Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MATTEL INC /DE/MAT · Entity 1046 | SVP & Corporate Controller | August 01, 2018 | August 03, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MATTEL INC /DE/
Report date August 01, 2018 · Filed August 03, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,254 |
Ending reported balance
After 2018-08-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-01 · Exercise / conversion · Acquired 1,008 · Balance 4,603 F1: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 3,056 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2018, the second 33% of these RSUs vested, resulting in the issuance of 1,008 shares of Mattel, Inc. Common Stock. Row 2 · 2018-08-01 · Tax withholding · Disposed 349 · Balance 4,254 F2: Pursuant to the terms of the August 1, 2016 RSU grant, 349 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 1,040 |
Reported balance
After 2018-08-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-08-01 · Exercise / conversion · Disposed 1,008 · Balance 1,040 F1: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 3,056 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2018, the second 33% of these RSUs vested, resulting in the issuance of 1,008 shares of Mattel, Inc. Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 3,056 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2018, the second 33% of these RSUs vested, resulting in the issuance of 1,008 shares of Mattel, Inc. Common Stock.
F2: Pursuant to the terms of the August 1, 2016 RSU grant, 349 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 01, 2018 Filed Aug 3, 2018 19:06 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 1,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-18-000059 · wf-form4_153332316170316.xml · derivative · entry 3 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,040 Underlying: Common Stock · 1,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 3,056 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2018, the second 33% of these RSUs vested, resulting in the issuance of 1,008 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 3,056 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2018, the second 33% of these RSUs vested, resulting in the issuance of 1,008 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 3,056 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2018, the second 33% of these RSUs vested, resulting in the issuance of 1,008 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 19:06 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 349 | $15.78 | $5,507.22 |
DisclosureSEC source: 0001523711-18-000059 · wf-form4_153332316170316.xml · nonDerivative · entry 2 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,254 F2 · shares: Pursuant to the terms of the August 1, 2016 RSU grant, 349 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 01, 2018 Filed Aug 3, 2018 19:06 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 1,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-18-000059 · wf-form4_153332316170316.xml · nonDerivative · entry 1 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,603 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 3,056 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2018, the second 33% of these RSUs vested, resulting in the issuance of 1,008 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 19:06 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 1,282 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-18-000047 · wf-form4_153323677852028.xml · derivative · entry 3 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,282 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the reporting person received a grant of 3,770 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2018, the final 34% of these RSUs vested, resulting in the issuance of 1,282 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the reporting person received a grant of 3,770 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2018, the final 34% of these RSUs vested, resulting in the issuance of 1,282 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the reporting person received a grant of 3,770 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2018, the final 34% of these RSUs vested, resulting in the issuance of 1,282 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 19:06 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 444 | $15.87 | $7,046.28 |
DisclosureSEC source: 0001523711-18-000047 · wf-form4_153323677852028.xml · nonDerivative · entry 2 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,595 F2 · shares: Pursuant to the terms of the July 31, 2015 RSU grant, 444 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 19:06 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 1,282 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-18-000047 · wf-form4_153323677852028.xml · nonDerivative · entry 1 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,039 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the reporting person received a grant of 3,770 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the reporting person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2018, the final 34% of these RSUs vested, resulting in the issuance of 1,282 shares of Mattel, Inc. Common Stock. Read SEC document |
| May 04, 2018 Filed May 7, 2018 20:02 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 306 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-18-000018 · wf-form4_152572334513325.xml · derivative · entry 3 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 306 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated May 4, 2015 and filed on May 6, 2015, the Reporting Person received a grant of 898 Restricted Stock Units ("RSUs" or "Units") on May 4, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 4, 2018, the remaining 34% of these RSUs vested, resulting in the issuance of 306 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated May 4, 2015 and filed on May 6, 2015, the Reporting Person received a grant of 898 Restricted Stock Units ("RSUs" or "Units") on May 4, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 4, 2018, the remaining 34% of these RSUs vested, resulting in the issuance of 306 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated May 4, 2015 and filed on May 6, 2015, the Reporting Person received a grant of 898 Restricted Stock Units ("RSUs" or "Units") on May 4, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 4, 2018, the remaining 34% of these RSUs vested, resulting in the issuance of 306 shares of Mattel, Inc. Common Stock. Read SEC document |
| May 04, 2018 Filed May 7, 2018 20:02 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 104 | $14.02 | $1,458.08 |
DisclosureSEC source: 0001523711-18-000018 · wf-form4_152572334513325.xml · nonDerivative · entry 2 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,757 F2 · shares: Pursuant to the terms of the May 4, 2015 RSU grant, 104 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| May 04, 2018 Filed May 7, 2018 20:02 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 306 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-18-000018 · wf-form4_152572334513325.xml · nonDerivative · entry 1 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,861 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated May 4, 2015 and filed on May 6, 2015, the Reporting Person received a grant of 898 Restricted Stock Units ("RSUs" or "Units") on May 4, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 4, 2018, the remaining 34% of these RSUs vested, resulting in the issuance of 306 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:44 UTC | MATTEL INC /DE/ MAT · Entity 1046 | GrantEmployee Stock Option - Right to Buy · Derivative | 54,496 | $0.00 Strike: $19.72 | $0.00 |
