organization · Reporting owner
Galen Partners V, L.L.C.
Disclosed activity across 2 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Quotient LtdQTNT · Entity 116378 | 10% owner | July 23, 2018 | July 25, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Quotient Ltd
Report date July 23, 2018 · Filed July 25, 2018
Jointly reported with Galen Partners V LP, Galen Partners International V LP, Galen Management, LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Ordinary SharesSEC Table I · non-derivative | IndirectSee footnote | 7,329,074 |
Reported balance
After 2018-07-23 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2018-07-23 · Other · Acquired 419,728 · Balance 7,329,074 F1: The ordinary shares were acquired upon the exercise of warrants to purchase ordinary shares. Galen Partners V LP ("Galen V") acquired 386,695 ordinary shares and Galen Partners International V LP ("Galen International V") acquired 33,033 ordinary shares. F2: Includes 6,613,590 ordinary shares held of record by Galen V, 564,780 ordinary shares held of record by Galen International V and 150,704 ordinary shares held of record by Galen Management, LLC. Galen Parnters V, L.L.C. serves as the sole General Partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. |
| Warrant (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $5.80 · Expires 2018-07-31 | IndirectSee footnote | 0 |
Reported balance
After 2018-07-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2018-07-23 · Other · Disposed 419,728 · Balance 0 F4: Each warrant represented a right to purchase ordinary shares at an exercise price of $5.80 per share. F3: The warrants are immediately exercisable. F5: Prior to the exercise Galen V held 386,695 warrants to purchase ordinary shares and Galen International V held 33,033 warrants to purchase ordinary shares. Each of Galen V and Galen International V exercised their warrants in full. |
Filing footnotes · ownership attribution and instrument terms
F1: The ordinary shares were acquired upon the exercise of warrants to purchase ordinary shares. Galen Partners V LP ("Galen V") acquired 386,695 ordinary shares and Galen Partners International V LP ("Galen International V") acquired 33,033 ordinary shares.
F2: Includes 6,613,590 ordinary shares held of record by Galen V, 564,780 ordinary shares held of record by Galen International V and 150,704 ordinary shares held of record by Galen Management, LLC. Galen Parnters V, L.L.C. serves as the sole General Partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F3: The warrants are immediately exercisable.
F4: Each warrant represented a right to purchase ordinary shares at an exercise price of $5.80 per share.
F5: Prior to the exercise Galen V held 386,695 warrants to purchase ordinary shares and Galen International V held 33,033 warrants to purchase ordinary shares. Each of Galen V and Galen International V exercised their warrants in full.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
TACTILE SYSTEMS TECHNOLOGY INC
Report date September 15, 2017 · Filed September 19, 2017
Jointly reported with Galen Partners V LP, Galen Partners International V LP, Galen Management, LLC
Section 16 reporting ended · disclosed 2017-09-19. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectSee footnote | 907,736 |
Reported balance
After 2017-09-15 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2017-09-15 · Sale · Disposed 2,794,500 · Balance 907,736 F1: The securities were sold to the underwriters by the Reporting Persons in connection with a secondary offering of the Issuer's common stock as follows: 2,541,397 shares by Galen Partners V, L.P. ("Galen V"), 217,018 shares by Galen Partners International V, L.P. ("Galen International V") and 36,085 shares by Galen Management, LLC ("Galen Management"). F2: Represents the price per share at which the Reporting Persons sold the shares to the underwriters in connection with the secondary offering. F3: Galen Partners V, L.L.C. serves as the sole general partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. F4: Includes 825,520 shares held of record by Galen LP, 70,493 shares held of record by Galen International V and 11,723 shares held of record by Galen Management. |
Filing footnotes · ownership attribution and instrument terms
F1: The securities were sold to the underwriters by the Reporting Persons in connection with a secondary offering of the Issuer's common stock as follows: 2,541,397 shares by Galen Partners V, L.P. ("Galen V"), 217,018 shares by Galen Partners International V, L.P. ("Galen International V") and 36,085 shares by Galen Management, LLC ("Galen Management").
F2: Represents the price per share at which the Reporting Persons sold the shares to the underwriters in connection with the secondary offering.
F3: Galen Partners V, L.L.C. serves as the sole general partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein.
