Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OCCIDENTAL PETROLEUM CORP /DE/OXY · Entity 2999 | Senior Vice President | July 11, 2018 | July 13, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OCCIDENTAL PETROLEUM CORP /DE/
Report date July 11, 2018 · Filed July 13, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 57,693 |
Ending reported balance
After 2018-07-12 transaction · row 5
5 source rows · reconciled sequenceRow 1 · 2018-07-11 · Grant · Acquired 6,651 · Balance 60,435 F1: Represents shares of common stock received upon the vesting of a performance stock unit award granted under the Issuer's 2015 Long-Term Incentive Plan. Row 2 · 2018-07-11 · Tax withholding · Disposed 2,618 · Balance 57,817 F2: Represents shares of common stock withheld to satisfy tax withholding obligations. Row 3 · 2018-07-11 · Grant · Acquired 2,585 · Balance 60,402 F1: Represents shares of common stock received upon the vesting of a performance stock unit award granted under the Issuer's 2015 Long-Term Incentive Plan. Row 4 · 2018-07-11 · Tax withholding · Disposed 1,018 · Balance 59,384 F2: Represents shares of common stock withheld to satisfy tax withholding obligations. Row 5 · 2018-07-12 · Tax withholding · Disposed 1,691 · Balance 57,693 F2: Represents shares of common stock withheld to satisfy tax withholding obligations. |
| Common StockSEC Table I · non-derivative | IndirectBy OPC Savings Plan | 5,181 |
Reported balance
Holding disclosure · report date 2018-07-11 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 5,181 F3: Based on a plan statement dated July 11, 2018. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock received upon the vesting of a performance stock unit award granted under the Issuer's 2015 Long-Term Incentive Plan.
F2: Represents shares of common stock withheld to satisfy tax withholding obligations.
F3: Based on a plan statement dated July 11, 2018.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 12, 2018 Filed Jul 13, 2018 22:32 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | Tax withholdingCommon Stock | 1,691 | $84.56 | $142,990.96 |
DisclosureSEC source: 0001140361-18-032426 · doc1.xml · nonDerivative · entry 5 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,693 F2 · kind: Represents shares of common stock withheld to satisfy tax withholding obligations. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 22:32 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | Tax withholdingCommon Stock | 1,018 | $83.93 | $85,440.74 |
DisclosureSEC source: 0001140361-18-032426 · doc1.xml · nonDerivative · entry 4 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,384 F2 · kind: Represents shares of common stock withheld to satisfy tax withholding obligations. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 22:32 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | GrantCommon Stock | 2,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-032426 · doc1.xml · nonDerivative · entry 3 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,402 F1 · kind: Represents shares of common stock received upon the vesting of a performance stock unit award granted under the Issuer's 2015 Long-Term Incentive Plan. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 22:32 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | Tax withholdingCommon Stock | 2,618 | $83.93 | $219,728.74 |
DisclosureSEC source: 0001140361-18-032426 · doc1.xml · nonDerivative · entry 2 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,817 F2 · kind: Represents shares of common stock withheld to satisfy tax withholding obligations. Read SEC document |
| July 11, 2018 Filed Jul 13, 2018 22:32 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | GrantCommon Stock | 6,651 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-032426 · doc1.xml · nonDerivative · entry 1 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,435 F1 · kind: Represents shares of common stock received upon the vesting of a performance stock unit award granted under the Issuer's 2015 Long-Term Incentive Plan. Read SEC document |
| February 28, 2018 Filed Mar 1, 2018 23:45 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | Tax withholdingCommon Stock | 3,335 | $65.60 | $218,776.00 |
