TapewireFind a company

person · Reporting owner

LOCK ANDREW J

Disclosed activity across 1 company

Tapewire entity
164908
SEC CIK
0001202908

Export transaction history ↓

Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MILLERKNOLL, INC.MLHR · Entity 4677President - Herman Miller IntlJuly 18, 2018July 20, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MILLERKNOLL, INC.

Report date July 18, 2018 · Filed July 20, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Ending reported balance After 2018-07-19 transaction · row 11
11 source rows · reconciled sequence

Row 1 · 2018-07-18 · Exercise / conversion · Acquired 7,430 · Balance 22,668

Row 2 · 2018-07-18 · Sale · Disposed 7,430 · Balance 15,238

F1: Shares sold in several lots with prices ranging from $37.95 through $38.10. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Row 3 · 2018-07-18 · Sale · Disposed 15,238 · Balance 0

F2: Shares sold in several lots with prices ranging from $37.65 through $38.175. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Row 4 · 2018-07-18 · Exercise / conversion · Acquired 9,084 · Balance 9,084

Row 5 · 2018-07-18 · Sale · Disposed 9,084 · Balance 0

F1: Shares sold in several lots with prices ranging from $37.95 through $38.10. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Row 6 · 2018-07-19 · Exercise / conversion · Acquired 5,537 · Balance 5,537

Row 7 · 2018-07-19 · Sale · Disposed 5,537 · Balance 0

F3: Shares sold in several lots with prices ranging from $38.025 through $38.125. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Row 8 · 2018-07-19 · Exercise / conversion · Acquired 7,430 · Balance 7,430

Row 9 · 2018-07-19 · Sale · Disposed 7,430 · Balance 0

F3: Shares sold in several lots with prices ranging from $38.025 through $38.125. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Row 10 · 2018-07-19 · Exercise / conversion · Acquired 9,083 · Balance 9,083

Row 11 · 2018-07-19 · Sale · Disposed 9,083 · Balance 0

F3: Shares sold in several lots with prices ranging from $38.025 through $38.125. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.86 · Expires 2026-07-19Direct42,114 Reported balance After 2018-07-18 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2018-07-18 · Exercise / conversion · Disposed 7,430 · Balance 42,114

F4: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.86 · Expires 2026-07-19Direct33,030 Reported balance After 2018-07-18 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2018-07-18 · Exercise / conversion · Disposed 9,084 · Balance 33,030

F4: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.86 · Expires 2026-07-19Direct25,600 Reported balance After 2018-07-19 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2018-07-19 · Exercise / conversion · Disposed 7,430 · Balance 25,600

F4: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $31.86 · Expires 2026-07-19Direct16,517 Reported balance After 2018-07-19 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2018-07-19 · Exercise / conversion · Disposed 9,083 · Balance 16,517

F4: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $33.75 · Expires 2027-07-18Direct11,074 Reported balance After 2018-07-19 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2018-07-19 · Exercise / conversion · Disposed 5,537 · Balance 11,074

F4: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Common StockSEC Table I · non-derivativeIndirectby profit share plan4.834 Reported balance Holding disclosure · report date 2018-07-18 · row 12 Holding and transaction disclosures are not merged.
1 source row

Row 12 · Balance 4.834

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold in several lots with prices ranging from $37.95 through $38.10. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F2: Shares sold in several lots with prices ranging from $37.65 through $38.175. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F3: Shares sold in several lots with prices ranging from $38.025 through $38.125. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

F4: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Transaction history

JSON API
Reset

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 19, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 5,537 $38.06 Strike: $33.75 $210,757.60
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · derivative · entry 17

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,074

Underlying: Common Stock · 5,537 shares

Expires 2027-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,083 $38.06 Strike: $31.86 $345,730.77
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · derivative · entry 16

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,517

Underlying: Common Stock · 9,083 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,430 $38.06 Strike: $31.86 $282,811.81
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · derivative · entry 15

