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person · Reporting owner

SMITH GRAHAM

Disclosed activity across 10 companies

Tapewire entity
16505
SEC CIK
0001219883

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AXON ENTERPRISE, INC.AXON · Entity 567DirectorMay 29, 2026June 01, 2026
BLACKLINE, INC.BL · Entity 4556DirectorNovember 01, 2021November 01, 2021
CITRIX SYSTEMS INCCTXS · Entity 123414DirectorJuly 03, 2017July 05, 2017
Elliott Opportunity II Corp.EOCW.U · Entity 124218DirectorJune 28, 2021June 28, 2021
GoDaddy Inc.GDDY · Entity 2569DirectorJune 03, 2026June 05, 2026
PROCORE TECHNOLOGIES, INC.PCOR · Entity 2592DirectorJune 04, 2026June 09, 2026
Salesforce, Inc.CRM · Entity 2842Chief Financial OfficerJuly 25, 2014July 26, 2014

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AXON ENTERPRISE, INC.

Report date May 29, 2026 · Filed June 01, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,629 Reported balance After 2026-05-29 transaction · row 1
1 source row

Row 1 · 2026-05-29 · Grant · Acquired 611 · Balance 3,629

F1: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. Amended and Restated 2022 Stock Incentive Plan. The award is scheduled to vest in full on the earlier of the one-year anniversary of the grant date and the date of Axon Enterprise, Inc.'s 2027 Annual Meeting of Shareholders.

Filing footnotes · ownership attribution and instrument terms

F1: Time-vested restricted stock units granted to the reporting person pursuant to the Axon Enterprise, Inc. Amended and Restated 2022 Stock Incentive Plan. The award is scheduled to vest in full on the earlier of the one-year anniversary of the grant date and the date of Axon Enterprise, Inc.'s 2027 Annual Meeting of Shareholders.

BLACKLINE, INC.

Report date November 01, 2021 · Filed November 01, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect10,706 Ending reported balance After 2021-11-01 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-11-01 · Exercise / conversion · Acquired 5,000 · Balance 15,706

F1: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021.

Row 2 · 2021-11-01 · Sale · Disposed 5,000 · Balance 10,706

F1: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021.

Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.50 · Expires 2025-05-19Direct49,500 Reported balance After 2021-11-01 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-11-01 · Exercise / conversion · Disposed 5,000 · Balance 49,500

F1: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021.

F2: The original option was granted for 100,000 shares and has been partially exercised. The shares subject to the original option vest in 4 equal, annual installments beginning on the one year anniversary of May 20, 2015.

Filing footnotes · ownership attribution and instrument terms

F1: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021.

F2: The original option was granted for 100,000 shares and has been partially exercised. The shares subject to the original option vest in 4 equal, annual installments beginning on the one year anniversary of May 20, 2015.

CITRIX SYSTEMS INC

Report date July 03, 2017 · Filed July 05, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect14,959 Reported balance After 2017-07-03 transaction · row 1
1 source row

Row 1 · 2017-07-03 · Grant · Acquired 3,173 · Balance 14,959

F1: Grant of restricted stock units that vest over a period of one year. The Reporting Person has elected to defer receipt of 100% of the vested units until the Reporting Person's separation from service from the Board of Directors of Citrix Systems, Inc. (the "Company"), pursuant to the Outside Directors Deferred Compensation Program established under the Company's 2014 Equity Incentive Plan.

Filing footnotes · ownership attribution and instrument terms

F1: Grant of restricted stock units that vest over a period of one year. The Reporting Person has elected to defer receipt of 100% of the vested units until the Reporting Person's separation from service from the Board of Directors of Citrix Systems, Inc. (the "Company"), pursuant to the Outside Directors Deferred Compensation Program established under the Company's 2014 Equity Incentive Plan.

Elliott Opportunity II Corp.

