Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXON ENTERPRISE, INC.AXON · Entity 567 | Director | May 29, 2026 | June 01, 2026 |
| BLACKLINE, INC.BL · Entity 4556 | Director | November 01, 2021 | November 01, 2021 |
| CITRIX SYSTEMS INCCTXS · Entity 123414 | Director | July 03, 2017 | July 05, 2017 |
| Elliott Opportunity II Corp.EOCW.U · Entity 124218 | Director | June 28, 2021 | June 28, 2021 |
| GoDaddy Inc.GDDY · Entity 2569 | Director | June 03, 2026 | June 05, 2026 |
| PROCORE TECHNOLOGIES, INC.PCOR · Entity 2592 | Director | June 04, 2026 | June 09, 2026 |
| Salesforce, Inc.CRM · Entity 2842 | Chief Financial Officer | July 25, 2014 | July 26, 2014 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXON ENTERPRISE, INC.
Report date May 29, 2026 · Filed June 01, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,629 |
Reported balance
After 2026-05-29 transaction · row 1
1 source rowRow 1 · 2026-05-29 · Grant · Acquired 611 · Balance 3,629 F1: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. Amended and Restated 2022 Stock Incentive Plan. The award is scheduled to vest in full on the earlier of the one-year anniversary of the grant date and the date of Axon Enterprise, Inc.'s 2027 Annual Meeting of Shareholders. |
Filing footnotes · ownership attribution and instrument terms
F1: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. Amended and Restated 2022 Stock Incentive Plan. The award is scheduled to vest in full on the earlier of the one-year anniversary of the grant date and the date of Axon Enterprise, Inc.'s 2027 Annual Meeting of Shareholders.
BLACKLINE, INC.
Report date November 01, 2021 · Filed November 01, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,706 |
Ending reported balance
After 2021-11-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-11-01 · Exercise / conversion · Acquired 5,000 · Balance 15,706 F1: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021. Row 2 · 2021-11-01 · Sale · Disposed 5,000 · Balance 10,706 F1: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021. |
| Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.50 · Expires 2025-05-19 | Direct | 49,500 |
Reported balance
After 2021-11-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-11-01 · Exercise / conversion · Disposed 5,000 · Balance 49,500 F1: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021. F2: The original option was granted for 100,000 shares and has been partially exercised. The shares subject to the original option vest in 4 equal, annual installments beginning on the one year anniversary of May 20, 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021.
F2: The original option was granted for 100,000 shares and has been partially exercised. The shares subject to the original option vest in 4 equal, annual installments beginning on the one year anniversary of May 20, 2015.
CITRIX SYSTEMS INC
Report date July 03, 2017 · Filed July 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,959 |
Reported balance
After 2017-07-03 transaction · row 1
1 source rowRow 1 · 2017-07-03 · Grant · Acquired 3,173 · Balance 14,959 F1: Grant of restricted stock units that vest over a period of one year. The Reporting Person has elected to defer receipt of 100% of the vested units until the Reporting Person's separation from service from the Board of Directors of Citrix Systems, Inc. (the "Company"), pursuant to the Outside Directors Deferred Compensation Program established under the Company's 2014 Equity Incentive Plan. |
Filing footnotes · ownership attribution and instrument terms
F1: Grant of restricted stock units that vest over a period of one year. The Reporting Person has elected to defer receipt of 100% of the vested units until the Reporting Person's separation from service from the Board of Directors of Citrix Systems, Inc. (the "Company"), pursuant to the Outside Directors Deferred Compensation Program established under the Company's 2014 Equity Incentive Plan.
Elliott Opportunity II Corp.
Report date June 28, 2021 · Filed June 28, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Ordinary SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2021-06-28 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as more fully described under the heading "Description of Securities - Founders Shares" in the Issuer's registration statement on Form S-1 (File No. 333-253328). |
Filing footnotes · ownership attribution and instrument terms
F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as more fully described under the heading "Description of Securities - Founders Shares" in the Issuer's registration statement on Form S-1 (File No. 333-253328).
GoDaddy Inc.