DisclosureSEC source: 0001140361-18-011380 · doc1.xml · nonDerivative · entry 1 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,784 F1 · shares: Represents shares withheld to satisfy tax withholding obligations upon the vesting of previously reported restricted stock units. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:02 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | GrantCommon Stock | 18,413 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-006394 · doc1.xml · nonDerivative · entry 2 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,119 F2 · kind: On February 15, 2017, the reporting person was granted 18,413 performance stock units (PSUs) pursuant to the 2015 LTIP, which were subject to performance- and time-based vesting conditions. On February 7, 2018, achievement of the performance condition was certified by the Compensation Committee of the Issuer's Board of Directors, vesting the performance condition and converting the PSUs into RSUs. Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. The RSUs will vest in three equal annual installments beginning February 28, 2018. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 23:02 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | GrantCommon Stock | 17,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-18-006394 · doc1.xml · nonDerivative · entry 1 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,706 F1 · kind: Award of restricted stock units (RSUs) pursuant to the Issuer's 2015 Long-Term Incentive Plan (2015 LTIP). Each RSU represents a contingent right to receive one share of the Issuer's common stock upon vesting. The RSUs will vest in three equal annual installments beginning on February 28, 2019. Read SEC document |
| July 12, 2017 Filed Jul 13, 2017 23:05 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | Tax withholdingCommon Stock | 1,803 | $59.16 | $106,665.48 |
DisclosureSEC source: 0001140361-17-027834 · doc1.xml · nonDerivative · entry 3 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,994 Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 23:05 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | Tax withholdingCommon Stock | 928 | $58.94 | $54,696.32 |
DisclosureSEC source: 0001140361-17-027834 · doc1.xml · nonDerivative · entry 2 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,797 Read SEC document |
| July 11, 2017 Filed Jul 13, 2017 23:05 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | GrantCommon Stock | 2,585 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-027834 · doc1.xml · nonDerivative · entry 1 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,725 Read SEC document |
| July 08, 2017 Filed Jul 11, 2017 23:32 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | Exercise / conversionLong-Term Incentive Units · Derivative | 552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-027652 · doc1.xml · derivative · entry 5 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 552 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Long-term incentive units ("LTIs") are payable 50% in shares of the issuer's common stock and 50% in cash based on the value of a share of the issuer's common stock on the applicable vesting date. LTIs vest in three equal installments beginning on the first anniversary of the grant date. F1 · price: Long-term incentive units ("LTIs") are payable 50% in shares of the issuer's common stock and 50% in cash based on the value of a share of the issuer's common stock on the applicable vesting date. LTIs vest in three equal installments beginning on the first anniversary of the grant date. F2 · derivative.exercise_date: On July 9, 2014, the reporting person was granted an award of 1,570 LTIs, which was adjusted upward by 85 LTIs in connection with the spin-off of California Resources Corporation. F2 · derivative.expiration_date: On July 9, 2014, the reporting person was granted an award of 1,570 LTIs, which was adjusted upward by 85 LTIs in connection with the spin-off of California Resources Corporation. Read SEC document |
| July 08, 2017 Filed Jul 11, 2017 23:32 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | Tax withholdingCommon Stock | 116 | $58.68 | $6,806.88 |
DisclosureSEC source: 0001140361-17-027652 · doc1.xml · nonDerivative · entry 3 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,140 Read SEC document |
| July 08, 2017 Filed Jul 11, 2017 23:32 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | Disposition to issuerCommon Stock | 276 | $58.68 | $16,195.68 |
DisclosureSEC source: 0001140361-17-027652 · doc1.xml · nonDerivative · entry 2 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,256 Read SEC document |
| July 08, 2017 Filed Jul 11, 2017 23:32 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | Exercise / conversionCommon Stock | 552 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001140361-17-027652 · doc1.xml · nonDerivative · entry 1 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,532 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Long-term incentive units ("LTIs") are payable 50% in shares of the issuer's common stock and 50% in cash based on the value of a share of the issuer's common stock on the applicable vesting date. LTIs vest in three equal installments beginning on the first anniversary of the grant date. Read SEC document |
| February 28, 2017 Filed Mar 2, 2017 22:27 UTC | OCCIDENTAL PETROLEUM CORP /DE/ OXY · Entity 2999 | Tax withholdingCommon Stock | 639 | $65.55 | $41,886.45 |
DisclosureSEC source: 0001140361-17-010323 · doc1.xml · nonDerivative · entry 1 Elliott Joseph C. · CIK 0001673672 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,980 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.