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,600

Underlying: Common Stock · 7,430 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 SaleCommon Stock 9,083 $38.06 $345,730.77
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · nonDerivative · entry 11

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Shares sold in several lots with prices ranging from $38.025 through $38.125. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionCommon Stock 9,083 $31.86 $289,384.38
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · nonDerivative · entry 10

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,083

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 SaleCommon Stock 7,430 $38.06 $282,811.81
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · nonDerivative · entry 9

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Shares sold in several lots with prices ranging from $38.025 through $38.125. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionCommon Stock 7,430 $31.86 $236,719.80
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · nonDerivative · entry 8

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,430

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 SaleCommon Stock 5,537 $38.06 $210,757.60
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · nonDerivative · entry 7

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F3 · price: Shares sold in several lots with prices ranging from $38.025 through $38.125. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 19, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionCommon Stock 5,537 $33.75 $186,873.75
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · nonDerivative · entry 6

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,537

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 9,084 $37.98 Strike: $31.86 $344,997.60
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · derivative · entry 14

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,030

Underlying: Common Stock · 9,084 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 7,430 $37.98 Strike: $31.86 $282,181.00
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · derivative · entry 13

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,114

Underlying: Common Stock · 7,430 shares

Expires 2026-07-19

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 SaleCommon Stock 9,084 $37.98 $344,997.60
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · nonDerivative · entry 5

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · price: Shares sold in several lots with prices ranging from $37.95 through $38.10. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionCommon Stock 9,084 $31.86 $289,416.24
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · nonDerivative · entry 4

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,084

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 SaleCommon Stock 15,238 $37.93 $577,956.01
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · nonDerivative · entry 3

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F2 · price: Shares sold in several lots with prices ranging from $37.65 through $38.175. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 SaleCommon Stock 7,430 $37.98 $282,181.00
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · nonDerivative · entry 2

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,238

F1 · price: Shares sold in several lots with prices ranging from $37.95 through $38.10. The reporting person undertakes to provide to the company, any security holder of the company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
July 18, 2018 Filed Jul 20, 2018 13:10 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionCommon Stock 7,430 $31.86 $236,719.80
Disclosure

SEC source: 0001238630-18-000105 · edgardoc.xml · nonDerivative · entry 1

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,668

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 13, 2018 Filed Jul 17, 2018 22:00 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionRestricted Stock Units · Derivative 4,355 $0.00 $0.00
Disclosure

SEC source: 0001238630-18-000075 · edgardoc.xml · derivative · entry 8

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,438

Underlying: Common Stock · 4,355 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MLHR common stock.

F4 · derivative.exercise_date: The restricted stock units have a three year cliff vest.

F4 · derivative.expiration_date: The restricted stock units have a three year cliff vest.

Read SEC document
July 13, 2018 Filed Jul 17, 2018 22:00 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Tax withholdingCommon Stock 3,389 $38.75 $131,323.75
Disclosure

SEC source: 0001238630-18-000075 · edgardoc.xml · nonDerivative · entry 6

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,238

Read SEC document
July 13, 2018 Filed Jul 17, 2018 22:00 UTC MILLERKNOLL, INC. MLHR · Entity 4677 GrantCommon Stock 7,210 $0.00 $0.00
Disclosure

SEC source: 0001238630-18-000075 · edgardoc.xml · nonDerivative · entry 5

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,627

F2 · shares: Shares issued July 13, 2018 pursuant to Performance Share Units granted on July 13, 2015 under the Company's 2011 LTIP with a three year performance period.

Read SEC document
July 13, 2018 Filed Jul 17, 2018 22:00 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Tax withholdingCommon Stock 2,805 $38.75 $108,693.75
Disclosure

SEC source: 0001238630-18-000075 · edgardoc.xml · nonDerivative · entry 4

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,417

Read SEC document
July 13, 2018 Filed Jul 17, 2018 22:00 UTC MILLERKNOLL, INC. MLHR · Entity 4677 GrantCommon Stock 5,966 $0.00 $0.00
Disclosure

SEC source: 0001238630-18-000075 · edgardoc.xml · nonDerivative · entry 3

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,222

F2 · shares: Shares issued July 13, 2018 pursuant to Performance Share Units granted on July 13, 2015 under the Company's 2011 LTIP with a three year performance period.