F4: Includes 825,520 shares held of record by Galen LP, 70,493 shares held of record by Galen International V and 11,723 shares held of record by Galen Management.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 23, 2018 Filed Jul 25, 2018 16:53 UTC | Quotient Ltd QTNT · Entity 116378 | OtherWarrant (Right to Buy) · Derivative | 419,728 | Not disclosed Strike: $5.80 | Not disclosed |
DisclosureSEC source: 0001209191-18-043908 · doc4.xml · derivative · entry 2 Galen Partners V LP · CIK 0001409103 · Director · 10% owner Galen Partners International V LP · CIK 0001409104 · 10% owner Galen Management, LLC · CIK 0001421162 · 10% owner Galen Partners V, L.L.C. · CIK 0001605684 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 Underlying: Ordinary Shares · 419,728 shares Expires 2018-07-31 F4 · price: Each warrant represented a right to purchase ordinary shares at an exercise price of $5.80 per share. F3 · derivative.exercise_date: The warrants are immediately exercisable. F5 · ownership.nature: Prior to the exercise Galen V held 386,695 warrants to purchase ordinary shares and Galen International V held 33,033 warrants to purchase ordinary shares. Each of Galen V and Galen International V exercised their warrants in full. Read SEC document |
| July 23, 2018 Filed Jul 25, 2018 16:53 UTC | Quotient Ltd QTNT · Entity 116378 | OtherOrdinary Shares | 419,728 | $5.80 | $2,434,422.40 |
DisclosureSEC source: 0001209191-18-043908 · doc4.xml · nonDerivative · entry 1 Galen Partners V LP · CIK 0001409103 · Director · 10% owner Galen Partners International V LP · CIK 0001409104 · 10% owner Galen Management, LLC · CIK 0001421162 · 10% owner Galen Partners V, L.L.C. · CIK 0001605684 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 7,329,074 F1 · shares: The ordinary shares were acquired upon the exercise of warrants to purchase ordinary shares. Galen Partners V LP ("Galen V") acquired 386,695 ordinary shares and Galen Partners International V LP ("Galen International V") acquired 33,033 ordinary shares. F2 · ownership.nature: Includes 6,613,590 ordinary shares held of record by Galen V, 564,780 ordinary shares held of record by Galen International V and 150,704 ordinary shares held of record by Galen Management, LLC. Galen Parnters V, L.L.C. serves as the sole General Partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 18:03 UTC | Quotient Ltd QTNT · Entity 116378 | GrantWarrants to purchase Ordinary Shares · Derivative | 419,728 | $0.13 Strike: $5.80 | $52,466.00 |
DisclosureSEC source: 0001209191-17-058362 · doc4.xml · derivative · entry 2 Galen Partners V LP · CIK 0001409103 · Director · 10% owner Galen Partners International V LP · CIK 0001409104 · Director · 10% owner Galen Management, LLC · CIK 0001421162 · Director · 10% owner Galen Partners V, L.L.C. · CIK 0001605684 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 419,728 Underlying: Ordinary Shares · 419,728 shares Expires 2018-07-31 F3 · shares: Galen V LP acquired a warrant to purchase 386,695 ordinary shares and Galen International V acquired a warrant to purchase 33,033 ordinary shares. F4 · derivative.exercise_date: The warrants are immediately exercisable. F5 · ownership.nature: Includes a warrant to purchase 386,695 ordinary shares held of record by Galen V and a warrant to purchase 33,033 ordinary shares held of record by Galen International V. Read SEC document |
| October 26, 2017 Filed Oct 30, 2017 18:03 UTC | Quotient Ltd QTNT · Entity 116378 | GrantOrdinary Shares | 419,728 | $4.64 | $1,947,537.92 |
DisclosureSEC source: 0001209191-17-058362 · doc4.xml · nonDerivative · entry 1 Galen Partners V LP · CIK 0001409103 · Director · 10% owner Galen Partners International V LP · CIK 0001409104 · Director · 10% owner Galen Management, LLC · CIK 0001421162 · Director · 10% owner Galen Partners V, L.L.C. · CIK 0001605684 · Director · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 6,909,346 F1 · shares: Galen Partners V LP ("Galen V") acquired 386,695 ordinary shares and Galen Partners International V LP ("Galen International V") acquired 33,033 ordinary shares. F2 · ownership.nature: Includes 6,226,895 ordinary shares held of record by Galen V, 531,747 ordinary shares held of record by Galen International V and 150,704 ordinary shares held of record by Galen Management, LLC. Galen Parnters V, L.L.C. serves as the sole General Partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Persons disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. Read SEC document |
