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Future Fund Investment Co No.5 Pty Ltd

Disclosed activity across 1 company

Tapewire entity
164655
SEC CIK
0001748685

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Bloom Energy CorpBE · Entity 265910% ownerJuly 27, 2018July 31, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Bloom Energy Corp

Report date July 27, 2018 · Filed July 31, 2018

Jointly reported with Future Fund Board of Guardians

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
8% Convertible Preferred NotesSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2018-07-27 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-07-27 · Conversion · Disposed 1,022,566 · Balance 0

F1: Upon the completion of the Issuer's initial public offering ("IPO"), the outstanding 8% Convertible Preferred Notes mandatorily converted into shares of Series G Convertible Preferred Stock and then converted automatically into shares of Class B Common Stock in connection with the Issuer's IPO on a 1:1 basis.

F2: The number of shares reflect both the principle and the interest accrued through July 24, 2018.

F3: The securities are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Investment Company No.5 Pty Ltd. By virtue of Future Fund Board of Guardians being the parent of Future Fund Investment Company No.5 Pty Ltd, Future Fund Board of Guardians may be deemed to share beneficial ownership of the securities beneficially held by Future Fund Investment Company No.5 Pty Ltd. Each Reporting Person disclaims beneficial ownership with respect to securities directly beneficially owned by the other Reporting Person, except to the extent of its pecuniary interest therein, if any.

Series G Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote3,881,988 Reported balance After 2018-07-27 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2018-07-27 · Conversion · Disposed 1,022,566 · Balance 3,881,988

F1: Upon the completion of the Issuer's initial public offering ("IPO"), the outstanding 8% Convertible Preferred Notes mandatorily converted into shares of Series G Convertible Preferred Stock and then converted automatically into shares of Class B Common Stock in connection with the Issuer's IPO on a 1:1 basis.

F2: The number of shares reflect both the principle and the interest accrued through July 24, 2018.

F3: The securities are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Investment Company No.5 Pty Ltd. By virtue of Future Fund Board of Guardians being the parent of Future Fund Investment Company No.5 Pty Ltd, Future Fund Board of Guardians may be deemed to share beneficial ownership of the securities beneficially held by Future Fund Investment Company No.5 Pty Ltd. Each Reporting Person disclaims beneficial ownership with respect to securities directly beneficially owned by the other Reporting Person, except to the extent of its pecuniary interest therein, if any.

Series G Convertible Preferred StockSEC Table II · derivative / convertible securityIndirectSee Footnote0 Reported balance After 2018-07-27 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2018-07-27 · Conversion · Disposed 3,881,988 · Balance 0

F4: In connection with the IPO, the shares of Series G Convertible Preferred converted automatically into shares of Class B Common Stock on a 1:1 basis.

F5: The securities are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Board of Guardians.

Class B Common StockSEC Table II · derivative / convertible securityIndirectSee Footnote4,904,554 Reported balance After 2018-07-27 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2018-07-27 · Conversion · Acquired 4,904,554 · Balance 4,904,554

F6: Each outstanding share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in the Issuer's restated certificate of incorporation.

F7: 3,881,988 of these shares are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Board of Guardians. 1,022,566 of these shares are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Investment Company No.5 Pty Ltd. By virtue of Future Fund Board of Guardians being the parent of Future Fund Investment Company No.5 Pty Ltd, Future Fund Board of Guardians may be deemed to share beneficial ownership of the securities beneficially held by Future Fund Investment Company No.5 Pty Ltd. Each Reporting Person disclaims beneficial ownership with respect to securities directly beneficially owned by the other Reporting Person, except to the extent of its pecuniary interest therein, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Upon the completion of the Issuer's initial public offering ("IPO"), the outstanding 8% Convertible Preferred Notes mandatorily converted into shares of Series G Convertible Preferred Stock and then converted automatically into shares of Class B Common Stock in connection with the Issuer's IPO on a 1:1 basis.

F2: The number of shares reflect both the principle and the interest accrued through July 24, 2018.