Report date June 28, 2021 · Filed June 28, 2021

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class B Ordinary SharesSEC Table II · derivative / convertible security · Conversion / exercise price $0.00DirectNot disclosed Reported balance Holding disclosure · report date 2021-06-28 · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · Balance Not disclosed

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as more fully described under the heading "Description of Securities - Founders Shares" in the Issuer's registration statement on Form S-1 (File No. 333-253328).

Filing footnotes · ownership attribution and instrument terms

F1: The Class B Ordinary Shares are automatically convertible into the Issuer's Class A Ordinary Shares at the time of the Issuer's initial business combination on a one-for-one basis, subject to adjustment, as more fully described under the heading "Description of Securities - Founders Shares" in the Issuer's registration statement on Form S-1 (File No. 333-253328).

GoDaddy Inc.

Report date June 03, 2026 · Filed June 05, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect6,267 Reported balance After 2026-06-03 transaction · row 1
1 source row

Row 1 · 2026-06-03 · Grant · Acquired 2,925 · Balance 6,267

F1: Represents Restricted Stock Units (RSUs), which shall vest fully on the day immediately prior to the Issuer's next annual meeting of stockholders after the effective date of grant, subject to the Reporting Person's continuing to be a Service Provider for the Issuer. Pursuant to a valid deferral election under the Issuer's deferred equity program, delivery of the underlying shares of Class A Common Stock will occur on a future date in accordance with the terms of the deferral election.

Filing footnotes · ownership attribution and instrument terms

F1: Represents Restricted Stock Units (RSUs), which shall vest fully on the day immediately prior to the Issuer's next annual meeting of stockholders after the effective date of grant, subject to the Reporting Person's continuing to be a Service Provider for the Issuer. Pursuant to a valid deferral election under the Issuer's deferred equity program, delivery of the underlying shares of Class A Common Stock will occur on a future date in accordance with the terms of the deferral election.

PROCORE TECHNOLOGIES, INC.

Report date June 04, 2026 · Filed June 09, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect54,381 Reported balance After 2026-06-04 transaction · row 1
1 source row

Row 1 · 2026-06-04 · Grant · Acquired 4,712 · Balance 54,381

F1: Represents shares of common stock issuable upon the settlement of restricted stock units ("RSUs"). 100% of the RSUs vest on the date of the issuer's 2027 annual meeting of stockholders (or the date immediately preceding such date if the Reporting Person's service as a director ends at such annual meeting as a result of the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election), subject to the Reporting Person's continued service through such vesting date. The Reporting Person has elected to defer the receipt of common stock upon the vesting of the RSUs until the earlier of (i) the date that is ninety (90) days following the date of termination of service, and (ii) the date of a change in control.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of common stock issuable upon the settlement of restricted stock units ("RSUs"). 100% of the RSUs vest on the date of the issuer's 2027 annual meeting of stockholders (or the date immediately preceding such date if the Reporting Person's service as a director ends at such annual meeting as a result of the Reporting Person's failure to be re-elected or the Reporting Person not standing for re-election), subject to the Reporting Person's continued service through such vesting date. The Reporting Person has elected to defer the receipt of common stock upon the vesting of the RSUs until the earlier of (i) the date that is ninety (90) days following the date of termination of service, and (ii) the date of a change in control.

Salesforce, Inc.

Report date July 25, 2014 · Filed July 26, 2014

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect91,986 Ending reported balance After 2014-07-25 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2014-07-25 · Exercise / conversion · Acquired 10,000 · Balance 101,986

F1: Pursuant to a 10b5-1 Plan.

Row 2 · 2014-07-25 · Sale · Disposed 10,000 · Balance 91,986

F1: Pursuant to a 10b5-1 Plan.

Non-qualified Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $35.63 · Expires 2015-11-23Direct130,000 Reported balance After 2014-07-25 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2014-07-25 · Exercise / conversion · Disposed 10,000 · Balance 130,000

F1: Pursuant to a 10b5-1 Plan.