Report date June 03, 2026 · Filed June 05, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 6,267 |
Reported balance
After 2026-06-03 transaction · row 1
1 source rowRow 1 · 2026-06-03 · Grant · Acquired 2,925 · Balance 6,267 F1: Represents Restricted Stock Units (RSUs), which shall vest fully on the day immediately prior to the Issuer's next annual meeting of stockholders after the effective date of grant, subject to the Reporting Person's continuing to be a Service Provider for the Issuer. Pursuant to a valid deferral election under the Issuer's deferred equity program, delivery of the underlying shares of Class A Common Stock will occur on a future date in accordance with the terms of the deferral election. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents Restricted Stock Units (RSUs), which shall vest fully on the day immediately prior to the Issuer's next annual meeting of stockholders after the effective date of grant, subject to the Reporting Person's continuing to be a Service Provider for the Issuer. Pursuant to a valid deferral election under the Issuer's deferred equity program, delivery of the underlying shares of Class A Common Stock will occur on a future date in accordance with the terms of the deferral election.
PROCORE TECHNOLOGIES, INC.
Report date June 04, 2026 · Filed June 09, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,381 |
Reported balance
After 2026-06-04 transaction · row 1
1 source rowRow 1 · 2026-06-04 · Grant · Acquired 4,712 · Balance 54,381 F1: Represents shares of common stock issuable upon the settlement of restricted stock units ("RSUs"). 100% of the RSUs vest on the date of the issuer's 2027 annual meeting of stockholders (or the date immediately preceding such date if the Reporting Person's service as a director ends at such annual meeting as a result of the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election), subject to the Reporting Person's continued service through such vesting date. The Reporting Person has elected to defer the receipt of common stock upon the vesting of the RSUs until the earlier of (i) the date that is ninety (90) days following the date of termination of service, and (ii) the date of a change in control. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock issuable upon the settlement of restricted stock units ("RSUs"). 100% of the RSUs vest on the date of the issuer's 2027 annual meeting of stockholders (or the date immediately preceding such date if the Reporting Person's service as a director ends at such annual meeting as a result of the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election), subject to the Reporting Person's continued service through such vesting date. The Reporting Person has elected to defer the receipt of common stock upon the vesting of the RSUs until the earlier of (i) the date that is ninety (90) days following the date of termination of service, and (ii) the date of a change in control.
Salesforce, Inc.
Report date July 25, 2014 · Filed July 26, 2014
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 91,986 |
Ending reported balance
After 2014-07-25 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2014-07-25 · Exercise / conversion · Acquired 10,000 · Balance 101,986 F1: Pursuant to a 10b5-1 Plan. Row 2 · 2014-07-25 · Sale · Disposed 10,000 · Balance 91,986 F1: Pursuant to a 10b5-1 Plan. |
| Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.63 · Expires 2015-11-23 | Direct | 130,000 |
Reported balance
After 2014-07-25 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2014-07-25 · Exercise / conversion · Disposed 10,000 · Balance 130,000 F1: Pursuant to a 10b5-1 Plan. F2: Option is exercisable and vests over four years at the rate of 25% on November 23,2011, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to a 10b5-1 Plan.
F2: Option is exercisable and vests over four years at the rate of 25% on November 23,2011, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MINDBODY, Inc.
Report date February 15, 2019 · Filed February 20, 2019
Section 16 reporting ended · disclosed 2019-02-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-02-15 transaction · row 1
1 source rowRow 1 · 2019-02-15 · Disposition to issuer · Disposed 34,596 · Balance 0 F1: Includes 4,609 unvested restricted stock units ("RSUs"). F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated December 23, 2018, by and among MINDBODY, Inc., a Delaware corporation (the "Issuer"), Torreys Parent, LLC ("Parent"), and Torreys Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), on February 15, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), pursuant to the terms of the Issuer's 2015 Equity Incentive Plan, each of the unvested RSUs accelerated with respect to vesting, and pursuant to the terms of the Merger Agreement, was cancelled and replaced with the right to receive $36.50 in cash, without interest, subject to any required withholding of taxes. F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $36.50 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement. |
| Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.48 · Expires 2025-02-05 | Direct | 0 |
Reported balance
After 2019-02-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-02-15 · Disposition to issuer · Disposed 70,000 · Balance 0 F6: At the Effective Time, each of these vested options was cancelled and automatically converted into the right to receive a cash payment equal to the product of (i) the aggregate number of shares subject to such option, multiplied by (ii) $36.50 less the applicable per share exercise price under such option, subject to any applicable withholding taxes. F4: 1/4 of the shares subject to the option vested on January 19, 2016, and 1/48 of the shares vest monthly thereafter. F5: Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes 4,609 unvested restricted stock units ("RSUs").
