Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Allegro Merger Corp.ALGR · Entity 150758 | Director | July 02, 2018 | July 02, 2018 |
| NextDecade CorpHRMN · Entity 640 | Director | March 27, 2017 | March 28, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Allegro Merger Corp.
Report date July 02, 2018 · Filed July 02, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 300,000 |
Reported balance
Holding disclosure · report date 2018-07-02 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 300,000 F1: Includes securities underlying 100,000 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock, one right exchangable for one-tenth (1/10) of one share of common stock, and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering. |
| Redeemable WarrantSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2018-07-02 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F4: Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share. F2: Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and July 6, 2019. F3: Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption. |
| RightSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2018-07-02 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F5: Each Right is exchangable for one tenth (1/10) of one share of common stock upon the completion of an initial business combination. F6: If the Issuer is unable to complete an initial business combination within the required time period, the Rights will expire worthless. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes securities underlying 100,000 units of the Issuer, which units, prior to the effective date of the registration statement relating to the Issuer's initial public offering, the reporting person irrevocably committed to purchase. Each unit ("Unit") consists of one share of common stock, one right exchangable for one-tenth (1/10) of one share of common stock, and one redeemable warrant entitling the holder to purchase one share of common stock. The purchase of these Units is being made on a private placement basis and will be consummated simultaneously with the consummation of the Issuer's initial public offering.
F2: Each Warrant will become exercisable on the later of the 30 days after the completion of an initial business combination and July 6, 2019.
F3: Each Warrant will expire five years after the completion of an initial business combination, or earlier upon redemption.
F4: Each Warrant entitles the holder to purchase one share of common stock at a price of $11.50 per share.
F5: Each Right is exchangable for one tenth (1/10) of one share of common stock upon the completion of an initial business combination.
F6: If the Issuer is unable to complete an initial business combination within the required time period, the Rights will expire worthless.
NextDecade Corp
Report date March 27, 2017 · Filed March 28, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Convertible Promissory NoteSEC Table II · derivative / convertible security · Conversion / exercise price $10.00 | Direct | 1,607 |
Reported balance
After 2017-03-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-03-27 · Grant · Acquired 1,607 · Balance 1,607 F1: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option. F4: The convertible promissory note was issued in consideration of a loan made by the Reporting Person to the Issuer in the amount of $16,077.74. F2: If the Issuer fails to consummate an initial business combination by July 27, 2017, or such later date as the Issuer's stockholders may approve, the Issuer will dissolve and the promissory note will not be convertible. F3: Each Unit consists of one share of common stock and one warrant to purchase one share of common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option.
F2: If the Issuer fails to consummate an initial business combination by July 27, 2017, or such later date as the Issuer's stockholders may approve, the Issuer will dissolve and the promissory note will not be convertible.
F3: Each Unit consists of one share of common stock and one warrant to purchase one share of common stock.
F4: The convertible promissory note was issued in consideration of a loan made by the Reporting Person to the Issuer in the amount of $16,077.74.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 27, 2017 Filed Mar 28, 2017 13:53 UTC | NextDecade Corp HRMN · Entity 640 | GrantConvertible Promissory Note · Derivative | 1,607 | Not disclosed Strike: $10.00 | Not disclosed |
DisclosureSEC source: 0001094891-17-000088 · edgar.xml · derivative · entry 1 Schlemm Leonard B · CIK 0001294239 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,607 Underlying: Units · 1,607 shares Expires not disclosed F1 · derivative.exercise_price: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option. F4 · price: The convertible promissory note was issued in consideration of a loan made by the Reporting Person to the Issuer in the amount of $16,077.74. F1 · derivative.exercise_date: Upon completion by the Issuer of an initial business combination, the promissory note may be converted into units ("Units") of the Issuer at a price of $10.00 per Unit, at the Reporting Person's option. F2 · derivative.expiration_date: If the Issuer fails to consummate an initial business combination by July 27, 2017, or such later date as the Issuer's stockholders may approve, the Issuer will dissolve and the promissory note will not be convertible. F3 · derivative.underlying: Each Unit consists of one share of common stock and one warrant to purchase one share of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.