F2: Option is exercisable and vests over four years at the rate of 25% on November 23,2011, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to a 10b5-1 Plan.

F2: Option is exercisable and vests over four years at the rate of 25% on November 23,2011, the first anniversary of the holder's date of grant, with the balance vesting in equal monthly installments over the remaining 36 months.

Past disclosures · reporting ended (3)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

MINDBODY, Inc.

Report date February 15, 2019 · Filed February 20, 2019

Section 16 reporting ended · disclosed 2019-02-20. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2019-02-15 transaction · row 1
1 source row

Row 1 · 2019-02-15 · Disposition to issuer · Disposed 34,596 · Balance 0

F1: Includes 4,609 unvested restricted stock units ("RSUs").

F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated December 23, 2018, by and among MINDBODY, Inc., a Delaware corporation (the "Issuer"), Torreys Parent, LLC ("Parent"), and Torreys Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), on February 15, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), pursuant to the terms of the Issuer's 2015 Equity Incentive Plan, each of the unvested RSUs accelerated with respect to vesting, and pursuant to the terms of the Merger Agreement, was cancelled and replaced with the right to receive $36.50 in cash, without interest, subject to any required withholding of taxes.

F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $36.50 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement.

Employee Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $14.48 · Expires 2025-02-05Direct0 Reported balance After 2019-02-15 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-02-15 · Disposition to issuer · Disposed 70,000 · Balance 0

F6: At the Effective Time, each of these vested options was cancelled and automatically converted into the right to receive a cash payment equal to the product of (i) the aggregate number of shares subject to such option, multiplied by (ii) $36.50 less the applicable per share exercise price under such option, subject to any applicable withholding taxes.

F4: 1/4 of the shares subject to the option vested on January 19, 2016, and 1/48 of the shares vest monthly thereafter.

F5: Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.

Filing footnotes · ownership attribution and instrument terms

F1: Includes 4,609 unvested restricted stock units ("RSUs").

F2: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated December 23, 2018, by and among MINDBODY, Inc., a Delaware corporation (the "Issuer"), Torreys Parent, LLC ("Parent"), and Torreys Merger Sub, Inc., a wholly owned subsidiary of Parent ("Merger Sub"), on February 15, 2019, Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), pursuant to the terms of the Issuer's 2015 Equity Incentive Plan, each of the unvested RSUs accelerated with respect to vesting, and pursuant to the terms of the Merger Agreement, was cancelled and replaced with the right to receive $36.50 in cash, without interest, subject to any required withholding of taxes.

F3: In connection with the Merger, these shares were cancelled and converted into the right to receive $36.50 in cash, without interest, per share, subject to the terms and conditions of the Merger Agreement.

F4: 1/4 of the shares subject to the option vested on January 19, 2016, and 1/48 of the shares vest monthly thereafter.

F5: Each share of Class B Common Stock is convertible into one share of Class A common stock at the option of the holder and has no expiration date.

F6: At the Effective Time, each of these vested options was cancelled and automatically converted into the right to receive a cash payment equal to the product of (i) the aggregate number of shares subject to such option, multiplied by (ii) $36.50 less the applicable per share exercise price under such option, subject to any applicable withholding taxes.

SPLUNK INC

Report date March 18, 2024 · Filed March 21, 2024

Section 16 reporting ended · disclosed 2024-03-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2024-03-18 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2024-03-18 · Disposition to issuer · Disposed 35,212 · Balance 695

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

Row 2 · 2024-03-18 · Disposition to issuer · Disposed 695 · Balance 0

F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement") dated September 20, 2023, by and among the Issuer, Cisco Systems, Inc., a Delaware corporation ("Parent"), and Spirit Merger Corp., a Delaware corporation and a direct wholly owned subsidiary of Parent ("Merger Sub"), on March 18, 2024 (the "Closing Date"), Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer continuing as the surviving corporation and a wholly owned subsidiary of Parent. In connection with the Merger, these shares were cancelled and converted into the right to receive $157.00 in cash per share without interest, subject to applicable withholding taxes, subject to the terms and conditions of the Merger Agreement (the "Merger Consideration").

