciation rightSEC Table II · derivative / convertible security · Conversion / exercise price $8.07 · Expires 2023-05-22Direct0 Reported balance After 2022-10-03 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2022-10-03 · Disposition to issuer · Disposed 149,685 · Balance 0

F6: These stock appreciation rights ("SARs") are fully vested. Pursuant to the Merger Agreement, the SARs were automatically converted into SARs of UnitedHealth Group, denominated in a number of shares of common stock of UnitedHealth Group equal to the product of the number of shares of Common Stock subject to the Issuer SARs multiplied by the Equity Award Exchange Ratio, at an exercise price per share equal to the strike price per share applicable to such SAR divided by the Equity Award Exchange Ratio. The UnitedHealth Group SARs will continue to be subject to the same terms and conditions as were applicable to the Issuer SARs.

Filing footnotes · ownership attribution and instrument terms

F1: On October 3, 2022, UnitedHealth Group Incorporated ("UnitedHealth Group") acquired Change Healthcare Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger dated as of January 5, 2021 (the "Merger Agreement") by and among the Issuer, UnitedHealth Group and Cambridge Merger Sub Inc., a wholly owned subsidiary of UnitedHealth Group ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of UnitedHealth Group. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.001 per share, of the Issuer (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $25.75 per share in cash (the "Merger Consideration"), without interest and less any applicable holding tax.

F2: At the Effective Time of the Merger, all deferred stock units of the Issuer automatically vested and were automatically converted into UnitedHealth Group deferred stock units calculated by taking the merger consideration of $25.75 per share of Common Stock and dividing it by the volume weighted average of the closing sale prices per share of UnitedHealth Group common stock on each of the five full consecutive trading days ending on and including the third business day prior to the Merger closing date (the "Equity Award Exchange Ratio") and continue to be subject to the same terms and conditions (including settlement terms) as were applicable to the Issuer deferred stock units.

F3: At the Effective Time of the Merger, all restricted stock units of the Issuer automatically vested and were automatically converted into United restricted stock units calculated by taking the merger consideration of $25.75 per share of Common Stock of the Issuer and dividing it by the Equity Award Exchange Ratio and continue to be subject to the same terms and conditions (including settlement terms) as were applicable to the Issuer restricted stock units.

F4: These options are fully vested.

F5: In connection with the Merger, stock option awards of the Issuer were automatically converted into an option to purchase a number of shares of common stock of UnitedHealth Group equal to the product of (i) the number of shares of Common Stock subject to the Issuer stock option multiplied by (ii) the Equity Award Exchange Ratio, at an exercise price per share equal to (i) the exercise price of the Issuer stock option divided by (ii) the Equity Award Exchange Ratio. Except as described herein, the UnitedHealth Group options will continue to be subject to the same terms and conditions as were applicable to the existing Issuer stock option.

F6: These stock appreciation rights ("SARs") are fully vested. Pursuant to the Merger Agreement, the SARs were automatically converted into SARs of UnitedHealth Group, denominated in a number of shares of common stock of UnitedHealth Group equal to the product of the number of shares of Common Stock subject to the Issuer SARs multiplied by the Equity Award Exchange Ratio, at an exercise price per share equal to the strike price per share applicable to such SAR divided by the Equity Award Exchange Ratio. The UnitedHealth Group SARs will continue to be subject to the same terms and conditions as were applicable to the Issuer SARs.

Summit Materials, Inc.

Report date February 10, 2025 · Filed February 10, 2025

Section 16 reporting ended · disclosed 2025-02-10. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-02-10 transaction · row 1
1 source row

Row 1 · 2025-02-10 · Disposition to issuer · Disposed 62,135 · Balance 0

F1: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-02-10 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-02-10 · Disposition to issuer · Disposed 3,341 · Balance 0

F1: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-02-10 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-02-10 · Disposition to issuer · Disposed 2,547 · Balance 0

F1: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00Direct0 Reported balance After 2025-02-10 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-02-10 · Disposition to issuer · Disposed 81,611 · Balance 0