| September 15, 2017 Filed Sep 19, 2017 21:01 UTC | TACTILE SYSTEMS TECHNOLOGY INC TCMD · Entity 5451 | SaleCommon Stock | 2,794,500 | $31.02 | $86,685,390.00 |
DisclosureSEC source: 0001209191-17-053313 · doc4.xml · nonDerivative · entry 1 Galen Partners V LP · CIK 0001409103 · 10% owner Galen Partners International V LP · CIK 0001409104 · 10% owner Galen Management, LLC · CIK 0001421162 · 10% owner Galen Partners V, L.L.C. · CIK 0001605684 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 907,736 F1 · shares: The securities were sold to the underwriters by the Reporting Persons in connection with a secondary offering of the Issuer's common stock as follows: 2,541,397 shares by Galen Partners V, L.P. ("Galen V"), 217,018 shares by Galen Partners International V, L.P. ("Galen International V") and 36,085 shares by Galen Management, LLC ("Galen Management"). F2 · price: Represents the price per share at which the Reporting Persons sold the shares to the underwriters in connection with the secondary offering. F3 · ownership.nature: Galen Partners V, L.L.C. serves as the sole general partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. F4 · ownership.nature: Includes 825,520 shares held of record by Galen LP, 70,493 shares held of record by Galen International V and 11,723 shares held of record by Galen Management. Read SEC document |
| June 28, 2017 Filed Jun 29, 2017 20:53 UTC | TACTILE SYSTEMS TECHNOLOGY INC TCMD · Entity 5451 | SaleCommon Stock | 200,000 | $28.85 | $5,770,000.00 |
DisclosureSEC source: 0001209191-17-042333 · doc4.xml · nonDerivative · entry 1 Galen Partners V LP · CIK 0001409103 · 10% owner Galen Partners International V LP · CIK 0001409104 · 10% owner Galen Management, LLC · CIK 0001421162 · 10% owner Galen Partners V, L.L.C. · CIK 0001605684 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,702,233 F1 · shares: The shares were sold as follows: 181,886 shares by Galen Partners V, L.P. ("Galen V"), 15,532 shares by Galen Partners International V, L.P. ("Galen International V") and 2,582 shares by Galen Management, LLC ("Galen Management"). F2 · ownership.nature: Galen Partners V, L.L.C. serves as the sole general partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. F3 · ownership.nature: Includes 3,366,917 shares held of record by Galen V, 287,509 shares held of record by Galen International V and 47,807 shares held of record by Galen Management. Read SEC document |
| June 21, 2017 Filed Jun 22, 2017 21:10 UTC | TACTILE SYSTEMS TECHNOLOGY INC TCMD · Entity 5451 | SaleCommon Stock | 83,000 | $26.45 | $2,195,350.00 |
DisclosureSEC source: 0001209191-17-041443 · doc4.xml · nonDerivative · entry 1 Galen Partners V LP · CIK 0001409103 · 10% owner Galen Partners International V LP · CIK 0001409104 · 10% owner Galen Management, LLC · CIK 0001421162 · 10% owner Galen Partners V, L.L.C. · CIK 0001605684 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,902,233 F1 · shares: The shares were sold as follows: 75,482 shares by Galen Partners V, L.P. ("Galen V"), 6,446 shares by Galen Partners International V, L.P. ("Galen International V") and 1,072 shares by Galen Management, LLC ("Galen Management"). F2 · ownership.nature: Galen Partners V, L.L.C. serves as the sole general partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. F3 · ownership.nature: Includes 3,548,803 shares held of record by Galen V, 303,041 shares held of record by Galen International V and 50,389 shares held of record by Galen Management. Read SEC document |
| June 13, 2017 Filed Jun 14, 2017 20:31 UTC | TACTILE SYSTEMS TECHNOLOGY INC TCMD · Entity 5451 | SaleCommon Stock | 295,455 | $25.00 | $7,386,375.00 |
