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Hayes Thomas P

Disclosed activity across 1 company

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165220
SEC CIK
0001552992

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
TYSON FOODS, INC.TSN · Entity 3273Director · President and CEOJune 19, 2018July 05, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

TYSON FOODS, INC.

Report date June 19, 2018 · Filed July 05, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect104,446.0833 Reported balance After 2018-06-19 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2018-06-19 · Other · Acquired 851.037 · Balance 104,446.0833

F1: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2: Includes 48,388.5647 shares of Class A Common Stock which vested as described in footnote 3; 8,738.371.748 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,892.614 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,846.547 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

Class A Common StockSEC Table I · non-derivativeDirect84,244.0833 Reported balance After 2018-07-01 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2018-07-01 · Sale · Disposed 20,202 · Balance 84,244.0833

F3: On July 1, 2018, 48,388.5647 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 20,202 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.

F4: Includes 8,738.371 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,892.614 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,846.547 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2: Includes 48,388.5647 shares of Class A Common Stock which vested as described in footnote 3; 8,738.371.748 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,892.614 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,846.547 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

F3: On July 1, 2018, 48,388.5647 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 20,202 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.

F4: Includes 8,738.371 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,892.614 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,846.547 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 01, 2018 Filed Jul 5, 2018 17:55 UTC TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 20,202 $68.85 $1,390,907.70
Disclosure

SEC source: 0000100493-18-000073 · wf-form4_153081334062498.xml · nonDerivative · entry 2

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 84,244.0833

F3 · kind: On July 1, 2018, 48,388.5647 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 20,202 shares were sold by the Reporting Person to the Issuer to satisfy tax withholding obligations.

F4 · balance_after: Includes 8,738.371 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,892.614 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,846.547 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

Read SEC document
June 19, 2018 Filed Jul 5, 2018 17:55 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 851.037 $0.00 $0.00
Disclosure

SEC source: 0000100493-18-000073 · wf-form4_153081334062498.xml · nonDerivative · entry 1

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,446.0833

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 48,388.5647 shares of Class A Common Stock which vested as described in footnote 3; 8,738.371.748 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,892.614 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,846.547 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

Read SEC document
December 20, 2017 Filed Dec 20, 2017 17:49 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 14,874 $0.00 $0.00
Disclosure

SEC source: 0000100493-17-000194 · wf-form4_151379213442582.xml · nonDerivative · entry 9

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,595.0463

F1 · kind: Represents a disposition of shares exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-12.

F4 · balance_after: Includes 47,991.9537 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,666.748 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,721.37 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 17:49 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 14,749 $58.34 Strike: $58.34 $860,456.66
Disclosure

SEC source: 0000100493-17-000194 · wf-form4_151379213442582.xml · derivative · entry 12

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 73,739

Underlying: Class A Common Stock · 14,749 shares

Expires 2026-11-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 17:49 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 12,254 $50.00 Strike: $50.00 $612,700.00
Disclosure

SEC source: 0000100493-17-000194 · wf-form4_151379213442582.xml · derivative · entry 11

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,505

Underlying: Class A Common Stock · 12,254 shares

Expires 2025-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 17:49 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionNon-Qualified Stock Options (Right to Buy) · Derivative 41,745 $42.26 Strike: $42.26 $1,764,143.70
Disclosure

SEC source: 0000100493-17-000194 · wf-form4_151379213442582.xml · derivative · entry 10

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,745

Underlying: Class A Common Stock · 41,745 shares

Expires 2024-11-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 17:49 UTC TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 12,591 $81.71 $1,028,860.97
Disclosure

SEC source: 0000100493-17-000194 · wf-form4_151379213442582.xml · nonDerivative · entry 8

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 118,469.0463

F6 · price: This is a weighted average price. These shares were sold in multiple transactions on December 19, 2017 at prices ranging from $81.69 to $81.78, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4 · balance_after: Includes 47,991.9537 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,666.748 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,721.37 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 17:49 UTC TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 9,829 $81.72 $803,235.71
Disclosure