F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated December 23, 2018, by and among MINDBODY, Inc., a Delaware corporation (the "Issuer"), Torreys Parent, LLC ("Parent"), and Torreys Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), on February 15, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), pursuant to the terms of the Issuer's 2015 Equity Incentive Plan, each of the unvested RSUs accelerated with respect to vesting, and pursuant to the terms of the Merger Agreement, was cancelled and replaced with the right to receive $36.50 in cash, without interest, subject to any required withholding of taxes.
F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $36.50 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement.
F4: 1/4 of the shares subject to the option vested on January 19, 2016, and 1/48 of the shares vest monthly thereafter.
F5: Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.
F6: At the Effective Time, each of these vested options was cancelled and automatically converted into the right to receive a cash payment equal to the product of (i) the aggregate number of shares subject to such option, multiplied by (ii) $36.50 less the applicable per share exercise price under such option, subject to any applicable withholding taxes.
SPLUNK INC
Report date March 18, 2024 · Filed March 21, 2024
Section 16 reporting ended · disclosed 2024-03-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2024-03-18 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-03-18 · Disposition to issuer · Disposed 35,212 · Balance 695 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration"). Row 2 · 2024-03-18 · Disposition to issuer · Disposed 695 · Balance 0 F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").
F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.
Slack Technologies, Inc.
Report date July 21, 2021 · Filed July 21, 2021
Section 16 reporting ended · disclosed 2021-07-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2021-07-21 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2021-07-21 · Conversion · Acquired 150,000 · Balance 173,854 F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share. Row 2 · 2021-07-21 · Other · Disposed 173,854 · Balance 0 F2: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock. |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-21 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-07-21 · Conversion · Disposed 150,000 · Balance 0 F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share.
F2: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| September 02, 2020 Filed Sep 4, 2020 20:59 UTC | Slack Technologies, Inc. WORK · Entity 137108 | SaleClass A Common Stock | 1,500 | $35.00 | $52,500.00 |
DisclosureSEC source: 0001764925-20-000564 · wf-form4_159925317295040.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,854 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| August 28, 2020 Filed Sep 1, 2020 21:00 UTC | Slack Technologies, Inc. WORK · Entity 137108 | SaleClass A Common Stock | 2,500 | $32.00 | $80,000.00 |
DisclosureSEC source: 0001764925-20-000546 · wf-form4_159899403751819.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,354 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. Read SEC document |
| August 04, 2020 Filed Aug 5, 2020 20:14 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 560 | $91.54 | $51,262.18 |
DisclosureSEC source: 0001209191-20-045096 · doc4.xml · nonDerivative · entry 3 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,359 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020. F4 · price: The sale price represents the weighted-average price of shares sold ranging from $91.48 to $91.66 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 04, 2020 Filed Aug 5, 2020 20:14 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 5,840 | $91.02 | $531,551.54 |
DisclosureSEC source: 0001209191-20-045096 · doc4.xml · nonDerivative · entry 2 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,919 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020. F3 · price: The sale price represents the weighted-average price of shares sold ranging from $90.48 to $91.42 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| August 04, 2020 Filed Aug 5, 2020 20:14 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 1,600 | $90.06 | $144,102.08 |
DisclosureSEC source: 0001209191-20-045096 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,759 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020. F2 · price: The sale price represents the weighted-average price of shares sold ranging from $89.40 to $90.38 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| July 27, 2020 Filed Jul 29, 2020 21:11 UTC | Slack Technologies, Inc. WORK · Entity 137108 | SaleClass A Common Stock | 3,000 | $29.38 | $88,140.00 |
DisclosureSEC source: 0001764925-20-000510 · wf-form4_159605697697867.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,854 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person. F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $29.08 to $29.88. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| July 01, 2020 Filed Jul 6, 2020 21:36 UTC | SPLUNK INC SPLK · Entity 92815 | SaleCommon Stock | 1,000 | $200.00 | $200,000.00 |
