Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SCHWAB CHARLES CORP
Report date April 17, 2014 · Filed April 18, 2014
Section 16 reporting ended · disclosed 2014-04-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Indirectin Trust for Daughter | 0 |
Reported balance
After 2014-04-17 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2014-04-17 · Sale · Disposed 8,805 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby ESOP | 1,233.292 |
Reported balance
Holding disclosure · report date 2014-04-17 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,233.292 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 92,717 |
Reported balance
Holding disclosure · report date 2014-04-17 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 92,717 |
| Common StockSEC Table I · non-derivative | Indirectin Trust for Son | 8,805 |
Reported balance
Holding disclosure · report date 2014-04-17 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 8,805 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 900 | $22.42 | $20,178.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 21 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 300,459 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 800 | $22.41 | $17,928.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 20 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 301,359 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 200 | $22.40 | $4,480.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 19 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,159 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 500 | $22.38 | $11,190.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 18 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,359 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 800 | $22.37 | $17,896.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 17 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 302,859 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 200 | $22.36 | $4,472.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 16 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,659 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 200 | $22.33 | $4,466.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 15 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,859 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 600 | $22.32 | $13,392.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 14 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,059 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 400 | $22.30 | $8,920.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 13 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,659 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 200 | $22.29 | $4,458.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 12 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,059 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 200 | $22.28 | $4,456.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 11 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,259 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 200 | $22.27 | $4,454.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 10 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,459 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 100 | $22.25 | $2,225.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 9 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,659 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 200 | $22.24 | $4,448.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 8 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,759 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 400 | $22.18 | $8,872.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 7 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 305,959 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 400 | $22.15 | $8,860.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 6 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,359 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 200 | $22.14 | $4,428.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 5 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,759 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 500 | $22.05 | $11,025.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 4 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306,959 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 400 | $22.03 | $8,812.00 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 3 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,459 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 58 | $21.99 | $1,275.42 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,859 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:00 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 445 | $21.98 | $9,781.10 |
DisclosureSEC source: 0001296424-07-000006 · edgar.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 307,917 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 400 | $22.65 | $9,060.00 |
DisclosureSEC source: 0001296424-07-000007 · edgar.xml · nonDerivative · entry 13 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,362 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 5,705 shares held in a trust for her daughter, 5,705 shares held in a trust for her son, and 1,124 shares held by an ESOP. Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 700 | $22.64 | $15,848.00 |
DisclosureSEC source: 0001296424-07-000007 · edgar.xml · nonDerivative · entry 12 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 283,762 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 400 | $22.63 | $9,052.00 |
DisclosureSEC source: 0001296424-07-000007 · edgar.xml · nonDerivative · entry 11 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,462 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 900 | $22.62 | $20,358.00 |
DisclosureSEC source: 0001296424-07-000007 · edgar.xml · nonDerivative · entry 10 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 284,862 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 800 | $22.61 | $18,088.00 |
DisclosureSEC source: 0001296424-07-000007 · edgar.xml · nonDerivative · entry 9 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 285,762 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,900 | $22.60 | $42,940.00 |
DisclosureSEC source: 0001296424-07-000007 · edgar.xml · nonDerivative · entry 8 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 286,562 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 200 | $22.60 | $4,519.00 |
DisclosureSEC source: 0001296424-07-000007 · edgar.xml · nonDerivative · entry 7 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,462 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,000 | $22.59 | $22,590.00 |
DisclosureSEC source: 0001296424-07-000007 · edgar.xml · nonDerivative · entry 6 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 288,662 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 800 | $22.58 | $18,064.00 |
DisclosureSEC source: 0001296424-07-000007 · edgar.xml · nonDerivative · entry 5 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 289,662 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 300 | $22.57 | $6,771.00 |
DisclosureSEC source: 0001296424-07-000007 · edgar.xml · nonDerivative · entry 4 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,462 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 900 | $22.56 | $20,304.00 |
DisclosureSEC source: 0001296424-07-000007 · edgar.xml · nonDerivative · entry 3 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 290,762 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 700 | $22.55 | $15,785.00 |
DisclosureSEC source: 0001296424-07-000007 · edgar.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 291,662 Read SEC document |
