Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NGL Energy Partners LPNGL · Entity 8986 | Director · President, Eastern Retail | July 09, 2018 | July 20, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NGL Energy Partners LP
Report date July 09, 2018 · Filed July 20, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 129,093 |
Reported balance
After 2018-07-09 transaction · row 1
1 source rowRow 1 · 2018-07-09 · Disposition to issuer · Disposed 50,000 · Balance 129,093 F1: Late filing due to administrative error. F2: The units were forfeited upon termination of employment with Issuer when Propane Business was sold to Superior. This is not an open market sale of securities. |
| Common UnitsSEC Table I · non-derivative | IndirectBY: OSTERMAN FAMILY FOUNDATION | 122,016 |
Reported balance
Holding disclosure · report date 2018-07-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 122,016 F3: Vincent J. Osterman may be deemed to have shared voting or investment power over these securities. Mr. Osterman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose. |
| Common UnitsSEC Table I · non-derivative | IndirectBY: AO ENERGY, INC. | 110,587 |
Reported balance
Holding disclosure · report date 2018-07-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 110,587 F3: Vincent J. Osterman may be deemed to have shared voting or investment power over these securities. Mr. Osterman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose. |
| Common UnitsSEC Table I · non-derivative | IndirectBY: MILFORD PROPANE INC. | 559,784 |
Reported balance
Holding disclosure · report date 2018-07-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 559,784 F3: Vincent J. Osterman may be deemed to have shared voting or investment power over these securities. Mr. Osterman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose. F4: Mr. Osterman holds no equity interest in this entity. |
| Common UnitsSEC Table I · non-derivative | IndirectBY: OSTERMAN PROPANE INC. | 1,445,850 |
Reported balance
Holding disclosure · report date 2018-07-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,445,850 F3: Vincent J. Osterman may be deemed to have shared voting or investment power over these securities. Mr. Osterman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose. F5: These securities are held directly by Osterman Propane, Inc. Osterman Propane, Inc. disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose. |
| Common UnitsSEC Table I · non-derivative | IndirectBY: E. OSTERMAN, INC. | 394,350 |
Reported balance
Holding disclosure · report date 2018-07-09 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 394,350 F3: Vincent J. Osterman may be deemed to have shared voting or investment power over these securities. Mr. Osterman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose. |
| Common UnitsSEC Table I · non-derivative | IndirectBY: E. OSTERMAN GAS SERVICES, INC. | 301,700 |
Reported balance
Holding disclosure · report date 2018-07-09 · row 7
Holding and transaction disclosures are not merged.
1 source rowRow 7 · Balance 301,700 F3: Vincent J. Osterman may be deemed to have shared voting or investment power over these securities. Mr. Osterman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose. F4: Mr. Osterman holds no equity interest in this entity. |
| Common UnitsSEC Table I · non-derivative | IndirectBY: E. OSTERMAN PROPANE INC. | 669,300 |
Reported balance
Holding disclosure · report date 2018-07-09 · row 8
Holding and transaction disclosures are not merged.
1 source rowRow 8 · Balance 669,300 F3: Vincent J. Osterman may be deemed to have shared voting or investment power over these securities. Mr. Osterman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose. |
| Common UnitsSEC Table I · non-derivative | IndirectBY: PROPANE GAS, INC. THROUGH PROPANE GAS, LLC | 36,450 |
Reported balance
Holding disclosure · report date 2018-07-09 · row 9
Holding and transaction disclosures are not merged.
1 source rowRow 9 · Balance 36,450 F3: Vincent J. Osterman may be deemed to have shared voting or investment power over these securities. Mr. Osterman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose. |
| Common UnitsSEC Table I · non-derivative | IndirectBY: SAVEWAY PROPANE GAS SERVICES, INC. | 214,600 |
Reported balance
Holding disclosure · report date 2018-07-09 · row 10
Holding and transaction disclosures are not merged.
1 source rowRow 10 · Balance 214,600 F3: Vincent J. Osterman may be deemed to have shared voting or investment power over these securities. Mr. Osterman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Late filing due to administrative error.
F2: The units were forfeited upon termination of employment with Issuer when Propane Business was sold to Superior. This is not an open market sale of securities.
F3: Vincent J. Osterman may be deemed to have shared voting or investment power over these securities. Mr. Osterman disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose.
F4: Mr. Osterman holds no equity interest in this entity.
F5: These securities are held directly by Osterman Propane, Inc. Osterman Propane, Inc. disclaims beneficial ownership of these securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 or any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 09, 2018 Filed Jul 20, 2018 21:52 UTC | NGL Energy Partners LP NGL · Entity 8986 | Disposition to issuerCommon Units | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-046323 · a4.xml · nonDerivative · entry 1 Osterman Vincent J · CIK 0001532186 · Director · President, Eastern Retail 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 129,093 F1 · date: Late filing due to administrative error. F2 · kind: The units were forfeited upon termination of employment with Issuer when Propane Business was sold to Superior. This is not an open market sale of securities. Read SEC document |
| February 13, 2018 Filed Mar 2, 2018 23:31 UTC | NGL Energy Partners LP NGL · Entity 8986 | Tax withholdingCommon Units | 4,590 | $13.18 | $60,484.73 |
DisclosureSEC source: 0001104659-18-014544 · a4.xml · nonDerivative · entry 1 Osterman Vincent J · CIK 0001532186 · Director · President, Eastern Retail OP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 179,093 F1 · date: Late filing due to administrative error of a third-party vendor. F2 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 22:46 UTC | NGL Energy Partners LP NGL · Entity 8986 | GrantCommon Units | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-002106 · a4.xml · nonDerivative · entry 1 Osterman Vincent J · CIK 0001532186 · Director · President, Eastern Retail OP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,683 Read SEC document |
| July 10, 2017 Filed Jul 12, 2017 22:47 UTC | NGL Energy Partners LP NGL · Entity 8986 | Tax withholdingCommon Units | 8,460 | $13.58 | $114,844.50 |
DisclosureSEC source: 0001104659-17-044689 · a4.xml · nonDerivative · entry 1 Osterman Vincent J · CIK 0001532186 · Director · President, Eastern Retail OP 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,683 F1 · kind: The units were withheld by the Issuer to satisfy the tax withholding upon vesting of restricted units. This is not an open market sale of securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.