F2: Pursuant to the Merger Agreement, each Vested Company RSU outstanding and that has not yet been settled as of immediately prior to the effective time of the Merger (the "Effective Time") was terminated and converted into the right to receive an amount in cash, without interest, subject to applicable withholding taxes, determined by multiplying (x) the number of shares of Issuer common stock issuable upon settlement of such Vested Company RSU by (y) the Merger Consideration.

Slack Technologies, Inc.

Report date July 21, 2021 · Filed July 21, 2021

Section 16 reporting ended · disclosed 2021-07-21. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2021-07-21 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2021-07-21 · Conversion · Acquired 150,000 · Balance 173,854

F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share.

Row 2 · 2021-07-21 · Other · Disposed 173,854 · Balance 0

F2: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock.

Class B Common StockSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-07-21 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2021-07-21 · Conversion · Disposed 150,000 · Balance 0

F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share.

Filing footnotes · ownership attribution and instrument terms

F1: Upon consummation of the exchange offer (as described below), each share of tendered Class B common stock, par value $0.0001 per share, converted on a one-to-one basis into Class A common stock, par value $0.0001 per share.

F2: Pursuant to the Agreement and Plan of Merger, dated as of December 1, 2020 (the "Merger Agreement"), by and among salesforce.com, inc. ("Salesforce"), Skyline Strategies I Inc., Skyline Strategies II LLC, and the Issuer, each share of the Issuer's common stock was tendered in exchange for (i) 0.0776 shares of Salesforce common stock and (ii) $26.79 in cash, together with cash in lieu of any fractional shares of Salesforce common stock.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 13, 2021 Filed May 17, 2021 20:19 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 2,500 $102.75 $256,875.00
Disclosure

SEC source: 0001209191-21-033140 · doc4.xml · nonDerivative · entry 2

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,859

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021.

Read SEC document
May 13, 2021 Filed May 17, 2021 20:19 UTC BLACKLINE, INC. BL · Entity 4556 Exercise / conversionCommon Stock 2,500 $14.50 $36,250.00
Disclosure

SEC source: 0001209191-21-033140 · doc4.xml · nonDerivative · entry 1

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 12, 2021.

Read SEC document
April 01, 2021 Filed Apr 5, 2021 21:23 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 8,000 $41.01 $328,080.00
Disclosure

SEC source: 0001764925-21-000068 · wf-form4_161765775295420.xml · nonDerivative · entry 1

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,854

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.92 to $41.12. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:43 UTC BLACKLINE, INC. BL · Entity 4556 Exercise / conversionStock Option (right to buy) · Derivative 8,000 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0001209191-21-008096 · doc4.xml · derivative · entry 9

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 64,500

Underlying: Common Stock · 8,000 shares

Expires 2025-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F1 · shares: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F8 · derivative.exercise_date: The original option was granted for 100,000 shares and has been partially exercised. The shares subject to the original option vest in 4 equal, annual installments beginning on the one year anniversary of May 20, 2015.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:43 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 200 $144.26 $28,852.00
Disclosure

SEC source: 0001209191-21-008096 · doc4.xml · nonDerivative · entry 8

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,859

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:43 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 1,256 $143.46 $180,188.27
Disclosure

SEC source: 0001209191-21-008096 · doc4.xml · nonDerivative · entry 7

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,059

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F7 · price: The sale price represents the weighted-average price of shares sold ranging from $143.12 to $143.98 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:43 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 1,143 $142.69 $163,094.67
Disclosure

SEC source: 0001209191-21-008096 · doc4.xml · nonDerivative · entry 6

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,315

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F6 · price: The sale price represents the weighted-average price of shares sold ranging from $142.405 to $142.985 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:43 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 867 $140.46 $121,777.95
Disclosure