F1: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

Filing footnotes · ownership attribution and instrument terms

F1: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 26, 2026 Filed May 27, 2026 23:00 UTC MERCURY SYSTEMS INC MRCY · Entity 3908 SaleCommon Stock 1,250 $98.50 $123,124.00
Disclosure

SEC source: 0001049521-26-000030 · form4.xml · nonDerivative · entry 2

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Howard L. Lance Revocable Living Trust Dated 9/1/2006

Disclosed balance after: 0

F2 · price: This transaction was executed in multiple trades at prices ranging from $98.1000 to $98.9000. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
May 26, 2026 Filed May 27, 2026 23:00 UTC MERCURY SYSTEMS INC MRCY · Entity 3908 SaleCommon Stock 8,000 $99.95 $799,620.00
Disclosure

SEC source: 0001049521-26-000030 · form4.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Howard L. Lance Revocable Living Trust Dated 9/1/2006

Disclosed balance after: 1,250

F1 · price: This transaction was executed in multiple trades at prices ranging from $99.3600 to $100.4501. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 25, 2026 Filed Feb 27, 2026 14:01 UTC MERCURY SYSTEMS INC MRCY · Entity 3908 SaleCommon Stock 4,832 $88.98 $429,959.57
Disclosure

SEC source: 0001049521-26-000013 · form4.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,272

F1 · price: This transaction was executed in multiple trades at prices ranging from $88.98 to $89.30. The price reported above reflects the weighted average price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 22, 2025 Filed Oct 24, 2025 20:22 UTC MERCURY SYSTEMS INC MRCY · Entity 3908 GrantCommon Stock 2,362 $0.00 $0.00
Disclosure

SEC source: 0001049521-25-000047 · form4.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 32,104

F1 · shares: Represents restricted stock units that vest on the earlier of the first anniversary of the grant date and the next annual meeting of shareholders.

Read SEC document
February 10, 2025 Filed Feb 10, 2025 17:32 UTC Summit Materials, Inc. SUM · Entity 16259 Disposition to issuerOptions (right to buy) · Derivative 81,611 Not disclosed Strike: $18.00 Not disclosed
Disclosure

SEC source: 0000950103-25-001816 · dp224672_4-lance.xml · derivative · entry 4

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 81,611 shares

Expires not disclosed

F1 · price: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

F1 · derivative.exercise_date: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

F1 · derivative.expiration_date: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

Read SEC document
February 10, 2025 Filed Feb 10, 2025 17:32 UTC Summit Materials, Inc. SUM · Entity 16259 Disposition to issuerRestricted Stock Units · Derivative 2,547 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-25-001816 · dp224672_4-lance.xml · derivative · entry 3

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,547 shares

Expires not disclosed

F1 · derivative.exercise_price: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

F1 · price: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

F1 · derivative.exercise_date: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

F1 · derivative.expiration_date: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

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February 10, 2025 Filed Feb 10, 2025 17:32 UTC Summit Materials, Inc. SUM · Entity 16259 Disposition to issuerRestricted Stock Units · Derivative 3,341 Not disclosed Not disclosed
Disclosure

SEC source: 0000950103-25-001816 · dp224672_4-lance.xml · derivative · entry 2

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,341 shares

Expires not disclosed

F1 · derivative.exercise_price: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

F1 · price: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

F1 · derivative.exercise_date: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

F1 · derivative.expiration_date: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

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February 10, 2025 Filed Feb 10, 2025 17:32 UTC Summit Materials, Inc. SUM · Entity 16259 Disposition to issuerClass A Common Stock 62,135 $52.50 $3,262,087.50
Disclosure

SEC source: 0000950103-25-001816 · dp224672_4-lance.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · shares: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

F1 · price: At or immediately prior to the effective time of the transactions contemplated by the Agreement and Plan of Merger, dated November 24, 2024, by and among Summit Materials, Inc., Quikrete Holdings, Inc., and Soar Subsidiary, Inc., (i) each share of Class A common stock of the issuer held by the reporting person was canceled, retired and converted into the right to receive $52.50 in cash (the "Merger Consideration"), (ii) each restricted stock unit held by the reporting person was fully vested, canceled and converted into the right to receive the Merger Consideration and (iii) each stock option held by the reporting person was fully vested, canceled and converted into the right to receive an amount equal to the excess of the Merger Consideration over the applicable exercise price.