SEC source: 0000100493-17-000194 · wf-form4_151379213442582.xml · nonDerivative · entry 7

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,060.0463

F4 · balance_after: Includes 47,991.9537 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,666.748 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,721.37 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 17:49 UTC TYSON FOODS, INC. TSN · Entity 3273 SaleClass A Common Stock 31,454 $81.56 $2,565,514.06
Disclosure

SEC source: 0000100493-17-000194 · wf-form4_151379213442582.xml · nonDerivative · entry 6

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,889.0463

F5 · price: This is a weighted average price. These shares were sold in multiple transactions on December 19, 2017 at prices ranging from $81.50 to $81.71, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.

F4 · balance_after: Includes 47,991.9537 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,666.748 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,721.37 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 17:49 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 14,749 $58.34 $860,456.66
Disclosure

SEC source: 0000100493-17-000194 · wf-form4_151379213442582.xml · nonDerivative · entry 5

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,343.0463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Includes 47,991.9537 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,666.748 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,721.37 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 17:49 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 12,254 $50.00 $612,700.00
Disclosure

SEC source: 0000100493-17-000194 · wf-form4_151379213442582.xml · nonDerivative · entry 4

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 157,594.0463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Includes 47,991.9537 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,666.748 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,721.37 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

Read SEC document
December 19, 2017 Filed Dec 20, 2017 17:49 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 41,745 $42.26 $1,764,143.70
Disclosure

SEC source: 0000100493-17-000194 · wf-form4_151379213442582.xml · nonDerivative · entry 3

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 145,340.0463

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · balance_after: Includes 47,991.9537 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,666.748 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,721.37 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

Read SEC document
December 18, 2017 Filed Dec 20, 2017 17:49 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 285.394 $0.00 $0.00
Disclosure

SEC source: 0000100493-17-000194 · wf-form4_151379213442582.xml · nonDerivative · entry 2

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,595.0463

F3 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F4 · balance_after: Includes 47,991.9537 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,666.748 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,721.37 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

Read SEC document
November 28, 2017 Filed Dec 20, 2017 17:49 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 8,581 $0.00 $0.00
Disclosure

SEC source: 0000100493-17-000194 · wf-form4_151379213442582.xml · nonDerivative · entry 1

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,309.6523

F1 · kind: Represents a disposition of shares exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-12.

F2 · balance_after: Includes 47,814.9497 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,634.783 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,644.945 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

Read SEC document
November 21, 2017 Filed Nov 21, 2017 21:46 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantPerformance Shares · Derivative 70,539.952 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-17-000165 · wf-form4_151130079989178.xml · derivative · entry 8

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 70,539.952

Underlying: Class A Common Stock · 70,539.952 shares

Expires not disclosed

F10 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires.

F10 · price: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires.

F10 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires.

F10 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance criteria set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2018-2020) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2018-2020 ) period. Subject to the achievement of the performance criteria, the performance shares could vest at a level of 50 percent to 200 percent and are reported as derivative securities at the 200 percent level. If neither of the performance criteria is achieved, the award expires.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:46 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 75,426 $77.97 Strike: $77.97 $5,880,965.22
Disclosure

SEC source: 0000100493-17-000165 · wf-form4_151130079989178.xml · derivative · entry 7

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,426

Underlying: Class A Common Stock · 75,426 shares

Expires 2027-11-17

F9 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:46 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionPerformance Shares · Derivative 24,609 $0.00 $0.00
Disclosure

SEC source: 0000100493-17-000165 · wf-form4_151130079989178.xml · derivative · entry 6

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 24,609 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: On November 21, 2014 the Reporting Person received a grant of 24,609 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 21,950.648 shares vested and are reported herein as acquired non-derivatives securities.

F3 · derivative.exercise_date: On November 21, 2014 the Reporting Person received a grant of 24,609 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 21,950.648 shares vested and are reported herein as acquired non-derivatives securities.