F3: The securities are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Investment Company No.5 Pty Ltd. By virtue of Future Fund Board of Guardians being the parent of Future Fund Investment Company No.5 Pty Ltd, Future Fund Board of Guardians may be deemed to share beneficial ownership of the securities beneficially held by Future Fund Investment Company No.5 Pty Ltd. Each Reporting Person disclaims beneficial ownership with respect to securities directly beneficially owned by the other Reporting Person, except to the extent of its pecuniary interest therein, if any.

F4: In connection with the IPO, the shares of Series G Convertible Preferred converted automatically into shares of Class B Common Stock on a 1:1 basis.

F5: The securities are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Board of Guardians.

F6: Each outstanding share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in the Issuer's restated certificate of incorporation.

F7: 3,881,988 of these shares are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Board of Guardians. 1,022,566 of these shares are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Investment Company No.5 Pty Ltd. By virtue of Future Fund Board of Guardians being the parent of Future Fund Investment Company No.5 Pty Ltd, Future Fund Board of Guardians may be deemed to share beneficial ownership of the securities beneficially held by Future Fund Investment Company No.5 Pty Ltd. Each Reporting Person disclaims beneficial ownership with respect to securities directly beneficially owned by the other Reporting Person, except to the extent of its pecuniary interest therein, if any.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
July 27, 2018 Filed Jul 31, 2018 19:13 UTC Bloom Energy Corp BE · Entity 2659 ConversionClass B Common Stock · Derivative 4,904,554 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-048493 · a4.xml · derivative · entry 4

Future Fund Board of Guardians · CIK 0001505790 · 10% owner

Future Fund Investment Co No.5 Pty Ltd · CIK 0001748685 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 4,904,554

Underlying: Class A Common Stock · 4,904,554 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_price: Each outstanding share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in the Issuer's restated certificate of incorporation.

F6 · price: Each outstanding share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in the Issuer's restated certificate of incorporation.

F6 · derivative.exercise_date: Each outstanding share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in the Issuer's restated certificate of incorporation.

F6 · derivative.expiration_date: Each outstanding share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon any transfer, whether or not for value, which occurs after the closing of the IPO, except for certain permitted transfers described in the Issuer's restated certificate of incorporation.

F7 · ownership.nature: 3,881,988 of these shares are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Board of Guardians. 1,022,566 of these shares are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Investment Company No.5 Pty Ltd. By virtue of Future Fund Board of Guardians being the parent of Future Fund Investment Company No.5 Pty Ltd, Future Fund Board of Guardians may be deemed to share beneficial ownership of the securities beneficially held by Future Fund Investment Company No.5 Pty Ltd. Each Reporting Person disclaims beneficial ownership with respect to securities directly beneficially owned by the other Reporting Person, except to the extent of its pecuniary interest therein, if any.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 19:13 UTC Bloom Energy Corp BE · Entity 2659 ConversionSeries G Convertible Preferred Stock · Derivative 3,881,988 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-048493 · a4.xml · derivative · entry 3

Future Fund Board of Guardians · CIK 0001505790 · 10% owner

Future Fund Investment Co No.5 Pty Ltd · CIK 0001748685 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class B Common Stock · 3,881,988 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_price: In connection with the IPO, the shares of Series G Convertible Preferred converted automatically into shares of Class B Common Stock on a 1:1 basis.

F4 · price: In connection with the IPO, the shares of Series G Convertible Preferred converted automatically into shares of Class B Common Stock on a 1:1 basis.

F4 · derivative.exercise_date: In connection with the IPO, the shares of Series G Convertible Preferred converted automatically into shares of Class B Common Stock on a 1:1 basis.

F4 · derivative.expiration_date: In connection with the IPO, the shares of Series G Convertible Preferred converted automatically into shares of Class B Common Stock on a 1:1 basis.

F5 · ownership.nature: The securities are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Board of Guardians.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 19:13 UTC Bloom Energy Corp BE · Entity 2659 ConversionSeries G Convertible Preferred Stock · Derivative 1,022,566 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-048493 · a4.xml · derivative · entry 2

Future Fund Board of Guardians · CIK 0001505790 · 10% owner

Future Fund Investment Co No.5 Pty Ltd · CIK 0001748685 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 3,881,988

Underlying: Class B Common Stock · 1,022,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the completion of the Issuer's initial public offering ("IPO"), the outstanding 8% Convertible Preferred Notes mandatorily converted into shares of Series G Convertible Preferred Stock and then converted automatically into shares of Class B Common Stock in connection with the Issuer's IPO on a 1:1 basis.