Read SEC document
January 15, 2025 Filed Jan 17, 2025 17:28 UTC Summit Materials, Inc. SUM · Entity 16259 GrantRestricted Stock Units · Derivative 2,547 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-001881 · wk-form4_1737152877.xml · derivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,547

Underlying: Class A Common Stock · 2,547 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F2 · derivative.exercise_date: These restricted stock units vest on January 15, 2026.

F2 · derivative.expiration_date: These restricted stock units vest on January 15, 2026.

Read SEC document
October 23, 2024 Filed Oct 25, 2024 20:19 UTC MERCURY SYSTEMS INC MRCY · Entity 3908 GrantCommon Stock 4,832 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-025989 · form4.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 29,742

F1 · shares: Represents restricted stock units that vest on the earlier of the first anniversary of the grant date and the next annual meeting of shareholders.

Read SEC document
March 07, 2024 Filed Mar 8, 2024 20:24 UTC Summit Materials, Inc. SUM · Entity 16259 GrantRestricted Stock Units · Derivative 3,341 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-010125 · wk-form4_1709947465.xml · derivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,341

Underlying: Class A Common Stock · 3,341 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F2 · derivative.exercise_date: These restricted stock units vest on February 28, 2025.

F2 · derivative.expiration_date: These restricted stock units vest on February 28, 2025.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 18:20 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionRestricted Stock Units · Derivative 4,038 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008675 · wk-form4_1709594425.xml · derivative · entry 3

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,038 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F4 · derivative.exercise_date: These restricted stock units vested on February 29, 2024.

F4 · derivative.expiration_date: These restricted stock units vested on February 29, 2024.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 18:20 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionClass A Common Stock 4,038 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-24-008675 · wk-form4_1709594425.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,363

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

F2 · balance_after: Total holdings include shares of Class A Common Stock received pursuant to a stock dividend paid on December 29, 2022.

Read SEC document
February 09, 2024 Filed Feb 13, 2024 01:40 UTC MERCURY SYSTEMS INC MRCY · Entity 3908 PurchaseCommon Stock 7,485 $26.77 $200,391.41
Disclosure

SEC source: 0001127602-24-004623 · form4.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 24,910

F1 · price: This transaction was executed in multiple trades at prices ranging from $26.67 to $26.7964. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
October 25, 2023 Filed Oct 27, 2023 21:46 UTC MERCURY SYSTEMS INC MRCY · Entity 3908 GrantCommon Stock 4,682 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-026338 · form4.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 17,425

F1 · shares: These shares of restricted stock vest on the earlier of the first anniversary of the grant date or the next annual meeting of shareholders.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:03 UTC Summit Materials, Inc. SUM · Entity 16259 ConversionLP Units of Summit Materials Holdings L.P. · Derivative 45,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-033532 · wk-form4_1696291397.xml · derivative · entry 3

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 45,772 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

Read SEC document
September 29, 2023 Filed Oct 2, 2023 20:03 UTC Summit Materials, Inc. SUM · Entity 16259 ConversionClass A Common Stock 45,772 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-033532 · wk-form4_1696291397.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · by Howard L. Lance TTEE Howard Lance Trust dated 09/01/2006

Disclosed balance after: 45,772

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

Read SEC document
August 18, 2023 Filed Aug 23, 2023 01:15 UTC MERCURY SYSTEMS INC MRCY · Entity 3908 PurchaseCommon Stock 9,250 $37.83 $349,962.65
Disclosure

SEC source: 0001127602-23-023104 · form4.xml · nonDerivative · entry 2

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By The Howard L. Lance Revocable Living Trust Dated 9/1/2006

Disclosed balance after: 9,250

F1 · price: This transaction was executed in multiple trades at prices ranging from $37.74 to $38.00. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 17:32 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionRestricted Stock Units · Derivative 3,815 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-005886 · wf-form4_167770991526810.xml · derivative · entry 2

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,815 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F4 · derivative.exercise_date: On March 1, 2022, the Reporting Person was granted 3,815 restricted stock units that vested on February 28, 2023.