Read SEC document
July 13, 2018 Filed Jul 17, 2018 22:00 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Tax withholdingCommon Stock 2,177.3065 $38.75 $84,370.63
Disclosure

SEC source: 0001238630-18-000075 · edgardoc.xml · nonDerivative · entry 2

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,256

Read SEC document
July 13, 2018 Filed Jul 17, 2018 22:00 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionCommon Stock 4,355 $0.00 $0.00
Disclosure

SEC source: 0001238630-18-000075 · edgardoc.xml · nonDerivative · entry 1

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,433.3065

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Number of Derivative Securities Beneficially Owned Following Reported Transaction reflected in Table I of this form includes dividend equivalent units reinvested in the corresponding vesting RSUs, which satisfies the exemption of Rule 16b-2.

Read SEC document
February 09, 2018 Filed Feb 13, 2018 21:50 UTC MILLERKNOLL, INC. MLHR · Entity 4677 GrantRestricted Stock Units · Derivative 9,442 $0.00 $0.00
Disclosure

SEC source: 0001238630-18-000048 · edgardoc.xml · derivative · entry 1

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,793

Underlying: Common Stock · 9,442 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MLHR common stock.

F2 · derivative.exercise_date: The restricted stock units have a two year cliff vest.

F2 · derivative.expiration_date: The restricted stock units have a two year cliff vest.

Read SEC document
September 27, 2017 Filed Sep 29, 2017 18:41 UTC MILLERKNOLL, INC. MLHR · Entity 4677 SaleCommon Stock 20,587 $34.14 $702,819.59
Disclosure

SEC source: 0001238630-17-000118 · edgardoc.xml · nonDerivative · entry 2

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,801

F2 · price: Shares sold in several lots with prices ranging from $34.00 through $34.30.

Read SEC document
September 27, 2017 Filed Sep 29, 2017 18:41 UTC MILLERKNOLL, INC. MLHR · Entity 4677 SaleCommon Stock 3,690 $34.35 $126,744.49
Disclosure

SEC source: 0001238630-17-000118 · edgardoc.xml · nonDerivative · entry 1

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,388

F1 · price: Shares sold in several lots with prices ranging from $34.00 through $34.55.

Read SEC document
July 18, 2017 Filed Jul 20, 2017 18:31 UTC MILLERKNOLL, INC. MLHR · Entity 4677 GrantRestricted Stock Units · Derivative 3,145 $0.00 $0.00
Disclosure

SEC source: 0001238630-17-000091 · edgardoc.xml · derivative · entry 2

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,351

Underlying: Common Stock · 3,145 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MLHR common stock.

F3 · derivative.exercise_date: The restricted stock units have a three year cliff vest.

F3 · derivative.expiration_date: The restricted stock units have a three year cliff vest.

Read SEC document
July 18, 2017 Filed Jul 20, 2017 18:31 UTC MILLERKNOLL, INC. MLHR · Entity 4677 GrantNon-Qualified Stock Option (right to buy) · Derivative 16,611 $0.00 Strike: $33.75 $0.00
Disclosure

SEC source: 0001238630-17-000091 · edgardoc.xml · derivative · entry 1

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,611

Underlying: Common Stock · 16,611 shares

Expires 2027-07-18

F1 · derivative.exercise_date: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
July 17, 2017 Filed Jul 19, 2017 00:33 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionRestricted Stock Units · Derivative 2,000 $0.00 $0.00
Disclosure

SEC source: 0001238630-17-000068 · edgardoc.xml · derivative · entry 10

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,206

Underlying: Common Stock · 2,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MLHR common stock.

F4 · derivative.exercise_date: The restricted stock units have a three year cliff vest.