SEC source: 0001209191-21-008096 · doc4.xml · nonDerivative · entry 5

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,458

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F5 · price: The sale price represents the weighted-average price of shares sold ranging from $140.265 to $140.765 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:43 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 1,588 $139.60 $221,683.21
Disclosure

SEC source: 0001209191-21-008096 · doc4.xml · nonDerivative · entry 4

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,325

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F4 · price: The sale price represents the weighted-average price of shares sold ranging from $139.115 to $140.065 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:43 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 2,563 $138.61 $355,265.12
Disclosure

SEC source: 0001209191-21-008096 · doc4.xml · nonDerivative · entry 3

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,913

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F3 · price: The sale price represents the weighted-average price of shares sold ranging from $138.195 to $138.995 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:43 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 383 $137.20 $52,547.98
Disclosure

SEC source: 0001209191-21-008096 · doc4.xml · nonDerivative · entry 2

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,476

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F2 · price: The sale price represents the weighted-average price of shares sold ranging from $137.07 to $137.55 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
February 04, 2021 Filed Feb 5, 2021 21:43 UTC BLACKLINE, INC. BL · Entity 4556 Exercise / conversionCommon Stock 8,000 $14.50 $116,000.00
Disclosure

SEC source: 0001209191-21-008096 · doc4.xml · nonDerivative · entry 1

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,859

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

Read SEC document
January 04, 2021 Filed Jan 6, 2021 22:01 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 1,500 $42.28 $63,420.00
Disclosure

SEC source: 0001764925-21-000013 · wf-form4_160997048713616.xml · nonDerivative · entry 4

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,854

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.21 to $42.33. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 04, 2021 Filed Jan 6, 2021 22:01 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 3,000 $42.28 $126,840.00
Disclosure

SEC source: 0001764925-21-000013 · wf-form4_160997048713616.xml · nonDerivative · entry 3

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,354

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F4 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.21 to $42.33. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 04, 2021 Filed Jan 6, 2021 22:01 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 1,000 $42.28 $42,280.00
Disclosure

SEC source: 0001764925-21-000013 · wf-form4_160997048713616.xml · nonDerivative · entry 2

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,354

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F3 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.21 to $42.35. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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January 04, 2021 Filed Jan 6, 2021 22:01 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 2,500 $42.28 $105,700.00
Disclosure

SEC source: 0001764925-21-000013 · wf-form4_160997048713616.xml · nonDerivative · entry 1

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,354

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

F2 · price: The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $42.21 to $42.40. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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December 28, 2020 Filed Dec 30, 2020 22:11 UTC Slack Technologies, Inc. WORK · Entity 137108 GiftClass A Common Stock 10,000 $0.00 $0.00
Disclosure

SEC source: 0001764925-20-000679 · wf-form4_160936628227686.xml · nonDerivative · entry 1

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,854

F1 · shares: Represents shares of the Issuer's Class A Common Stock donated by the Reporting Person as a gift to a donor advised fund.

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December 23, 2020 Filed Dec 23, 2020 22:03 UTC SPLUNK INC SPLK · Entity 92815 SaleCommon Stock 500 $180.00 $90,000.00
Disclosure

SEC source: 0001209191-20-065040 · doc4.xml · nonDerivative · entry 2

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,917

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020.

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December 21, 2020 Filed Dec 23, 2020 22:03 UTC SPLUNK INC SPLK · Entity 92815 SaleCommon Stock 500 $170.00 $85,000.00
Disclosure

SEC source: 0001209191-20-065040 · doc4.xml · nonDerivative · entry 1

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,417

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020.

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December 16, 2020 Filed Dec 18, 2020 23:10 UTC SPLUNK INC SPLK · Entity 92815 SaleCommon Stock 30 $162.99 $4,889.70
Disclosure

SEC source: 0001209191-20-064486 · doc4.xml · nonDerivative · entry 4

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,917

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $162.98 to $162.99, inclusive.