F4 · derivative.expiration_date: On March 1, 2022, the Reporting Person was granted 3,815 restricted stock units that vested on February 28, 2023.

Read SEC document
February 28, 2023 Filed Mar 1, 2023 17:32 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionClass A Common Stock 3,815 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-23-005886 · wf-form4_167770991526810.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,325

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

F2 · balance_after: Total holdings include shares of Class A Common Stock received pursuant to a stock dividend paid on December 29, 2022.

Read SEC document
February 22, 2023 Filed Feb 24, 2023 18:13 UTC Summit Materials, Inc. SUM · Entity 16259 GrantRestricted Stock Units · Derivative 4,038 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-005103 · wf-form4_167728037238584.xml · derivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,038

Underlying: Class A Common Stock · 4,038 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F2 · derivative.exercise_date: These restricted stock units vest on February 28, 2024.

F2 · derivative.expiration_date: These restricted stock units vest on February 28, 2024.

Read SEC document
October 26, 2022 Filed Oct 28, 2022 17:28 UTC MERCURY SYSTEMS INC MRCY · Entity 3908 GrantCommon Stock 3,976 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-007355 · primarydocument.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,743

F1 · shares: These shares of restricted stock vest at 100% on the first anniversary of the grant date.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:30 UTC Change Healthcare Inc. CHNG · Entity 15437 Disposition to issuerStock Appreciation right · Derivative 149,685 Not disclosed Strike: $8.07 Not disclosed
Disclosure

SEC source: 0000899243-22-032995 · doc4.xml · derivative · entry 9

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 149,685 shares

Expires 2023-05-22

F6 · price: These stock appreciation rights ("SARs") are fully vested. Pursuant to the Merger Agreement, the SARs were automatically converted into SARs of UnitedHealth Group, denominated in a number of shares of common stock of UnitedHealth Group equal to the product of the number of shares of Common Stock subject to the Issuer SARs multiplied by the Equity Award Exchange Ratio, at an exercise price per share equal to the strike price per share applicable to such SAR divided by the Equity Award Exchange Ratio. The UnitedHealth Group SARs will continue to be subject to the same terms and conditions as were applicable to the Issuer SARs.

F6 · derivative.exercise_date: These stock appreciation rights ("SARs") are fully vested. Pursuant to the Merger Agreement, the SARs were automatically converted into SARs of UnitedHealth Group, denominated in a number of shares of common stock of UnitedHealth Group equal to the product of the number of shares of Common Stock subject to the Issuer SARs multiplied by the Equity Award Exchange Ratio, at an exercise price per share equal to the strike price per share applicable to such SAR divided by the Equity Award Exchange Ratio. The UnitedHealth Group SARs will continue to be subject to the same terms and conditions as were applicable to the Issuer SARs.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:30 UTC Change Healthcare Inc. CHNG · Entity 15437 Disposition to issuerStock Appreciation right · Derivative 11,439 Not disclosed Strike: $0.38 Not disclosed
Disclosure

SEC source: 0000899243-22-032995 · doc4.xml · derivative · entry 8

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 11,439 shares

Expires 2022-11-28

F6 · price: These stock appreciation rights ("SARs") are fully vested. Pursuant to the Merger Agreement, the SARs were automatically converted into SARs of UnitedHealth Group, denominated in a number of shares of common stock of UnitedHealth Group equal to the product of the number of shares of Common Stock subject to the Issuer SARs multiplied by the Equity Award Exchange Ratio, at an exercise price per share equal to the strike price per share applicable to such SAR divided by the Equity Award Exchange Ratio. The UnitedHealth Group SARs will continue to be subject to the same terms and conditions as were applicable to the Issuer SARs.