DisclosureSEC source: 0001209191-20-041081 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,917 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020. Read SEC document |
| June 22, 2020 Filed Jun 23, 2020 21:01 UTC | SPLUNK INC SPLK · Entity 92815 | SaleCommon Stock | 500 | $191.00 | $95,500.00 |
DisclosureSEC source: 0001209191-20-038516 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,917 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020. Read SEC document |
| June 19, 2020 Filed Jun 23, 2020 23:58 UTC | Slack Technologies, Inc. WORK · Entity 137108 | GrantClass A Common Stock | 5,854 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000446 · wf-form4_159295671354146.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,854 F1 · shares: These shares represent restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Class A common stock. The RSUs vest in full on the earlier of (i) June 19, 2021 or (ii) the Issuer's next annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer on such date. Read SEC document |
| June 16, 2020 Filed Jun 17, 2020 22:07 UTC | SPLUNK INC SPLK · Entity 92815 | SaleCommon Stock | 3,000 | $184.28 | $552,840.00 |
DisclosureSEC source: 0001209191-20-037381 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,417 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020. Read SEC document |
| June 11, 2020 Filed Jun 13, 2020 00:21 UTC | SPLUNK INC SPLK · Entity 92815 | GrantCommon Stock | 1,738 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-036468 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,417 F1 · shares: The reported shares are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on each of September 10, 2020, December 10, 2020, March 10, 2021 and June 10, 2021 (or the Issuer's next annual meeting if earlier). Read SEC document |
| June 02, 2020 Filed Jun 3, 2020 21:15 UTC | SPLUNK INC SPLK · Entity 92815 | SaleCommon Stock | 500 | $190.00 | $95,000.00 |
DisclosureSEC source: 0001209191-20-034127 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,679 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020. Read SEC document |
| June 01, 2020 Filed Jun 3, 2020 20:22 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 1,500 | $75.00 | $112,500.00 |
DisclosureSEC source: 0001209191-20-033995 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,359 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020. Read SEC document |
| May 22, 2020 Filed May 26, 2020 21:04 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 1,264 | $69.37 | $87,677.49 |
DisclosureSEC source: 0001209191-20-032071 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,859 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020. F2 · price: The sale price represents the weighted-average price of shares sold ranging from $68.89 to $69.86 per share. Upon request by the Securities and Exchange Commission (the Commission) staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 22, 2020 Filed May 27, 2020 22:39 UTC | SPLUNK INC SPLK · Entity 92815 | SaleCommon Stock | 500 | $171.79 | $85,895.00 |
DisclosureSEC source: 0001209191-20-032417 · doc4.xml · nonDerivative · entry 2 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,179 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020. Read SEC document |
| May 22, 2020 Filed May 27, 2020 22:39 UTC | SPLUNK INC SPLK · Entity 92815 | SaleCommon Stock | 500 | $180.00 | $90,000.00 |
DisclosureSEC source: 0001209191-20-032417 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,679 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020. Read SEC document |
| May 21, 2020 Filed May 22, 2020 21:41 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 436 | $68.19 | $29,730.58 |
DisclosureSEC source: 0001209191-20-031850 · doc4.xml · nonDerivative · entry 2 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,123 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020. F3 · price: The sale price represents the weighted-average price of shares sold ranging from $68.12 to $68.26 per share. Upon request by the Securities and Exchange Commission (the Commission) staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 20, 2020 Filed May 22, 2020 21:41 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 800 | $68.54 | $54,831.04 |
DisclosureSEC source: 0001209191-20-031850 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,559 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020. F2 · price: The sale price represents the weighted-average price of shares sold ranging from $68.26 to $68.72 per share. Upon request by the Securities and Exchange Commission (the Commission) staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 18, 2020 Filed May 20, 2020 21:06 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass B Common Stock · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000372 · wf-form4_159000878954016.xml · derivative · entry 2 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,000 Underlying: Class A Common Stock · 60,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.exercise_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. F1 · derivative.expiration_date: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| May 18, 2020 Filed May 20, 2020 21:06 UTC | Slack Technologies, Inc. WORK · Entity 137108 | ConversionClass A Common Stock | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001764925-20-000372 · wf-form4_159000878954016.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each share of Class B Common Stock is convertible without payment or consideration into one share of Class A Common Stock at the option of the holder and has no expiration date. Read SEC document |