F3 · derivative.expiration_date: On November 21, 2014 the Reporting Person received a grant of 24,609 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 21,950.648 shares vested and are reported herein as acquired non-derivatives securities.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:46 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 17,634.988 $0.00 $0.00
Disclosure

SEC source: 0000100493-17-000165 · wf-form4_151130079989178.xml · nonDerivative · entry 5

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 111,890.6523

F7 · kind: Award of Class A Common Stock which vests on November 13, 2020 if the performance metric described in the applicable Stock Incentive Agreement (the Incentive Agreement) are achieved and the Reporting Person is employed by the Issuer on the vesting date. The performance metrics are achievement of a three year (fiscal 2018-2020) cumulative EBIT target as set forth in the Incentive Agreement. If the performance metric is not achieved, the award expires.

F8 · balance_after: Includes 47,814.9497 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,634.783 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 20,644.945 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 17,634.988 shares of Class A Common Stock which vest on November 13, 2020 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

Read SEC document
November 17, 2017 Filed Nov 21, 2017 21:46 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 2,724 $0.00 $0.00
Disclosure

SEC source: 0000100493-17-000165 · wf-form4_151130079989178.xml · nonDerivative · entry 4

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 94,255.6643

F5 · kind: On November 17, 2017, 7,952.3386 shares of restricted Class A Common Stock vested. These shares were previously reported as beneficially owned by the Reporting Person. Pursuant to an election made by the Reporting Person, 2,724 shares were sold by the Reporting Person to the Issuer on November 17, 2017, to satisfy tax withholding obligations.

F6 · balance_after: Includes 47,814.9497 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,634.783 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 20,644.945 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

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November 17, 2017 Filed Nov 21, 2017 21:46 UTC TYSON FOODS, INC. TSN · Entity 3273 Tax withholdingClass A Common Stock 10,018 $0.00 $0.00
Disclosure

SEC source: 0000100493-17-000165 · wf-form4_151130079989178.xml · nonDerivative · entry 3

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 96,979.6643

F4 · kind: Pursuant to an election made by the Reporting Person, 10,018 shares were sold by the Reporting Person to the Issuer on November 17, 2017, to satisfy tax withholding obligations related to the vesting described in footnote 3.

F2 · balance_after: Includes 7,952.3386 shares of Class A Common Stock which vested as described in footnote 5; 47,814.9497 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,634.783 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

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November 17, 2017 Filed Nov 21, 2017 21:46 UTC TYSON FOODS, INC. TSN · Entity 3273 Exercise / conversionClass A Common Stock 21,950.648 $0.00 $0.00
Disclosure

SEC source: 0000100493-17-000165 · wf-form4_151130079989178.xml · nonDerivative · entry 2

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 106,997.6643

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · kind: On November 21, 2014 the Reporting Person received a grant of 24,609 performance shares which vested (in whole or in part) or expired on November 17, 2017 subject to the achievement of performance criteria in the applicable Stock Incentive Agreement. The performance criteria were (a) a cumulative adjusted earnings before interest and taxes (EBIT) target of $8,704 million for the 2015-2017 fiscal years and (b) a favorable comparison of the Issuer's Class A common stock price relative to the stock prices of a predetermined peer group of publicly traded companies over the 2015-2017 fiscal years. The performance shares could vest at a level of 50%-200% and were previously reported as derivative securities at the 200% level. On November 17, 2017, 21,950.648 shares vested and are reported herein as acquired non-derivatives securities.

F2 · balance_after: Includes 7,952.3386 shares of Class A Common Stock which vested as described in footnote 5; 47,814.9497 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,634.783 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

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September 19, 2017 Filed Nov 21, 2017 21:46 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 1,195.1833 $0.00 $0.00
Disclosure

SEC source: 0000100493-17-000165 · wf-form4_151130079989178.xml · nonDerivative · entry 1

Hayes Thomas P · CIK 0001552992 · Director · President and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 85,047.0163

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 7,952.3386 shares of Class A Common Stock which vested as described in footnote 5; 47,814.9497 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,634.783 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 7,354.251 shares of Class A Common Stock which vest on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

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November 28, 2016 Filed Nov 30, 2016 21:26 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantPerformance Shares · Derivative 81,419.266 Not disclosed Not disclosed
Disclosure

SEC source: 0000100493-16-000301 · wf-form4_148054115493706.xml · derivative · entry 4

Hayes Thomas P · CIK 0001552992 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,419.266

Underlying: Class A Common Stock · 81,419.266 shares

Expires not disclosed

F6 · derivative.exercise_price: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires.