F6 · derivative.exercise_date: These stock appreciation rights ("SARs") are fully vested. Pursuant to the Merger Agreement, the SARs were automatically converted into SARs of UnitedHealth Group, denominated in a number of shares of common stock of UnitedHealth Group equal to the product of the number of shares of Common Stock subject to the Issuer SARs multiplied by the Equity Award Exchange Ratio, at an exercise price per share equal to the strike price per share applicable to such SAR divided by the Equity Award Exchange Ratio. The UnitedHealth Group SARs will continue to be subject to the same terms and conditions as were applicable to the Issuer SARs.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:30 UTC Change Healthcare Inc. CHNG · Entity 15437 Disposition to issuerStock Appreciation right · Derivative 45,758 Not disclosed Strike: $0.38 Not disclosed
Disclosure

SEC source: 0000899243-22-032995 · doc4.xml · derivative · entry 7

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 45,758 shares

Expires 2023-05-22

F6 · price: These stock appreciation rights ("SARs") are fully vested. Pursuant to the Merger Agreement, the SARs were automatically converted into SARs of UnitedHealth Group, denominated in a number of shares of common stock of UnitedHealth Group equal to the product of the number of shares of Common Stock subject to the Issuer SARs multiplied by the Equity Award Exchange Ratio, at an exercise price per share equal to the strike price per share applicable to such SAR divided by the Equity Award Exchange Ratio. The UnitedHealth Group SARs will continue to be subject to the same terms and conditions as were applicable to the Issuer SARs.

F6 · derivative.exercise_date: These stock appreciation rights ("SARs") are fully vested. Pursuant to the Merger Agreement, the SARs were automatically converted into SARs of UnitedHealth Group, denominated in a number of shares of common stock of UnitedHealth Group equal to the product of the number of shares of Common Stock subject to the Issuer SARs multiplied by the Equity Award Exchange Ratio, at an exercise price per share equal to the strike price per share applicable to such SAR divided by the Equity Award Exchange Ratio. The UnitedHealth Group SARs will continue to be subject to the same terms and conditions as were applicable to the Issuer SARs.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:30 UTC Change Healthcare Inc. CHNG · Entity 15437 Disposition to issuerStock Option (right to buy) · Derivative 28,828 Not disclosed Strike: $7.92 Not disclosed
Disclosure

SEC source: 0000899243-22-032995 · doc4.xml · derivative · entry 6

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 28,828 shares

Expires 2022-11-28

F5 · price: In connection with the Merger, stock option awards of the Issuer were automatically converted into an option to purchase a number of shares of common stock of UnitedHealth Group equal to the product of (i) the number of shares of Common Stock subject to the Issuer stock option multiplied by (ii) the Equity Award Exchange Ratio, at an exercise price per share equal to (i) the exercise price of the Issuer stock option divided by (ii) the Equity Award Exchange Ratio. Except as described herein, the UnitedHealth Group options will continue to be subject to the same terms and conditions as were applicable to the existing Issuer stock option.

F4 · derivative.exercise_date: These options are fully vested.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:30 UTC Change Healthcare Inc. CHNG · Entity 15437 Disposition to issuerStock Option (right to buy) · Derivative 6,320 Not disclosed Strike: $18.99 Not disclosed
Disclosure

SEC source: 0000899243-22-032995 · doc4.xml · derivative · entry 5

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,320 shares

Expires 2028-05-25

F5 · price: In connection with the Merger, stock option awards of the Issuer were automatically converted into an option to purchase a number of shares of common stock of UnitedHealth Group equal to the product of (i) the number of shares of Common Stock subject to the Issuer stock option multiplied by (ii) the Equity Award Exchange Ratio, at an exercise price per share equal to (i) the exercise price of the Issuer stock option divided by (ii) the Equity Award Exchange Ratio. Except as described herein, the UnitedHealth Group options will continue to be subject to the same terms and conditions as were applicable to the existing Issuer stock option.

F4 · derivative.exercise_date: These options are fully vested.