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December 16, 2020 Filed Dec 18, 2020 23:10 UTC SPLUNK INC SPLK · Entity 92815 SaleCommon Stock 307 $161.97 $49,724.79
Disclosure

SEC source: 0001209191-20-064486 · doc4.xml · nonDerivative · entry 3

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,947

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $161.80 to $162.59, inclusive.

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December 16, 2020 Filed Dec 18, 2020 23:10 UTC SPLUNK INC SPLK · Entity 92815 SaleCommon Stock 832 $161.44 $134,318.08
Disclosure

SEC source: 0001209191-20-064486 · doc4.xml · nonDerivative · entry 2

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,254

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $160.80 to $161.79, inclusive.

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December 16, 2020 Filed Dec 18, 2020 23:10 UTC SPLUNK INC SPLK · Entity 92815 SaleCommon Stock 831 $160.30 $133,209.30
Disclosure

SEC source: 0001209191-20-064486 · doc4.xml · nonDerivative · entry 1

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,086

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $159.72 to $160.66, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) to (5) to this Form 4.

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November 25, 2020 Filed Nov 30, 2020 22:03 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 1,500 $35.45 $53,175.00
Disclosure

SEC source: 0001764925-20-000644 · wf-form4_160677380891323.xml · nonDerivative · entry 2

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,854

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
November 25, 2020 Filed Nov 30, 2020 22:03 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 2,000 $38.00 $76,000.00
Disclosure

SEC source: 0001764925-20-000644 · wf-form4_160677380891323.xml · nonDerivative · entry 1

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 51,354

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

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November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 Exercise / conversionStock Option (right to buy) · Derivative 2,500 $0.00 Strike: $14.50 $0.00
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · derivative · entry 16

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 72,500

Underlying: Common Stock · 2,500 shares

Expires 2025-05-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F1 · shares: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F15 · derivative.exercise_date: The original option was granted for 100,000 shares and has been partially exercised. The shares subject to the original option vest in 4 equal, annual installments beginning on the one year anniversary of May 20, 2015.

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November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 103 $110.98 $11,430.45
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · nonDerivative · entry 15

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,859

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F14 · price: The sale price represents the weighted-average price of shares sold ranging from $110.95 to $111.00 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 803 $110.17 $88,469.00
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · nonDerivative · entry 14

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,962

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F13 · price: The sale price represents the weighted-average price of shares sold ranging from $109.76 to $110.69 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 569 $108.81 $61,911.98
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · nonDerivative · entry 13

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,765

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F12 · price: The sale price represents the weighted-average price of shares sold ranging from $108.35 to $109.27 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 140 $107.22 $15,010.80
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · nonDerivative · entry 12

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,334

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 443 $105.99 $46,953.75
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · nonDerivative · entry 11

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,474

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F11 · price: The sale price represents the weighted-average price of shares sold ranging from $105.67 to $106.49 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 134 $104.25 $13,969.25
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · nonDerivative · entry 10

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,917

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F10 · price: The sale price represents the weighted-average price of shares sold ranging from $104.08 to $104.35 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 308 $103.32 $31,821.88
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · nonDerivative · entry 9

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,051

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F9 · price: The sale price represents the weighted-average price of shares sold ranging from $102.92 to $103.68 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 Exercise / conversionCommon Stock 2,500 $14.50 $36,250.00
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · nonDerivative · entry 8

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,359

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 769 $110.75 $85,164.67
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · nonDerivative · entry 7

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,859

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F8 · price: The sale price represents the weighted-average price of shares sold ranging from $110.585 to $110.86 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 1,390 $110.00 $152,899.72
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · nonDerivative · entry 6

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,628

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F7 · price: The sale price represents the weighted-average price of shares sold ranging from $109.575 to $110.56 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 1,154 $108.66 $125,392.49
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · nonDerivative · entry 5

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,018

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F6 · price: The sale price represents the weighted-average price of shares sold ranging from $108.345 to $109.27 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 442 $106.87 $47,236.41
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · nonDerivative · entry 4