DisclosureSEC source: 0001209191-17-039838 · doc4.xml · nonDerivative · entry 1 Galen Partners V LP · CIK 0001409103 · 10% owner Galen Partners International V LP · CIK 0001409104 · 10% owner Galen Management, LLC · CIK 0001421162 · 10% owner Galen Partners V, L.L.C. · CIK 0001605684 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3,985,233 F1 · shares: The shares were sold as follows: 268,695 shares by Galen Partners V, L.P. ("Galen V"), 22,945 shares by Galen Partners International V, L.P. ("Galen International V") and 3,815 shares by Galen Management, LLC ("Galen Management"). F2 · price: The shares were sold at prices ranging from $25.00 to $25.48. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price. F3 · ownership.nature: Galen Partners V, L.L.C. serves as the sole general partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. F4 · ownership.nature: Includes 3,624,285 shares held of record by Galen V, 309,487 shares held of record by Galen International V and 51,461 shares held of record by Galen Management. Read SEC document |
| June 01, 2017 Filed Jun 2, 2017 20:09 UTC | TACTILE SYSTEMS TECHNOLOGY INC TCMD · Entity 5451 | SaleCommon Stock | 200,000 | $25.00 | $5,000,000.00 |
DisclosureSEC source: 0001209191-17-037171 · doc4.xml · nonDerivative · entry 1 Galen Partners V LP · CIK 0001409103 · 10% owner Galen Partners International V LP · CIK 0001409104 · 10% owner Galen Management, LLC · CIK 0001421162 · 10% owner Galen Partners V, L.L.C. · CIK 0001605684 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,280,688 F1 · shares: The shares were sold as follows: 181,886 shares by Galen Partners V, L.P. ("Galen V"), 15,532 shares by Galen Partners International V, L.P. ("Galen International V") and 2,582 shares by Galen Management, LLC ("Galen Management"). F2 · ownership.nature: Galen Partners V, L.L.C. serves as the sole general partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. F3 · ownership.nature: Includes 3,892,980 shares held of record by Galen V, 332,432 shares held of record by Galen International V and 55,276 shares held of record by Galen Management. Read SEC document |
| May 11, 2017 Filed May 15, 2017 21:00 UTC | TACTILE SYSTEMS TECHNOLOGY INC TCMD · Entity 5451 | SaleCommon Stock | 325,000 | $21.25 | $6,906,250.00 |
DisclosureSEC source: 0001209191-17-032368 · doc4.xml · nonDerivative · entry 1 Galen Partners V LP · CIK 0001409103 · 10% owner Galen Partners International V LP · CIK 0001409104 · 10% owner Galen Management, LLC · CIK 0001421162 · 10% owner Galen Partners V, L.L.C. · CIK 0001605684 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,480,688 F1 · shares: The shares were sold as follows: 295,564 shares by Galen Partners V, L.P. ("Galen V"), 25,236 shares by Galen Partners International V, L.P. ("Galen International V") and 4,197 shares by Galen Management, LLC ("Galen Management"). F2 · ownership.nature: Galen Partners V, L.L.C. serves as the sole general partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. F3 · ownership.nature: Includes 4,074,866 shares held of record by Galen V, 347,964 shares held of record by Galen International V and 57,858 shares held of record by Galen Management. Read SEC document |
| May 11, 2017 Filed May 16, 2017 14:04 UTC Amendment | TACTILE SYSTEMS TECHNOLOGY INC TCMD · Entity 5451 | SaleCommon Stock | 325,000 | $21.25 | $6,906,250.00 |
DisclosureSEC source: 0001209191-17-032529 · doc4a.xml · nonDerivative · entry 1 Galen Partners V LP · CIK 0001409103 · 10% owner Galen Partners International V LP · CIK 0001409104 · 10% owner Galen Management, LLC · CIK 0001421162 · 10% owner Galen Partners V, L.L.C. · CIK 0001605684 · 10% owner Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 4,480,688 F1 · shares: The shares were sold as follows: 295,564 shares by Galen Partners V, L.P. ("Galen V"), 25,236 shares by Galen Partners International V, L.P. ("Galen International V") and 4,197 shares by Galen Management, LLC ("Galen Management"). F2 · ownership.nature: Galen Partners V, L.L.C. serves as the sole general partner of Galen V and Galen International V and has sole voting and investment control over the shares held by such funds and may be deemed to beneficially own the shares held by such funds. Each of the Reporting Person disclaims beneficial ownership of the shares reported herein, except to the extent of its respective pecuniary interest therein. F3 · ownership.nature: Includes 4,074,866 shares held of record by Galen V, 347,964 shares held of record by Galen International V and 57,858 shares held of record by Galen Management. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.