Read SEC document
October 03, 2022 Filed Oct 5, 2022 20:30 UTC Change Healthcare Inc. CHNG · Entity 15437 Disposition to issuerStock Option (right to buy) · Derivative 40,448 Not disclosed Strike: $18.99 Not disclosed
Disclosure

SEC source: 0000899243-22-032995 · doc4.xml · derivative · entry 4

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 40,448 shares

Expires 2027-10-17

F5 · price: In connection with the Merger, stock option awards of the Issuer were automatically converted into an option to purchase a number of shares of common stock of UnitedHealth Group equal to the product of (i) the number of shares of Common Stock subject to the Issuer stock option multiplied by (ii) the Equity Award Exchange Ratio, at an exercise price per share equal to (i) the exercise price of the Issuer stock option divided by (ii) the Equity Award Exchange Ratio. Except as described herein, the UnitedHealth Group options will continue to be subject to the same terms and conditions as were applicable to the existing Issuer stock option.

F4 · derivative.exercise_date: These options are fully vested.

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October 03, 2022 Filed Oct 5, 2022 20:30 UTC Change Healthcare Inc. CHNG · Entity 15437 Disposition to issuerCommon Stock 7,658 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-032995 · doc4.xml · nonDerivative · entry 3

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · shares: At the Effective Time of the Merger, all restricted stock units of the Issuer automatically vested and were automatically converted into United restricted stock units calculated by taking the merger consideration of $25.75 per share of Common Stock of the Issuer and dividing it by the Equity Award Exchange Ratio and continue to be subject to the same terms and conditions (including settlement terms) as were applicable to the Issuer restricted stock units.

F3 · price: At the Effective Time of the Merger, all restricted stock units of the Issuer automatically vested and were automatically converted into United restricted stock units calculated by taking the merger consideration of $25.75 per share of Common Stock of the Issuer and dividing it by the Equity Award Exchange Ratio and continue to be subject to the same terms and conditions (including settlement terms) as were applicable to the Issuer restricted stock units.

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October 03, 2022 Filed Oct 5, 2022 20:30 UTC Change Healthcare Inc. CHNG · Entity 15437 Disposition to issuerCommon Stock 7,136 Not disclosed Not disclosed
Disclosure

SEC source: 0000899243-22-032995 · doc4.xml · nonDerivative · entry 2

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,658

F2 · shares: At the Effective Time of the Merger, all deferred stock units of the Issuer automatically vested and were automatically converted into UnitedHealth Group deferred stock units calculated by taking the merger consideration of $25.75 per share of Common Stock and dividing it by the volume weighted average of the closing sale prices per share of UnitedHealth Group common stock on each of the five full consecutive trading days ending on and including the third business day prior to the Merger closing date (the "Equity Award Exchange Ratio") and continue to be subject to the same terms and conditions (including settlement terms) as were applicable to the Issuer deferred stock units.

F2 · price: At the Effective Time of the Merger, all deferred stock units of the Issuer automatically vested and were automatically converted into UnitedHealth Group deferred stock units calculated by taking the merger consideration of $25.75 per share of Common Stock and dividing it by the volume weighted average of the closing sale prices per share of UnitedHealth Group common stock on each of the five full consecutive trading days ending on and including the third business day prior to the Merger closing date (the "Equity Award Exchange Ratio") and continue to be subject to the same terms and conditions (including settlement terms) as were applicable to the Issuer deferred stock units.

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October 03, 2022 Filed Oct 5, 2022 20:30 UTC Change Healthcare Inc. CHNG · Entity 15437 Disposition to issuerCommon Stock 211,720 $25.75 $5,451,790.00
Disclosure

SEC source: 0000899243-22-032995 · doc4.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,794

F1 · price: On October 3, 2022, UnitedHealth Group Incorporated ("UnitedHealth Group") acquired Change Healthcare Inc. (the "Issuer") pursuant to that certain Agreement and Plan of Merger dated as of January 5, 2021 (the "Merger Agreement") by and among the Issuer, UnitedHealth Group and Cambridge Merger Sub Inc., a wholly owned subsidiary of UnitedHealth Group ("Merger Sub"). In accordance with the Merger Agreement, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly owned subsidiary of UnitedHealth Group. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock, par value $0.001 per share, of the Issuer (the "Common Stock") (other than certain excluded shares) automatically converted into the right to receive $25.75 per share in cash (the "Merger Consideration"), without interest and less any applicable holding tax.