| November 07, 2007 Filed Nov 8, 2007 21:01 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 1,500 | $22.54 | $33,810.00 |
DisclosureSEC source: 0001296424-07-000007 · edgar.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 292,362 Read SEC document |
| November 01, 2007 Filed Nov 5, 2007 22:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantNonqualified Stock Option (right to buy) · Derivative | 83,566 | $0.00 Strike: $23.33 | $0.00 |
DisclosureSEC source: 0001296424-07-000004 · edgar.xml · derivative · entry 3 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,566 Underlying: Common Stock · 83,566 shares Expires 2014-11-01 F3 · derivative.exercise_price: Shares under the option have an exercise price of $23.3295, which is 103% of the closing price of the company's common stock on the date of grant ($22.65). F4 · derivative.exercise_date: The option vests 25% on each of the first, second, third, and fourth anniversary of the grant date and has a term of seven years. Read SEC document |
| November 01, 2007 Filed Nov 5, 2007 22:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 8,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001296424-07-000004 · edgar.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,632 F1 · shares: The award vests in increments of 25% on November 1, 2008, 2009, 2010 and 2011 based on the company achieving performance targets related to pre-tax adjusted income divided by revenue and revenue growth for the applicable one-year performance period beginning on October 1 and ending on the September 30 prior to each vesting date. F2 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 5,705 shares held in a trust for her daughter, 5,705 shares held in a trust for her son, and 1,124 shares held by an ESOP. Read SEC document |
| November 01, 2007 Filed Nov 5, 2007 22:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 2,871 | $22.81 | $65,486.36 |
DisclosureSEC source: 0001296424-07-000004 · edgar.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 299,572 Read SEC document |
| November 01, 2007 Filed Nov 5, 2007 23:42 UTC Amendment | SCHWAB CHARLES CORP SCHW · Entity 1218 | GrantCommon Stock | 8,790 | $0.00 | $0.00 |
DisclosureSEC source: 0001296424-07-000005 · edgar.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 308,362 F1 · balance_after: On November 1, 2007, the reporting person had a direct beneficial ownership interest in 308,362 shares, not 308,632 shares as stated on the original Form 4 filing for that date. Read SEC document |
| July 22, 2007 Filed Jul 24, 2007 18:51 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 18,806 | $20.33 | $382,239.47 |
DisclosureSEC source: 0001296424-07-000002 · edgar.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,894 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 4,455 shares held in a trust for her daughter, 4,455 shares held in a trust for her son, and 1,069 shares held by an ESOP. Read SEC document |
| July 22, 2007 Filed Jul 25, 2007 15:40 UTC Amendment | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 18,757 | $20.33 | $381,243.53 |
DisclosureSEC source: 0001296424-07-000003 · edgar.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 304,943 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 4,455 shares held in a trust for her daughter, 4,455 shares held in a trust for her son, and 1,069 shares held by an ESOP. Read SEC document |
| February 25, 2007 Filed Feb 27, 2007 21:13 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Tax withholdingCommon Stock | 5,309 | $18.96 | $100,663.42 |
DisclosureSEC source: 0001296424-07-000001 · edgar.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 323,700 F1 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 4,455 shares held in trust for her son, 4,455 shares held in trust for her daughter and 1,081 shares held by an ESOP. Read SEC document |
| December 11, 2006 Filed Dec 12, 2006 16:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001296424-06-000017 · edgar.xml · nonDerivative · entry 3 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · in Trust for Son Disclosed balance after: 4,455 F1 · shares: Of the shares gifted by the reporting person on December 11, 2006, 1,230 were gifted to an irrevocable living trust for the benefit of the reporting person's daughter and 1,230 were gifted to an irrevocable living trust for the benefit of the reporting person's son. F2 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 1,065 shares held by an ESOP. Read SEC document |
| December 11, 2006 Filed Dec 12, 2006 16:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 1,230 | $0.00 | $0.00 |
DisclosureSEC source: 0001296424-06-000017 · edgar.xml · nonDerivative · entry 2 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · in Trust for Daughter Disclosed balance after: 4,455 F1 · shares: Of the shares gifted by the reporting person on December 11, 2006, 1,230 were gifted to an irrevocable living trust for the benefit of the reporting person's daughter and 1,230 were gifted to an irrevocable living trust for the benefit of the reporting person's son. Read SEC document |
| December 11, 2006 Filed Dec 12, 2006 16:46 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | GiftCommon Stock | 2,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001296424-06-000017 · edgar.xml · nonDerivative · entry 1 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 329,009 F1 · shares: Of the shares gifted by the reporting person on December 11, 2006, 1,230 were gifted to an irrevocable living trust for the benefit of the reporting person's daughter and 1,230 were gifted to an irrevocable living trust for the benefit of the reporting person's son. Read SEC document |
| December 01, 2006 Filed Dec 4, 2006 19:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 57,131 | $0.00 Strike: $4.33 | $0.00 |
DisclosureSEC source: 0001296424-06-000014 · edgar.xml · derivative · entry 32 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 57,131 shares Expires 2006-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2006 Filed Dec 4, 2006 19:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | Exercise / conversionIncentive Stock Option (right to buy) · Derivative | 30,869 | $0.00 Strike: $4.33 | $0.00 |
DisclosureSEC source: 0001296424-06-000014 · edgar.xml · derivative · entry 31 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 30,869 shares Expires 2006-12-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2006 Filed Dec 4, 2006 19:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 300 | $18.05 | $5,415.00 |
DisclosureSEC source: 0001296424-06-000014 · edgar.xml · nonDerivative · entry 30 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,369 F2 · balance_after: As of the date of this report, the reporting person also had an indirect beneficial ownership interest in 3,225 shares held in trust for her son, 3,225 shares held in trust for her daughter and 1,065 shares held by an ESOP. Read SEC document |
| December 01, 2006 Filed Dec 4, 2006 19:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 900 | $18.04 | $16,236.00 |
DisclosureSEC source: 0001296424-06-000014 · edgar.xml · nonDerivative · entry 29 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 350,669 Read SEC document |
| December 01, 2006 Filed Dec 4, 2006 19:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 800 | $18.03 | $14,424.00 |
DisclosureSEC source: 0001296424-06-000014 · edgar.xml · nonDerivative · entry 28 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 351,569 Read SEC document |
| December 01, 2006 Filed Dec 4, 2006 19:37 UTC | SCHWAB CHARLES CORP SCHW · Entity 1218 | SaleCommon Stock | 200 | $18.02 | $3,604.00 |
DisclosureSEC source: 0001296424-06-000014 · edgar.xml · nonDerivative · entry 27 Dwyer Carrie E · CIK 0001296424 · EVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 352,369 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.