Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Anterix Inc.PDVW · Entity 4597 | EVP and Secretary | July 13, 2018 | July 17, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Anterix Inc.
Report date July 13, 2018 · Filed July 17, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,472 |
Reported balance
After 2018-07-13 transaction · row 1
1 source rowRow 1 · 2018-07-13 · Sale · Disposed 744 · Balance 5,472 F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $26.20 to $26.80. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. |
| Common StockSEC Table I · non-derivative | IndirectBy Richard E. Rohmann Trust, dated April 23, 1991 | 17,184 |
Reported balance
Holding disclosure · report date 2018-07-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 17,184 F3: Mr. Rohmann is the trustee of the Richard E. Rohmann Trust, dated April 23, 1991 and has voting and dispositive power with respect to these shares. Mr. Rohmann disclaims beneficial ownership except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $26.20 to $26.80. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Mr. Rohmann is the trustee of the Richard E. Rohmann Trust, dated April 23, 1991 and has voting and dispositive power with respect to these shares. Mr. Rohmann disclaims beneficial ownership except to the extent of his pecuniary interest therein.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 13, 2018 Filed Jul 17, 2018 20:37 UTC | Anterix Inc. PDVW · Entity 4597 | SaleCommon Stock | 744 | $26.36 | $19,611.32 |
DisclosureSEC source: 0001209191-18-042864 · doc4.xml · nonDerivative · entry 1 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,472 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $26.20 to $26.80. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 08, 2018 Filed Jun 11, 2018 22:12 UTC | Anterix Inc. PDVW · Entity 4597 | SaleCommon Stock | 900 | $24.70 | $22,229.46 |
DisclosureSEC source: 0001209191-18-037080 · doc4.xml · nonDerivative · entry 2 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,216 F2 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $24.50 to $24.85. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 07, 2018 Filed Jun 11, 2018 22:12 UTC | Anterix Inc. PDVW · Entity 4597 | Tax withholdingCommon Stock | 295 | $25.20 | $7,434.00 |
DisclosureSEC source: 0001209191-18-037080 · doc4.xml · nonDerivative · entry 1 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,116 F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the settlement of restricted stock units granted May 2017. Read SEC document |
| May 11, 2018 Filed May 15, 2018 21:48 UTC | Anterix Inc. PDVW · Entity 4597 | SaleCommon Stock | 900 | $28.75 | $25,870.86 |
DisclosureSEC source: 0001209191-18-030271 · doc4.xml · nonDerivative · entry 1 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,411 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $28.65 to $28.95. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 22:40 UTC | Anterix Inc. PDVW · Entity 4597 | SaleCommon Stock | 900 | $29.66 | $26,689.95 |
DisclosureSEC source: 0001209191-18-025248 · doc4.xml · nonDerivative · entry 1 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,311 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 21:48 UTC | Anterix Inc. PDVW · Entity 4597 | SaleCommon Stock | 592 | $37.85 | $22,407.26 |
DisclosureSEC source: 0001209191-18-018921 · doc4.xml · nonDerivative · entry 2 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,211 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F3 · price: his transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $37.15 to $38.00. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| March 09, 2018 Filed Mar 12, 2018 21:48 UTC | Anterix Inc. PDVW · Entity 4597 | SaleCommon Stock | 308 | $35.84 | $11,040.20 |
DisclosureSEC source: 0001209191-18-018921 · doc4.xml · nonDerivative · entry 1 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,803 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $35.75 to $36.90. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| February 09, 2018 Filed Feb 9, 2018 23:41 UTC | Anterix Inc. PDVW · Entity 4597 | SaleCommon Stock | 900 | $30.02 | $27,015.03 |
DisclosureSEC source: 0001209191-18-008996 · doc4.xml · nonDerivative · entry 2 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,111 F2 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| February 08, 2018 Filed Feb 9, 2018 23:41 UTC | Anterix Inc. PDVW · Entity 4597 | Tax withholdingCommon Stock | 298 | $31.45 | $9,372.10 |
DisclosureSEC source: 0001209191-18-008996 · doc4.xml · nonDerivative · entry 1 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,011 F1 · shares: The shares were withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units granted January 2016. Read SEC document |
| January 12, 2018 Filed Jan 16, 2018 23:17 UTC | Anterix Inc. PDVW · Entity 4597 | SaleCommon Stock | 900 | $33.45 | $30,105.00 |
DisclosureSEC source: 0001209191-18-003670 · doc4.xml · nonDerivative · entry 1 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,309 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $33.35 to $33.50. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| December 08, 2017 Filed Dec 11, 2017 23:30 UTC | Anterix Inc. PDVW · Entity 4597 | SaleCommon Stock | 900 | $31.91 | $28,718.73 |
DisclosureSEC source: 0001209191-17-065095 · doc4.xml · nonDerivative · entry 1 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,209 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $31.50 to $32.30. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| November 10, 2017 Filed Nov 13, 2017 23:50 UTC | Anterix Inc. PDVW · Entity 4597 | SaleCommon Stock | 900 | $29.54 | $26,582.58 |
DisclosureSEC source: 0001209191-17-060453 · doc4.xml · nonDerivative · entry 1 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,109 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $29.25 to $30.25. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 22:39 UTC | Anterix Inc. PDVW · Entity 4597 | SaleCommon Stock | 100 | $32.00 | $3,200.00 |
DisclosureSEC source: 0001209191-17-057033 · doc4.xml · nonDerivative · entry 2 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,009 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. Read SEC document |
| October 13, 2017 Filed Oct 16, 2017 22:39 UTC | Anterix Inc. PDVW · Entity 4597 | SaleCommon Stock | 800 | $30.43 | $24,340.00 |
DisclosureSEC source: 0001209191-17-057033 · doc4.xml · nonDerivative · entry 1 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,109 F1 · kind: The sale of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. F2 · price: This transaction was executed in multiple purchases through a purchase order executed by a broker-dealer at prices ranging from $30.25 to $30.75. The price reported in this column reflects the weighted average sale price. The Reporting Person will provide upon request to the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price. Read SEC document |
| June 08, 2017 Filed Jun 9, 2017 21:54 UTC | Anterix Inc. PDVW · Entity 4597 | SaleCommon Stock | 2,807 | $24.65 | $69,192.55 |
DisclosureSEC source: 0001209191-17-038963 · doc4.xml · nonDerivative · entry 1 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,909 F1 · kind: The shares were sold by the Reporting Person solely to satisfy tax withholding obligations in connection with the vesting and settlement of restricted stock units granted May 2014. Read SEC document |
| May 22, 2017 Filed May 25, 2017 00:53 UTC | Anterix Inc. PDVW · Entity 4597 | GrantCommon Stock | 2,885 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-035182 · doc4.xml · nonDerivative · entry 1 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,716 F1 · shares: Represents the issuance of restricted stock units (the "RSUs"). 25% of the RSUs vest and become exercisable on May 22, 2018 with the remaining shares vesting in 3 equal annual installments thereafter. Read SEC document |
| February 09, 2017 Filed Feb 13, 2017 23:43 UTC | Anterix Inc. PDVW · Entity 4597 | Tax withholdingCommon Stock | 318 | $19.80 | $6,296.40 |
DisclosureSEC source: 0001209191-17-010194 · doc4.xml · nonDerivative · entry 1 Rohmann Richard E. · CIK 0001629465 · EVP and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,831 F1 · shares: The shares were withheld at the election of the Reporting Person to satisfy tax withholding obligations in connection with the partial vesting and settlement of restricted stock units granted January 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.