Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GENERAL MILLS INCGIS · Entity 3236 | Chief Innovation Officer | July 16, 2018 | July 17, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GENERAL MILLS INC
Report date July 16, 2018 · Filed July 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 76,720.8152 |
Ending reported balance
After 2018-07-16 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-07-16 · Exercise / conversion · Acquired 61,514 · Balance 129,574.8152 Row 2 · 2018-07-16 · Sale · Disposed 52,854 · Balance 76,720.8152 F1: Represents the weighted average of actual sale prices that range from $44.08 to $44.23. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company. |
| Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.70 · Expires 2018-07-23 | Direct | 0 |
Reported balance
After 2018-07-16 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2018-07-16 · Exercise / conversion · Disposed 61,514 · Balance 0 |
| Common StockSEC Table I · non-derivative | Indirectby Trust | 9,619 |
Reported balance
Holding disclosure · report date 2018-07-16 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 9,619 F2: Held in Trust by the Trustee of the General Mills Savings Plan. |
| Common StockSEC Table I · non-derivative | Indirectby Trust 2 | 70,489 |
Reported balance
Holding disclosure · report date 2018-07-16 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 70,489 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the weighted average of actual sale prices that range from $44.08 to $44.23. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company.
F2: Held in Trust by the Trustee of the General Mills Savings Plan.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 16, 2018 Filed Jul 17, 2018 21:46 UTC | GENERAL MILLS INC GIS · Entity 3236 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 61,514 | $0.00 Strike: $31.70 | $0.00 |
DisclosureSEC source: 0000897101-18-000635 · edgardoc.xml · derivative · entry 5 Erickson Peter C · CIK 0001441561 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 61,514 shares Expires 2018-07-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 21:46 UTC | GENERAL MILLS INC GIS · Entity 3236 | SaleCommon Stock | 52,854 | $44.14 | $2,333,123.55 |
DisclosureSEC source: 0000897101-18-000635 · edgardoc.xml · nonDerivative · entry 2 Erickson Peter C · CIK 0001441561 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,720.8152 F1 · price: Represents the weighted average of actual sale prices that range from $44.08 to $44.23. Full information regarding the number of shares sold at each separate price is available upon request of the Securities and Exchange Commission or any security holder of the company. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 21:46 UTC | GENERAL MILLS INC GIS · Entity 3236 | Exercise / conversionCommon Stock | 61,514 | $31.70 | $1,949,993.80 |
DisclosureSEC source: 0000897101-18-000635 · edgardoc.xml · nonDerivative · entry 1 Erickson Peter C · CIK 0001441561 · Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,574.8152 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 21:33 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 59,705 | $0.00 Strike: $46.06 | $0.00 |
DisclosureSEC source: 0000897101-18-000591 · edgardoc.xml · derivative · entry 6 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,705 Underlying: Common Stock · 59,705 shares Expires 2028-07-26 Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 21:33 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 2,608 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-18-000591 · edgardoc.xml · nonDerivative · entry 3 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,060.8152 F2 · shares: Award of performance stock units that vest on June 30, 2019. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 21:33 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 5,971 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-18-000591 · edgardoc.xml · nonDerivative · entry 2 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,452.8152 F1 · shares: Award of restricted stock units that vest on June 26, 2022. Read SEC document |
| June 26, 2018 Filed Jun 28, 2018 21:33 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 1,053 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-18-000591 · edgardoc.xml · nonDerivative · entry 1 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,481.8152 F1 · shares: Award of restricted stock units that vest on June 26, 2022. Read SEC document |
| June 24, 2018 Filed Jun 26, 2018 20:30 UTC | GENERAL MILLS INC GIS · Entity 3236 | Tax withholdingCommon Stock | 347 | $45.22 | $15,691.34 |