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August 05, 2022 Filed Aug 8, 2022 16:30 UTC MERCURY SYSTEMS INC MRCY · Entity 3908 PurchaseCommon Stock 5,000 $50.59 $252,962.50
Disclosure

SEC source: 0001562180-22-005934 · primarydocument.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,767

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June 23, 2022 Filed Jun 27, 2022 17:23 UTC MERCURY SYSTEMS INC MRCY · Entity 3908 GrantCommon Stock 3,767 $0.00 $0.00
Disclosure

SEC source: 0001562180-22-005359 · primarydocument.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,767

F1 · shares: These shares of restricted stock vest in two equal installments beginning on June 23, 2023.

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April 25, 2022 Filed Apr 27, 2022 21:07 UTC Change Healthcare Inc. CHNG · Entity 15437 GrantCommon Stock 7,658 $0.00 $0.00
Disclosure

SEC source: 0001062993-22-010881 · form4.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 226,514

F1 · shares: Represents the grant of restricted stock units that vest on April 25, 2023. The shares subject to the units will be issued to the Reporting Person after the Reporting Person's separation from service from the Issuer.

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March 01, 2022 Filed Mar 3, 2022 16:25 UTC Summit Materials, Inc. SUM · Entity 16259 GrantRestricted Stock Units · Derivative 3,815 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004930 · wf-form4_164634272333600.xml · derivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,815

Underlying: Class A Common Stock · 3,815 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F2 · derivative.exercise_date: These restricted stock units vest on February 28, 2023.

F2 · derivative.expiration_date: These restricted stock units vest on February 28, 2023.

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February 28, 2022 Filed Mar 1, 2022 17:45 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionRestricted Stock Units · Derivative 4,374 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-004576 · wf-form4_164617470776082.xml · derivative · entry 2

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 4,374 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A Common Stock. The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's Human Capital and Compensation Committee.

F3 · derivative.exercise_date: On March 30, 2021, the Reporting Person was granted 4,374 restricted stock units that vested on February 28, 2022.

F3 · derivative.expiration_date: On March 30, 2021, the Reporting Person was granted 4,374 restricted stock units that vested on February 28, 2022.

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February 28, 2022 Filed Mar 1, 2022 17:45 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionClass A Common Stock 4,374 Not disclosed Not disclosed
Disclosure

SEC source: 0001628280-22-004576 · wf-form4_164617470776082.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,368

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Reflects restricted stock units that upon vesting converted into shares of Class A common stock of the Issuer ("Class A Common Stock") on a one-for-one basis.

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June 22, 2021 Filed Jun 24, 2021 18:28 UTC Change Healthcare Inc. CHNG · Entity 15437 GrantStock Appreciation Right · Derivative 63,200 $0.00 Strike: $8.07 $0.00
Disclosure

SEC source: 0001062993-21-005923 · form4.xml · derivative · entry 2

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,200

Underlying: Common Stock · 63,200 shares

Expires 2023-05-22

F2 · shares: Reflects the vesting of shares of 2.5x stock appreciation rights that were granted in connection with the Company's JV with McKesson as replacement awards for unvested exit-vesting Legacy CHC stock options. The shares of exit-vesting stock appreciation rights vested upon achievement of certain performance criteria on June 22, 2021.

F3 · derivative.exercise_date: These stock appreciation rights are fully vested.

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June 22, 2021 Filed Jun 24, 2021 18:28 UTC Change Healthcare Inc. CHNG · Entity 15437 GrantCommon Stock 7,136 $0.00 $0.00
Disclosure

SEC source: 0001062993-21-005923 · form4.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 218,856

F1 · shares: Represents the grant of deferred stock units that vests on June 22, 2022. The shares subject to the units will be issued to the Reporting Person after the Reporting Person's separation from service from the Issuer.

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June 16, 2021 Filed Jun 16, 2021 20:38 UTC Summit Materials, Inc. SUM · Entity 16259 SaleClass A Common Stock 90,000 $34.33 $3,089,700.00
Disclosure

SEC source: 0001104659-21-082174 · a4.xml · nonDerivative · entry 6

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $34.02 to $34.54, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The Reporting Person remains within compliance of the Issuer's equity ownership guidelines.