DisclosureSEC source: 0001523711-17-000105 · wf-form4_150179306316607.xml · derivative · entry 4 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,496 Underlying: Common Stock · 54,496 shares Expires 2027-08-01 F3 · derivative.exercise_date: The option was granted on August 1, 2017 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan. The option vests and becomes exercisable with regard to (a) 33% of the shares granted on the first anniversary of the date of grant, (b) an additional 33% of the shares granted on the second anniversary of the date of grant, and (c) the remaining 34% of the shares granted on the third anniversary of the date of grant. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:44 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 1,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000105 · wf-form4_150179306316607.xml · derivative · entry 3 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,048 Underlying: Common Stock · 1,008 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 3,056 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 1,008 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 3,056 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 1,008 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 3,056 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 1,008 shares of Mattel, Inc. Common Stock. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:44 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 379 | $19.72 | $7,473.88 |
DisclosureSEC source: 0001523711-17-000105 · wf-form4_150179306316607.xml · nonDerivative · entry 2 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,555 F2 · shares: Pursuant to the terms of the August 1, 2016 RSU grant, 379 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| August 01, 2017 Filed Aug 3, 2017 20:44 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 1,008 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000105 · wf-form4_150179306316607.xml · nonDerivative · entry 1 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,934 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated August 1, 2016 and filed on August 3, 2016, the Reporting Person received a grant of 3,056 Restricted Stock Units ("RSUs" or "Units") on August 1, 2016. The RSUs vest as to (a) 33% of the Units granted on the first anniversary of the date of grant, (b) an additional 33% of the Units granted on the second anniversary of the date of grant, and (c) the remaining 34% of the Units granted on the third anniversary of the date of grant. On each vesting date, for each Unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On August 1, 2017, the first 33% of these RSUs vested, resulting in the issuance of 1,008 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:25 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 1,244 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000090 · wf-form4_150161912666878.xml · derivative · entry 3 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,282 Underlying: Common Stock · 1,244 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 3,770 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 1,244 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 3,770 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 1,244 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 3,770 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 1,244 shares of Mattel, Inc. Common Stock. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:25 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 468 | $20.02 | $9,369.36 |
DisclosureSEC source: 0001523711-17-000090 · wf-form4_150161912666878.xml · nonDerivative · entry 2 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,926 F2 · shares: Pursuant to the terms of the July 31, 2015 RSU grant, 468 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| July 31, 2017 Filed Aug 1, 2017 20:25 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 1,244 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000090 · wf-form4_150161912666878.xml · nonDerivative · entry 1 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,394 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated July 31, 2015 and filed on August 4, 2015, the Reporting Person received a grant of 3,770 Restricted Stock Units ("RSUs" or "Units") on July 31, 2015. The RSUs vest as to (a) 33% of the Units on the first anniversary of the date of grant, (b) an additional 33% of the Units on the second anniversary of the date of grant, and (c) the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On July 31, 2017, the second 33% of these RSUs vested, resulting in the issuance of 1,244 shares of Mattel, Inc. Common Stock. Read SEC document |
| May 04, 2017 Filed May 5, 2017 19:28 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionRestricted Stock Units · Derivative | 296 | $0.00 | $0.00 |
DisclosureSEC source: 0001523711-17-000036 · wf-form4_149401249971016.xml · derivative · entry 3 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 306 Underlying: Common Stock · 296 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: As reported on a Form 4 dated May 4, 2015 and filed on May 6, 2015, the Reporting Person received a grant of 898 Restricted Stock Units ("RSUs" or "Units") on May 4, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 4, 2017, the second 33% of these RSUs vested, resulting in the issuance of 296 shares of Mattel, Inc. Common Stock. F1 · derivative.exercise_date: As reported on a Form 4 dated May 4, 2015 and filed on May 6, 2015, the Reporting Person received a grant of 898 Restricted Stock Units ("RSUs" or "Units") on May 4, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 4, 2017, the second 33% of these RSUs vested, resulting in the issuance of 296 shares of Mattel, Inc. Common Stock. F1 · derivative.expiration_date: As reported on a Form 4 dated May 4, 2015 and filed on May 6, 2015, the Reporting Person received a grant of 898 Restricted Stock Units ("RSUs" or "Units") on May 4, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 4, 2017, the second 33% of these RSUs vested, resulting in the issuance of 296 shares of Mattel, Inc. Common Stock. Read SEC document |
| May 04, 2017 Filed May 5, 2017 19:28 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Tax withholdingCommon Stock | 109 | $21.78 | $2,374.02 |
DisclosureSEC source: 0001523711-17-000036 · wf-form4_149401249971016.xml · nonDerivative · entry 2 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,150 F2 · shares: Pursuant to the terms of the May 4, 2015 RSU grant, 109 shares of Mattel, Inc. Common Stock were automatically withheld at vesting to cover required tax withholding. Read SEC document |
| May 04, 2017 Filed May 5, 2017 19:28 UTC | MATTEL INC /DE/ MAT · Entity 1046 | Exercise / conversionCommon Stock | 296 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001523711-17-000036 · wf-form4_149401249971016.xml · nonDerivative · entry 1 Johnson Joseph B · CIK 0001351331 · SVP & Corporate Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,259 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: As reported on a Form 4 dated May 4, 2015 and filed on May 6, 2015, the Reporting Person received a grant of 898 Restricted Stock Units ("RSUs" or "Units") on May 4, 2015. The RSUs vest as to 33% of the Units on the first anniversary of the date of grant, an additional 33% of the Units on the second anniversary of the date of grant and as to the remaining 34% of the Units on the third anniversary of the date of grant. On each vesting date, for each unit vesting on such date, the Reporting Person will receive one share of Mattel, Inc. Common Stock (or, at the election of Mattel, Inc., a cash amount equal to the fair market value of one share of Common Stock on the date of vesting), subject to tax withholding. On May 4, 2017, the second 33% of these RSUs vested, resulting in the issuance of 296 shares of Mattel, Inc. Common Stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.