| May 11, 2020 Filed May 13, 2020 22:35 UTC | SPLUNK INC SPLK · Entity 92815 | SaleCommon Stock | 500 | $160.00 | $80,000.00 |
DisclosureSEC source: 0001209191-20-028967 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,179 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020. Read SEC document |
| May 07, 2020 Filed May 11, 2020 21:21 UTC | SPLUNK INC SPLK · Entity 92815 | SaleCommon Stock | 1,500 | $150.00 | $225,000.00 |
DisclosureSEC source: 0001209191-20-028345 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,679 F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020. Read SEC document |
| May 06, 2020 Filed May 8, 2020 20:41 UTC | BLACKLINE, INC. BL · Entity 4556 | GrantCommon Stock | 3,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-027933 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,359 F1 · kind: Reflects automatic annual restricted stock unit ("RSU") awards pursuant to the Issuer's Outside Director Compensation Policy. F2 · shares: The reported securities awarded on May 6, 2020 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date. Read SEC document |
| May 05, 2020 Filed May 7, 2020 23:26 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 714 | $61.44 | $43,871.30 |
DisclosureSEC source: 0001209191-20-027789 · doc4.xml · nonDerivative · entry 2 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,351 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020. F3 · price: The sale price represents the weighted-average price of shares sold ranging from $61.325 to $61.615 per share. Upon request by the Securities and Exchange Commission (the Commission) staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| May 05, 2020 Filed May 7, 2020 23:26 UTC | BLACKLINE, INC. BL · Entity 4556 | SaleCommon Stock | 3,286 | $60.91 | $200,154.53 |
DisclosureSEC source: 0001209191-20-027789 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,065 F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020. F2 · price: The sale price represents the weighted-average price of shares sold ranging from $60.295 to $61.27 per share. Upon request by the Securities and Exchange Commission (the Commission) staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4. Read SEC document |
| November 27, 2019 Filed Dec 2, 2019 23:46 UTC | SPLUNK INC SPLK · Entity 92815 | SaleCommon Stock | 10,000 | $148.64 | $1,486,400.00 |
DisclosureSEC source: 0001209191-19-058611 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,179 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.56 to $148.88, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 13, 2019 Filed Jun 17, 2019 23:21 UTC | SPLUNK INC SPLK · Entity 92815 | GrantCommon Stock | 1,953 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037540 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,179 F1 · shares: The reported shares are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on each of September 10, 2019, December 10, 2019, March 10, 2020 and June 10, 2020 (or the Issuer's next annual meeting if earlier). Read SEC document |
| June 10, 2019 Filed Jun 13, 2019 20:16 UTC | BLACKLINE, INC. BL · Entity 4556 | GiftCommon Stock | 2,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-036766 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,351 Read SEC document |
| May 08, 2019 Filed May 10, 2019 20:46 UTC | BLACKLINE, INC. BL · Entity 4556 | GrantCommon Stock | 3,857 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-028976 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,351 F1 · kind: Reflects automatic annual restricted stock unit ("RSU") awards pursuant to the Issuer's Outside Director Compensation Policy. F2 · shares: The reported securities awarded on May 8, 2019 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date. Read SEC document |
| April 05, 2019 Filed May 6, 2019 20:42 UTC | BLACKLINE, INC. BL · Entity 4556 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-027736 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,494 Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:12 UTC | MINDBODY, Inc. MB · Entity 160063 | Disposition to issuerEmployee Stock Option (Right to Buy) · Derivative | 70,000 | Not disclosed Strike: $14.48 | Not disclosed |
DisclosureSEC source: 0001209191-19-011796 · doc4.xml · derivative · entry 2 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 70,000 shares Expires 2025-02-05 F6 · price: At the Effective Time, each of these vested options was cancelled and automatically converted into the right to receive a cash payment equal to the product of (i) the aggregate number of shares subject to such option, multiplied by (ii) $36.50 less the applicable per share exercise price under such option, subject to any applicable withholding taxes. F4 · derivative.exercise_date: 1/4 of the shares subject to the option vested on January 19, 2016, and 1/48 of the shares vest monthly thereafter. F5 · derivative.underlying: Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 19:12 UTC | MINDBODY, Inc. MB · Entity 160063 | Disposition to issuerClass A Common Stock | 34,596 | $36.50 | $1,262,754.00 |