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June 15, 2021 Filed Jun 16, 2021 20:38 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionOptions (right to buy) · Derivative 82,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-082174 · a4.xml · derivative · entry 9

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,611

Underlying: Class A Common Stock · 82,500 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F5 · derivative.exercise_date: These options are fully vested.

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June 15, 2021 Filed Jun 16, 2021 20:38 UTC Summit Materials, Inc. SUM · Entity 16259 SaleClass A Common Stock 82,500 $34.53 $2,848,725.00
Disclosure

SEC source: 0001104659-21-082174 · a4.xml · nonDerivative · entry 5

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,994

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $34.36 to $34.75, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The Reporting Person remains within compliance of the Issuer's equity ownership guidelines.

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June 15, 2021 Filed Jun 16, 2021 20:38 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionClass A Common Stock 82,500 $18.00 $1,485,000.00
Disclosure

SEC source: 0001104659-21-082174 · a4.xml · nonDerivative · entry 4

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:38 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionOptions (right to buy) · Derivative 82,500 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-082174 · a4.xml · derivative · entry 8

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,111

Underlying: Class A Common Stock · 82,500 shares

Expires 2025-03-11

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F5 · derivative.exercise_date: These options are fully vested.

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June 14, 2021 Filed Jun 16, 2021 20:38 UTC Summit Materials, Inc. SUM · Entity 16259 ConversionLP Units of Summit Materials Holdings L.P. · Derivative 90,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-082174 · a4.xml · derivative · entry 7

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,772

Underlying: Class A Common Stock · 90,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F1 · derivative.exercise_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

F1 · derivative.expiration_date: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

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June 14, 2021 Filed Jun 16, 2021 20:38 UTC Summit Materials, Inc. SUM · Entity 16259 SaleClass A Common Stock 82,500 $34.30 $2,829,750.00
Disclosure

SEC source: 0001104659-21-082174 · a4.xml · nonDerivative · entry 3

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,994

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $34.03 to $34.47, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. The Reporting Person remains within compliance of the Issuer's equity ownership guidelines.

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June 14, 2021 Filed Jun 16, 2021 20:38 UTC Summit Materials, Inc. SUM · Entity 16259 Exercise / conversionClass A Common Stock 82,500 $18.00 $1,485,000.00
Disclosure

SEC source: 0001104659-21-082174 · a4.xml · nonDerivative · entry 2

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 176,494

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 14, 2021 Filed Jun 16, 2021 20:38 UTC Summit Materials, Inc. SUM · Entity 16259 ConversionClass A Common Stock 90,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-21-082174 · a4.xml · nonDerivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,994

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Pursuant to the terms of an exchange agreement, dated as of March 11, 2015, the limited partnership units of Summit Materials Holdings L.P. ("LP Units") reported herein are exchangeable from and after the first anniversary of the closing of the Issuer's initial public offering (subject to the terms of the exchange agreement and vesting requirements, including certain vesting events more fully described in the Issuer's Registration Statement on Form S-1 (File No. 333-201058)) for shares of the issuer's Class A common stock on a one-for-one basis.

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March 30, 2021 Filed Apr 1, 2021 21:23 UTC Summit Materials, Inc. SUM · Entity 16259 GrantRestricted Stock Units · Derivative 4,374 $0.00 $0.00
Disclosure

SEC source: 0001104659-21-045792 · tm2111872-7_4seq1.xml · derivative · entry 1

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,374

Underlying: Class A Common Stock · 4,374 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Class A common stock of the Issuer ("Class A Common Stock"). The restricted stock units will be settled in either Class A Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee.

F2 · derivative.exercise_date: These restricted stock units vest on February 28, 2022.

F2 · derivative.expiration_date: These restricted stock units vest on February 28, 2022.

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March 18, 2021 Filed Mar 22, 2021 21:23 UTC Summit Materials, Inc. SUM · Entity 16259 SaleClass A Common Stock 89 $27.95 $2,487.55
Disclosure

SEC source: 0001104659-21-039884 · tm2110456d2_4seq1.xml · nonDerivative · entry 2

LANCE HOWARD L · CIK 0001220679 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,994

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.