DisclosureSEC source: 0001387131-18-002841 · erickson-form4_062418.xml · nonDerivative · entry 2 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,428.8152 Read SEC document |
| June 24, 2018 Filed Jun 26, 2018 20:30 UTC | GENERAL MILLS INC GIS · Entity 3236 | Tax withholdingCommon Stock | 1,383 | $45.22 | $62,539.26 |
DisclosureSEC source: 0001387131-18-002841 · erickson-form4_062418.xml · nonDerivative · entry 1 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,775.8152 Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 23:40 UTC | GENERAL MILLS INC GIS · Entity 3236 | GiftCommon Stock | 2,802 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-18-000014 · gis180017s1erickson_4.xml · nonDerivative · entry 5 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust 2 Disclosed balance after: 70,489 F1 · ownership.nature: Shares held in revocable trust for which the reporting person is the trustee. Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 23:40 UTC | GENERAL MILLS INC GIS · Entity 3236 | GiftCommon Stock | 2,802 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-18-000014 · gis180017s1erickson_4.xml · nonDerivative · entry 3 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,510.5889 Read SEC document |
| January 01, 2018 Filed Jan 3, 2018 23:40 UTC | GENERAL MILLS INC GIS · Entity 3236 | Tax withholdingCommon Stock | 1,279 | $59.29 | $75,831.91 |
DisclosureSEC source: 0000897101-18-000014 · gis180017s1erickson_4.xml · nonDerivative · entry 2 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,312.5889 Read SEC document |
| December 13, 2017 Filed Jan 3, 2018 23:40 UTC | GENERAL MILLS INC GIS · Entity 3236 | GiftCommon Stock | 6,201 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-18-000014 · gis180017s1erickson_4.xml · nonDerivative · entry 4 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust 2 Disclosed balance after: 67,687 F1 · ownership.nature: Shares held in revocable trust for which the reporting person is the trustee. Read SEC document |
| December 13, 2017 Filed Jan 3, 2018 23:40 UTC | GENERAL MILLS INC GIS · Entity 3236 | GiftCommon Stock | 6,201 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-18-000014 · gis180017s1erickson_4.xml · nonDerivative · entry 1 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,591.5889 Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 16:47 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 49,532 | $0.00 Strike: $55.52 | $0.00 |
DisclosureSEC source: 0000897101-17-000811 · gis171698s21erickson_4.xml · derivative · entry 4 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,532 Underlying: Common Stock · 49,532 shares Expires 2027-07-27 Read SEC document |
| June 27, 2017 Filed Jun 29, 2017 16:47 UTC | GENERAL MILLS INC GIS · Entity 3236 | GrantCommon Stock | 4,954 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-17-000811 · gis171698s21erickson_4.xml · nonDerivative · entry 1 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,128.4351 F1 · shares: Award of restricted stock units that vest on June 27, 2021 Read SEC document |
| June 25, 2017 Filed Jun 27, 2017 21:49 UTC | GENERAL MILLS INC GIS · Entity 3236 | Tax withholdingCommon Stock | 3,995 | $55.94 | $223,480.30 |
DisclosureSEC source: 0000897101-17-000781 · gis171698s6erickson_4.xml · nonDerivative · entry 2 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,174.4351 Read SEC document |
| June 25, 2017 Filed Jun 27, 2017 21:49 UTC | GENERAL MILLS INC GIS · Entity 3236 | Tax withholdingCommon Stock | 1,255 | $55.94 | $70,204.70 |
DisclosureSEC source: 0000897101-17-000781 · gis171698s6erickson_4.xml · nonDerivative · entry 1 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 68,169.4351 Read SEC document |
| February 23, 2017 Filed Jun 7, 2017 21:35 UTC | GENERAL MILLS INC GIS · Entity 3236 | GiftCommon Stock | 61,486 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-17-000715 · gis171698s3erickson_4.xml · nonDerivative · entry 3 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 61,486 F2 · shares: Shares held in revocable trust for which the reporting person is the trustee. F2 · ownership.nature: Shares held in revocable trust for which the reporting person is the trustee. Read SEC document |
| February 23, 2017 Filed Jun 7, 2017 21:35 UTC | GENERAL MILLS INC GIS · Entity 3236 | GiftCommon Stock | 61,486 | $0.00 | $0.00 |
DisclosureSEC source: 0000897101-17-000715 · gis171698s3erickson_4.xml · nonDerivative · entry 1 Erickson Peter C · CIK 0001441561 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 69,120.5381 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.