DisclosureSEC source: 0001209191-19-011796 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes 4,609 unvested restricted stock units ("RSUs"). F2 · shares: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated December 23, 2018, by and among MINDBODY, Inc., a Delaware corporation (the "Issuer"), Torreys Parent, LLC ("Parent"), and Torreys Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), on February 15, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), pursuant to the terms of the Issuer's 2015 Equity Incentive Plan, each of the unvested RSUs accelerated with respect to vesting, and pursuant to the terms of the Merger Agreement, was cancelled and replaced with the right to receive $36.50 in cash, without interest, subject to any required withholding of taxes. F3 · price: In connection with the Merger, these shares were cancelled and converted into the right to receive $36.50 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement. Read SEC document |
| June 14, 2018 Filed Jun 15, 2018 23:13 UTC | SPLUNK INC SPLK · Entity 92815 | SaleCommon Stock | 4,000 | $121.01 | $484,040.00 |
DisclosureSEC source: 0001209191-18-038192 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,226 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.005 to $121.05, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| June 07, 2018 Filed Jun 9, 2018 00:20 UTC | SPLUNK INC SPLK · Entity 92815 | GrantCommon Stock | 2,180 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-036820 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,226 F1 · shares: The reported shares are represented by restricted stock units ("RSUs"). Twenty-five percent of the RSUs vest on each of September 10, 2018, December 10, 2018, March 10, 2019 and June 10, 2019 (or the Issuer's next annual meeting if earlier). Read SEC document |
| May 17, 2018 Filed May 18, 2018 18:08 UTC | MINDBODY, Inc. MB · Entity 160063 | GrantClass A Common Stock | 4,609 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-031547 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,596 F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. 100% of the RSUs will vest on the earlier of (i) the day prior to the next annual meeting of stockholders of the Issuer or (ii) May 17, 2019, in each case subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2015 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| May 09, 2018 Filed May 11, 2018 20:20 UTC | BLACKLINE, INC. BL · Entity 4556 | GrantStock Option (right to buy) · Derivative | 4,396 | $0.00 Strike: $41.37 | $0.00 |
DisclosureSEC source: 0001209191-18-029553 · doc4.xml · derivative · entry 2 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,396 Underlying: Common Stock · 4,396 shares Expires 2028-05-08 F3 · derivative.exercise_date: The shares subject to the option will vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date. Read SEC document |
| May 09, 2018 Filed May 11, 2018 20:20 UTC | BLACKLINE, INC. BL · Entity 4556 | GrantCommon Stock | 1,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-029553 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,994 F1 · kind: Reflects automatic annual restricted stock unit ("RSU") awards pursuant to the Issuer's Outside Director Compensation Policy. F2 · shares: The reported securities awarded on May 9, 2018 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date. Read SEC document |
| May 09, 2018 Filed May 25, 2018 21:09 UTC Amendment | BLACKLINE, INC. BL · Entity 4556 | GrantStock Option (right to buy) · Derivative | 4,396 | $0.00 Strike: $41.37 | $0.00 |
DisclosureSEC source: 0001209191-18-033569 · doc4a.xml · derivative · entry 2 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,396 Underlying: Common Stock · 4,396 shares Expires 2028-05-08 F3 · derivative.exercise_date: The shares subject to the option will vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date. Read SEC document |
| May 09, 2018 Filed May 25, 2018 21:09 UTC Amendment | BLACKLINE, INC. BL · Entity 4556 | GrantCommon Stock | 1,994 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-033569 · doc4a.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,994 F1 · kind: Reflects automatic annual restricted stock unit ("RSU") awards pursuant to the Issuer's Outside Director Compensation Policy. F2 · shares: The reported securities awarded on May 9, 2018 (the "Award Date") represent RSUs which vest in full upon the earlier of the one (1) year anniversary of the Award Date or the day prior to the Issuer's next annual meeting of the stockholders and in each case subject to the Reporting Person's continued service on the Issuer's board of directors through each vesting date. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:34 UTC | SPLUNK INC SPLK · Entity 92815 | SaleCommon Stock | 3,790 | $107.65 | $407,993.50 |
DisclosureSEC source: 0001209191-18-020581 · doc4.xml · nonDerivative · entry 2 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,046 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $107.37 to $107.91, inclusive. Read SEC document |