F2 · shares: The number of shares reflect both the principle and the interest accrued through July 24, 2018.

F1 · price: Upon the completion of the Issuer's initial public offering ("IPO"), the outstanding 8% Convertible Preferred Notes mandatorily converted into shares of Series G Convertible Preferred Stock and then converted automatically into shares of Class B Common Stock in connection with the Issuer's IPO on a 1:1 basis.

F1 · derivative.exercise_date: Upon the completion of the Issuer's initial public offering ("IPO"), the outstanding 8% Convertible Preferred Notes mandatorily converted into shares of Series G Convertible Preferred Stock and then converted automatically into shares of Class B Common Stock in connection with the Issuer's IPO on a 1:1 basis.

F1 · derivative.expiration_date: Upon the completion of the Issuer's initial public offering ("IPO"), the outstanding 8% Convertible Preferred Notes mandatorily converted into shares of Series G Convertible Preferred Stock and then converted automatically into shares of Class B Common Stock in connection with the Issuer's IPO on a 1:1 basis.

F3 · ownership.nature: The securities are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Investment Company No.5 Pty Ltd. By virtue of Future Fund Board of Guardians being the parent of Future Fund Investment Company No.5 Pty Ltd, Future Fund Board of Guardians may be deemed to share beneficial ownership of the securities beneficially held by Future Fund Investment Company No.5 Pty Ltd. Each Reporting Person disclaims beneficial ownership with respect to securities directly beneficially owned by the other Reporting Person, except to the extent of its pecuniary interest therein, if any.

Read SEC document
July 27, 2018 Filed Jul 31, 2018 19:13 UTC Bloom Energy Corp BE · Entity 2659 Conversion8% Convertible Preferred Notes · Derivative 1,022,566 Not disclosed Not disclosed
Disclosure

SEC source: 0001104659-18-048493 · a4.xml · derivative · entry 1

Future Fund Board of Guardians · CIK 0001505790 · 10% owner

Future Fund Investment Co No.5 Pty Ltd · CIK 0001748685 · 10% owner

Joint disclosure: these amounts are not allocated separately to each reporting owner.

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Series G Convertible Preferred Stock · 1,022,566 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Upon the completion of the Issuer's initial public offering ("IPO"), the outstanding 8% Convertible Preferred Notes mandatorily converted into shares of Series G Convertible Preferred Stock and then converted automatically into shares of Class B Common Stock in connection with the Issuer's IPO on a 1:1 basis.

F2 · shares: The number of shares reflect both the principle and the interest accrued through July 24, 2018.

F1 · price: Upon the completion of the Issuer's initial public offering ("IPO"), the outstanding 8% Convertible Preferred Notes mandatorily converted into shares of Series G Convertible Preferred Stock and then converted automatically into shares of Class B Common Stock in connection with the Issuer's IPO on a 1:1 basis.

F1 · derivative.exercise_date: Upon the completion of the Issuer's initial public offering ("IPO"), the outstanding 8% Convertible Preferred Notes mandatorily converted into shares of Series G Convertible Preferred Stock and then converted automatically into shares of Class B Common Stock in connection with the Issuer's IPO on a 1:1 basis.

F1 · derivative.expiration_date: Upon the completion of the Issuer's initial public offering ("IPO"), the outstanding 8% Convertible Preferred Notes mandatorily converted into shares of Series G Convertible Preferred Stock and then converted automatically into shares of Class B Common Stock in connection with the Issuer's IPO on a 1:1 basis.

F3 · ownership.nature: The securities are held of record by The Northern Trust Company in its capacity as custodian for Future Fund Investment Company No.5 Pty Ltd. By virtue of Future Fund Board of Guardians being the parent of Future Fund Investment Company No.5 Pty Ltd, Future Fund Board of Guardians may be deemed to share beneficial ownership of the securities beneficially held by Future Fund Investment Company No.5 Pty Ltd. Each Reporting Person disclaims beneficial ownership with respect to securities directly beneficially owned by the other Reporting Person, except to the extent of its pecuniary interest therein, if any.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.