Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Solventum CorpSOLV · Entity 1645 | Chief Legal Affairs Officer | December 01, 2024 | December 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Solventum Corp
Report date December 01, 2024 · Filed December 10, 2024 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,569 |
Last balance in matching sequence
After 2024-12-01 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2024-12-01 · Exercise / conversion · Acquired 3,812 · Balance 3,812 F1: Reflects vesting of Solventum RSUs received upon conversion of previously granted 3M RSUs. Each 3M RSU converted into the number of Solventum RSUs equal to the number of 3M Shares subject to such 3M RSU Award immediately prior to the Effective Time of the separation, multiplied by the SpinCo Ratio as set forth in the Employee Matters Agreement entered into in connection with the separation. Row 2 · 2024-12-01 · Tax withholding · Disposed 1,243 · Balance 2,569 |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2034-12-01 | Direct | 3,812 |
Reported balance
After 2024-12-01 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2024-12-01 · Exercise / conversion · Disposed 3,812 · Balance 3,812 F2: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F3: The RSUs shall fully vest in two tranches, with one-half vesting on each of the first and second anniversaries of the grant date, subject to continued service through the vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects vesting of Solventum RSUs received upon conversion of previously granted 3M RSUs. Each 3M RSU converted into the number of Solventum RSUs equal to the number of 3M Shares subject to such 3M RSU Award immediately prior to the Effective Time of the separation, multiplied by the SpinCo Ratio as set forth in the Employee Matters Agreement entered into in connection with the separation.
F2: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
F3: The RSUs shall fully vest in two tranches, with one-half vesting on each of the first and second anniversaries of the grant date, subject to continued service through the vesting date.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 01, 2024 Filed Dec 3, 2024 22:41 UTC | Solventum Corp SOLV · Entity 1645 | Exercise / conversionRestricted Stock Units · Derivative | 3,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001964738-24-000064 · wk-form4_1733265711.xml · derivative · entry 3 Solventum Corp · CIK 0001964738 · Chief Legal Affairs Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,812 Underlying: Common Stock · 3,812 shares Expires 2034-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs shall fully vest in two tranches, with one-half vesting on each of the first and second anniversaries of the grant date, subject to continued service through the vesting date. Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 22:41 UTC | Solventum Corp SOLV · Entity 1645 | Tax withholdingCommon Stock | 1,243 | $71.51 | $88,886.93 |
DisclosureSEC source: 0001964738-24-000064 · wk-form4_1733265711.xml · nonDerivative · entry 2 Solventum Corp · CIK 0001964738 · Chief Legal Affairs Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,569 Read SEC document |
| December 01, 2024 Filed Dec 3, 2024 22:41 UTC | Solventum Corp SOLV · Entity 1645 | Exercise / conversionCommon Stock | 3,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001964738-24-000064 · wk-form4_1733265711.xml · nonDerivative · entry 1 Solventum Corp · CIK 0001964738 · Chief Legal Affairs Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects vesting of Solventum RSUs received upon conversion of previously granted 3M RSUs. Each 3M RSU converted into the number of Solventum RSUs equal to the number of 3M Shares subject to such 3M RSU Award immediately prior to the Effective Time of the separation, multiplied by the SpinCo Ratio as set forth in the Employee Matters Agreement entered into in connection with the separation. Read SEC document |
| December 01, 2024 Filed Dec 10, 2024 22:26 UTC Amendment | Solventum Corp SOLV · Entity 1645 | Exercise / conversionRestricted Stock Units · Derivative | 3,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001964738-24-000070 · wk-form4a_1733869570.xml · derivative · entry 3 Solventum Corp · CIK 0001964738 · Chief Legal Affairs Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,812 Underlying: Common Stock · 3,812 shares Expires 2034-12-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock unit ("RSU") represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement. F3 · derivative.exercise_date: The RSUs shall fully vest in two tranches, with one-half vesting on each of the first and second anniversaries of the grant date, subject to continued service through the vesting date. Read SEC document |
| December 01, 2024 Filed Dec 10, 2024 22:26 UTC Amendment | Solventum Corp SOLV · Entity 1645 | Tax withholdingCommon Stock | 1,243 | $71.51 | $88,886.93 |
DisclosureSEC source: 0001964738-24-000070 · wk-form4a_1733869570.xml · nonDerivative · entry 2 Solventum Corp · CIK 0001964738 · Chief Legal Affairs Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,569 Read SEC document |
| December 01, 2024 Filed Dec 10, 2024 22:26 UTC Amendment | Solventum Corp SOLV · Entity 1645 | Exercise / conversionCommon Stock | 3,812 | $0.00 | $0.00 |
DisclosureSEC source: 0001964738-24-000070 · wk-form4a_1733869570.xml · nonDerivative · entry 1 Solventum Corp · CIK 0001964738 · Chief Legal Affairs Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,812 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · kind: Reflects vesting of Solventum RSUs received upon conversion of previously granted 3M RSUs. Each 3M RSU converted into the number of Solventum RSUs equal to the number of 3M Shares subject to such 3M RSU Award immediately prior to the Effective Time of the separation, multiplied by the SpinCo Ratio as set forth in the Employee Matters Agreement entered into in connection with the separation. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.