| March 15, 2018 Filed Mar 19, 2018 20:34 UTC | SPLUNK INC SPLK · Entity 92815 | SaleCommon Stock | 6,210 | $106.68 | $662,482.80 |
DisclosureSEC source: 0001209191-18-020581 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,836 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $106.37 to $107.34, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4. Read SEC document |
| July 03, 2017 Filed Jul 5, 2017 15:19 UTC | CITRIX SYSTEMS INC CTXS · Entity 123414 | GrantCommon Stock | 3,173 | $0.00 | $0.00 |
DisclosureSEC source: 0000877890-17-000087 · wf-form4_149928234005485.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,959 F1 · shares: Grant of restricted stock units that vest over a period of one year. The Reporting Person has elected to defer receipt of 100% of the vested units until the Reporting Person's separation from service from the Board of Directors of Citrix Systems, Inc. (the "Company"), pursuant to the Outside Directors Deferred Compensation Program established under the Company's 2014 Equity Incentive Plan. Read SEC document |
| June 14, 2017 Filed Jun 16, 2017 16:47 UTC | MINDBODY, Inc. MB · Entity 160063 | GrantClass A Common Stock | 6,654 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-040560 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,987 F1 · shares: Represents an automatic annual restricted stock unit (RSU) award pursuant to the Issuer's Outside Director Compensation Policy. Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock upon settlement. 100% of the RSUs will vest on the earlier of (i) the day prior to the next annual meeting of stockholders of the Issuer or (ii) June 14, 2018, in each case subject to the Reporting Person continuing to be a Service Provider (as defined in the Issuer's 2015 Equity Incentive Plan) through the applicable vesting date. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 22:16 UTC | SPLUNK INC SPLK · Entity 92815 | GrantCommon Stock | 4,070 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-038985 · doc4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,046 F1 · kind: The reported shares are represented by restricted stock units which vest in full on the earlier of the day prior to the Issuer's next annual meeting or June 8, 2018. Read SEC document |
| July 25, 2014 Filed Jul 26, 2014 00:21 UTC | Salesforce, Inc. CRM · Entity 2842 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 10,000 | $0.00 Strike: $35.63 | $0.00 |
DisclosureSEC source: 0001127602-14-023903 · form4.xml · derivative · entry 3 SMITH GRAHAM · CIK 0001219883 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 130,000 Underlying: Common Stock · 10,000 shares Expires 2015-11-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Pursuant to a 10b5-1 Plan. F2 · derivative.exercise_date: Option is exercisable and vests over four years at the rate of 25% on November 23,2011, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months. Read SEC document |
| July 25, 2014 Filed Jul 26, 2014 00:21 UTC | Salesforce, Inc. CRM · Entity 2842 | SaleCommon Stock | 10,000 | $55.17 | $551,700.00 |
DisclosureSEC source: 0001127602-14-023903 · form4.xml · nonDerivative · entry 2 SMITH GRAHAM · CIK 0001219883 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,986 F1 · date: Pursuant to a 10b5-1 Plan. Read SEC document |
| July 25, 2014 Filed Jul 26, 2014 00:21 UTC | Salesforce, Inc. CRM · Entity 2842 | Exercise / conversionCommon Stock | 10,000 | $35.63 | $356,250.00 |
DisclosureSEC source: 0001127602-14-023903 · form4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Pursuant to a 10b5-1 Plan. Read SEC document |
| July 21, 2014 Filed Jul 22, 2014 00:13 UTC | Salesforce, Inc. CRM · Entity 2842 | Exercise / conversionNon-qualified Stock Option (Right to Buy) · Derivative | 3,000 | $0.00 Strike: $16.36 | $0.00 |
DisclosureSEC source: 0001127602-14-023638 · form4.xml · derivative · entry 3 SMITH GRAHAM · CIK 0001219883 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,400 Underlying: Common Stock · 3,000 shares Expires 2014-11-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Pursuant to a 10b5-1 Plan. F3 · derivative.exercise_date: Option is exercisable and vests over four years at the rate of 25% on November 24, 2010, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months. Read SEC document |
| July 21, 2014 Filed Jul 22, 2014 00:13 UTC | Salesforce, Inc. CRM · Entity 2842 | SaleCommon Stock | 3,000 | $52.97 | $158,902.50 |
DisclosureSEC source: 0001127602-14-023638 · form4.xml · nonDerivative · entry 2 SMITH GRAHAM · CIK 0001219883 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,986 F1 · date: Pursuant to a 10b5-1 Plan. F2 · price: Weighted average price. These shares were sold in multiple transactions at prices ranging from $52.62 to $53.33 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above. Read SEC document |
| July 21, 2014 Filed Jul 22, 2014 00:13 UTC | Salesforce, Inc. CRM · Entity 2842 | Exercise / conversionCommon Stock | 3,000 | $16.36 | $49,080.00 |
DisclosureSEC source: 0001127602-14-023638 · form4.xml · nonDerivative · entry 1 SMITH GRAHAM · CIK 0001219883 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,986 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · date: Pursuant to a 10b5-1 Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.