F4 · derivative.expiration_date: The restricted stock units have a three year cliff vest.

Read SEC document
July 17, 2017 Filed Jul 19, 2017 00:33 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionCommon Stock 2,000 $0.00 $0.00
Disclosure

SEC source: 0001238630-17-000068 · edgardoc.xml · nonDerivative · entry 8

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,078

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Number of Derivative Securities Beneficially Owned Following Reported Transaction reflected in Table I of this form includes dividend equivalent units reinvested in the corresponding vesting RSUs, which satisfies the exemption of Rule 16b-2.

Read SEC document
July 17, 2017 Filed Jul 19, 2017 00:33 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Tax withholdingCommon Stock 1,037.0424 $34.25 $35,518.70
Disclosure

SEC source: 0001238630-17-000068 · edgardoc.xml · nonDerivative · entry 7

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,078

Read SEC document
July 14, 2017 Filed Jul 19, 2017 00:33 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionRestricted Stock Units · Derivative 3,928 $0.00 $0.00
Disclosure

SEC source: 0001238630-17-000068 · edgardoc.xml · derivative · entry 9

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,206

Underlying: Common Stock · 3,928 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of MLHR common stock.

F4 · derivative.exercise_date: The restricted stock units have a three year cliff vest.

F4 · derivative.expiration_date: The restricted stock units have a three year cliff vest.

Read SEC document
July 14, 2017 Filed Jul 19, 2017 00:33 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Tax withholdingCommon Stock 1,046 $34.25 $35,825.50
Disclosure

SEC source: 0001238630-17-000068 · edgardoc.xml · nonDerivative · entry 6

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,115.0424

Read SEC document
July 14, 2017 Filed Jul 19, 2017 00:33 UTC MILLERKNOLL, INC. MLHR · Entity 4677 GrantCommon Stock 2,224 $0.00 $0.00
Disclosure

SEC source: 0001238630-17-000068 · edgardoc.xml · nonDerivative · entry 5

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,161.0424

F2 · shares: Shares issued July 14, 2017 pursuant to Performance Share Units granted on July 14, 2014 under the Company's 2011 LTIP with a three year performance period.

Read SEC document
July 14, 2017 Filed Jul 19, 2017 00:33 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Tax withholdingCommon Stock 2,234 $34.25 $76,514.50
Disclosure

SEC source: 0001238630-17-000068 · edgardoc.xml · nonDerivative · entry 4

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,937.0424

Read SEC document
July 14, 2017 Filed Jul 19, 2017 00:33 UTC MILLERKNOLL, INC. MLHR · Entity 4677 GrantCommon Stock 4,753 $0.00 $0.00
Disclosure

SEC source: 0001238630-17-000068 · edgardoc.xml · nonDerivative · entry 3

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,171.0424

F2 · shares: Shares issued July 14, 2017 pursuant to Performance Share Units granted on July 14, 2014 under the Company's 2011 LTIP with a three year performance period.

Read SEC document
July 14, 2017 Filed Jul 19, 2017 00:33 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Tax withholdingCommon Stock 1,963.9068 $34.25 $67,263.81
Disclosure

SEC source: 0001238630-17-000068 · edgardoc.xml · nonDerivative · entry 2

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,418.0424

Read SEC document
July 14, 2017 Filed Jul 19, 2017 00:33 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionCommon Stock 3,928 $0.00 $0.00
Disclosure

SEC source: 0001238630-17-000068 · edgardoc.xml · nonDerivative · entry 1

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,381.9492

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: The Number of Derivative Securities Beneficially Owned Following Reported Transaction reflected in Table I of this form includes dividend equivalent units reinvested in the corresponding vesting RSUs, which satisfies the exemption of Rule 16b-2.