F6 · kind: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires.

F6 · price: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires.

F6 · derivative.exercise_date: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires.

F6 · derivative.expiration_date: Award of performance Class A Common Stock which vests on November 18, 2019 if the performance metrics described in the applicable Stock Incentive Agreement are achieved. The performance metrics set forth in the Stock Incentive Agreement are (1) achievement of a three year (fiscal 2017-2019) cumulative EBIT target and (2) a favorable comparison of the relative total shareholder return of the Issuer's Class A Common Stock compared to a predetermined peer group of publicly traded companies over a three year (fiscal 2017-2019) period. Subject to the achievement of the performance metrics, the performance shares could vest at a level of 50%-200% and are reported as derivative securities at the 200% level. If neither of the performance metrics are achieved, the award expires.

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November 28, 2016 Filed Nov 30, 2016 21:26 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantNon-Qualified Stock Options (Right to Buy) · Derivative 88,488 $58.34 Strike: $58.34 $5,162,389.92
Disclosure

SEC source: 0000100493-16-000301 · wf-form4_148054115493706.xml · derivative · entry 3

Hayes Thomas P · CIK 0001552992 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 88,488

Underlying: Class A Common Stock · 88,488 shares

Expires 2026-11-28

F5 · kind: The stock options vest at 33 1/3% on each of the first, second, and third anniversary dates of the grant.

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November 28, 2016 Filed Nov 30, 2016 21:26 UTC TYSON FOODS, INC. TSN · Entity 3273 GrantClass A Common Stock 20,354.817 $0.00 $0.00
Disclosure

SEC source: 0000100493-16-000301 · wf-form4_148054115493706.xml · nonDerivative · entry 2

Hayes Thomas P · CIK 0001552992 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,851.833

F3 · kind: Award of Class A Common Stock which vests on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved. The performance metric is the achievement of a three year (fiscal 2017-2019) cumulative EBIT target as set forth in the Stock Incentive Agreement. If the performance metric is not achieved, the award expires.

F4 · balance_after: Includes 7,840.583 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 47,142.996 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 8,513.437 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 20,354.817 shares of Class A Common Stock which vest on November 18, 2019 if the performance metric described in the applicable Stock Incentive Agreement is achieved.

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September 20, 2016 Filed Nov 30, 2016 21:26 UTC TYSON FOODS, INC. TSN · Entity 3273 OtherClass A Common Stock 603.8527 $0.00 $0.00
Disclosure

SEC source: 0000100493-16-000301 · wf-form4_148054115493706.xml · nonDerivative · entry 1

Hayes Thomas P · CIK 0001552992 · Director · President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,497.016

F1 · kind: Represents shares of the Issuer's Class A Common Stock received by the Reporting Person pursuant to the Issuer's dividend reinvestment plan since the last Statement of Changes in Beneficial Ownership was filed by the Reporting Person. Such acquisitions are exempt from Section 16 concurrent reporting requirements pursuant to Rule 16a-11.

F2 · balance_after: Includes 7,840.583 shares of Class A Common Stock which vest on the fourth business day following the filing of the Issuer's Annual Report on Form 10-K for its 2017 fiscal year if the performance metrics described in the applicable Stock Incentive Agreement are achieved; 47,142.996 shares of Class A Common Stock which vest on July 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved; and 8,513.437 shares of Class A Common Stock which vest on December 1, 2018 if the performance metrics described in the applicable Stock Incentive Agreement are achieved.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.