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,172

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F5 · price: The sale price represents the weighted-average price of shares sold ranging from $106.345 to $107.11 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

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November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 664 $105.64 $70,141.77
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · nonDerivative · entry 3

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,614

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F4 · price: The sale price represents the weighted-average price of shares sold ranging from $105.26 to $106.17 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 400 $104.65 $41,859.04
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · nonDerivative · entry 2

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,278

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F3 · price: The sale price represents the weighted-average price of shares sold ranging from $104.10 to $104.955 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
November 04, 2020 Filed Nov 5, 2020 21:20 UTC BLACKLINE, INC. BL · Entity 4556 SaleCommon Stock 681 $103.47 $70,464.09
Disclosure

SEC source: 0001209191-20-057131 · doc4.xml · nonDerivative · entry 1

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,678

F1 · kind: The sale transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on February 28, 2020.

F2 · price: The sale price represents the weighted-average price of shares sold ranging from $102.92 to $103.90 per share. Upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.

Read SEC document
October 12, 2020 Filed Oct 14, 2020 21:04 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 2,500 $32.00 $80,000.00
Disclosure

SEC source: 0001764925-20-000606 · wf-form4_160270943247800.xml · nonDerivative · entry 1

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 53,354

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 23:00 UTC SPLUNK INC SPLK · Entity 92815 SaleCommon Stock 500 $200.00 $100,000.00
Disclosure

SEC source: 0001209191-20-054335 · doc4.xml · nonDerivative · entry 1

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,917

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020.

Read SEC document
October 06, 2020 Filed Oct 8, 2020 21:02 UTC Slack Technologies, Inc. WORK · Entity 137108 SaleClass A Common Stock 3,000 $29.00 $87,000.00
Disclosure

SEC source: 0001764925-20-000596 · wf-form4_160219095037777.xml · nonDerivative · entry 1

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 55,854

F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the Reporting Person.

Read SEC document
September 30, 2020 Filed Oct 2, 2020 21:24 UTC SPLUNK INC SPLK · Entity 92815 SaleCommon Stock 500 $190.00 $95,000.00
Disclosure

SEC source: 0001209191-20-053270 · doc4.xml · nonDerivative · entry 1

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,417

F1 · kind: The sale reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:02 UTC SPLUNK INC SPLK · Entity 92815 SaleCommon Stock 260 $186.24 $48,422.40
Disclosure

SEC source: 0001209191-20-050997 · doc4.xml · nonDerivative · entry 5

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,917

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $185.96 to $186.72, inclusive.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:02 UTC SPLUNK INC SPLK · Entity 92815 SaleCommon Stock 150 $185.11 $27,766.50
Disclosure

SEC source: 0001209191-20-050997 · doc4.xml · nonDerivative · entry 4

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,177

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $184.83 to $185.81, inclusive.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:02 UTC SPLUNK INC SPLK · Entity 92815 SaleCommon Stock 541 $183.87 $99,473.67
Disclosure

SEC source: 0001209191-20-050997 · doc4.xml · nonDerivative · entry 3

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,327

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $183.41 to $184.31, inclusive.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:02 UTC SPLUNK INC SPLK · Entity 92815 SaleCommon Stock 932 $182.79 $170,360.28
Disclosure

SEC source: 0001209191-20-050997 · doc4.xml · nonDerivative · entry 2

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,868

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $182.35 to $183.33, inclusive.

Read SEC document
September 16, 2020 Filed Sep 17, 2020 22:02 UTC SPLUNK INC SPLK · Entity 92815 SaleCommon Stock 1,117 $181.88 $203,159.96
Disclosure

SEC source: 0001209191-20-050997 · doc4.xml · nonDerivative · entry 1

SMITH GRAHAM · CIK 0001219883 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 37,800

F1 · kind: The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on January 9, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $181.35 to $182.30, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (6) to this Form 4.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.