Read SEC document
July 12, 2017 Filed Jul 14, 2017 11:54 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,244 $33.54 Strike: $18.17 $108,787.54
Disclosure

SEC source: 0001238630-17-000047 · edgardoc.xml · derivative · entry 10

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 3,244 shares

Expires 2022-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
July 12, 2017 Filed Jul 14, 2017 11:54 UTC MILLERKNOLL, INC. MLHR · Entity 4677 SaleCommon Stock 3,244 $33.54 $108,787.54
Disclosure

SEC source: 0001238630-17-000047 · edgardoc.xml · nonDerivative · entry 8

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F2 · price: Shares sold in several lots with prices ranging from $33.35 through $33.70.

Read SEC document
July 12, 2017 Filed Jul 14, 2017 11:54 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionCommon Stock 3,244 $18.17 $58,943.48
Disclosure

SEC source: 0001238630-17-000047 · edgardoc.xml · nonDerivative · entry 7

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,244

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2017 Filed Jul 14, 2017 11:54 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 2,845 $33.47 Strike: $25.75 $95,234.95
Disclosure

SEC source: 0001238630-17-000047 · edgardoc.xml · derivative · entry 12

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,845 shares

Expires 2021-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
July 11, 2017 Filed Jul 14, 2017 11:54 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 1,354 $33.47 Strike: $25.75 $45,324.47
Disclosure

SEC source: 0001238630-17-000047 · edgardoc.xml · derivative · entry 11

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,845

Underlying: Common Stock · 1,354 shares

Expires 2021-07-18

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
July 11, 2017 Filed Jul 14, 2017 11:54 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 15,048 $33.47 Strike: $18.17 $503,724.28
Disclosure

SEC source: 0001238630-17-000047 · edgardoc.xml · derivative · entry 9

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,244

Underlying: Common Stock · 15,048 shares

Expires 2022-07-17

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: This grant vests in three equal annual installments beginning on the first anniversary of the grant date.

Read SEC document
July 11, 2017 Filed Jul 14, 2017 11:54 UTC MILLERKNOLL, INC. MLHR · Entity 4677 SaleCommon Stock 15,048 $33.47 $503,724.28
Disclosure

SEC source: 0001238630-17-000047 · edgardoc.xml · nonDerivative · entry 6

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F1 · price: Shares sold in several lots with prices ranging from $33.40 through $33.65.

Read SEC document
July 11, 2017 Filed Jul 14, 2017 11:54 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionCommon Stock 15,048 $18.17 $273,422.16
Disclosure

SEC source: 0001238630-17-000047 · edgardoc.xml · nonDerivative · entry 5

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,048

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2017 Filed Jul 14, 2017 11:54 UTC MILLERKNOLL, INC. MLHR · Entity 4677 SaleCommon Stock 2,845 $33.47 $95,234.95
Disclosure

SEC source: 0001238630-17-000047 · edgardoc.xml · nonDerivative · entry 4

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F1 · price: Shares sold in several lots with prices ranging from $33.40 through $33.65.

Read SEC document
July 11, 2017 Filed Jul 14, 2017 11:54 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionCommon Stock 2,845 $25.75 $73,258.75
Disclosure

SEC source: 0001238630-17-000047 · edgardoc.xml · nonDerivative · entry 3

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,845

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 11, 2017 Filed Jul 14, 2017 11:54 UTC MILLERKNOLL, INC. MLHR · Entity 4677 SaleCommon Stock 1,354 $33.47 $45,324.47
Disclosure

SEC source: 0001238630-17-000047 · edgardoc.xml · nonDerivative · entry 2

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,000

F1 · price: Shares sold in several lots with prices ranging from $33.40 through $33.65.

Read SEC document
July 11, 2017 Filed Jul 14, 2017 11:54 UTC MILLERKNOLL, INC. MLHR · Entity 4677 Exercise / conversionCommon Stock 1,354 $25.75 $34,865.50
Disclosure

SEC source: 0001238630-17-000047 · edgardoc.xml · nonDerivative · entry 1

LOCK ANDREW J · CIK 0001202908 · President - Herman Miller Intl

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,354

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.