Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALKAMI TECHNOLOGY, INC.ALKT · Entity 1625 | Chief Financial Officer | September 01, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALKAMI TECHNOLOGY, INC.
Report date September 01, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 324,458 |
Reported balance
After 2026-09-01 transaction · row 1
1 source rowRow 1 · 2026-09-01 · Tax withholding · Disposed 8,293 · Balance 324,458 F1: 1. Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: 1. Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Carbonite Inc
Report date December 24, 2019 · Filed December 26, 2019
Section 16 reporting ended · disclosed 2019-12-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-12-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-12-24 · Other · Disposed 11,951 · Balance 47,156 F1: On November 10, 2019, Carbonite, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Open Text Corporation ("OpenText") and Coral Merger Sub Inc., a wholly owned subsidiary of OpenText ("Purchaser"). On December 24, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of OpenText. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person and not subject to contractual restrictions was validly tendered for $23.00 per share in cash, without interest and net of any required withholding of taxes. Row 2 · 2019-12-24 · Disposition to issuer · Disposed 47,156 · Balance 0 F2: Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $23.00, without interest and net of any required withholding of taxes. F3: Represents restricted stock units and performance-based restricted stock units (a "Company RSU and PRSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU and PRSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $23.00 and (ii) the number of shares of Company common stock subject to such Company RSU and PRSU. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.40 · Expires 2024-10-28 | Direct | 0 |
Reported balance
After 2019-12-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-12-24 · Disposition to issuer · Disposed 1,562 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option. F4: This option became exercisable in 16 equal quarterly installments beginning on January 28, 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 10, 2019, Carbonite, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Open Text Corporation ("OpenText") and Coral Merger Sub Inc., a wholly owned subsidiary of OpenText ("Purchaser"). On December 24, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of OpenText. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person and not subject to contractual restrictions was validly tendered for $23.00 per share in cash, without interest and net of any required withholding of taxes.
F2: Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $23.00, without interest and net of any required withholding of taxes.
F3: Represents restricted stock units and performance-based restricted stock units (a "Company RSU and PRSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU and PRSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $23.00 and (ii) the number of shares of Company common stock subject to such Company RSU and PRSU.
F4: This option became exercisable in 16 equal quarterly installments beginning on January 28, 2015.
F5: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.
EngageSmart, Inc.
Report date January 26, 2024 · Filed January 29, 2024
Section 16 reporting ended · disclosed 2024-01-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-01-26 transaction · row 1
1 source rowRow 1 · 2024-01-26 · Disposition to issuer · Disposed 74,326 · Balance 0 F1: This Form 4 reports securities disposed of under the Agreement and Plan of Merger (the "Merger Agreement"), dated October 23, 2023, among EngageSmart, Inc. (the "Company"), Icefall Parent, Inc. ("Parent"), and Icefall Merger Sub, LLC ("Merger Sub"), under which Merger Sub was merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation in the Merger. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock of the Company ("Shares") was cancelled and converted into the right to receive $23.00 in cash (the "Per Share Price") without interest thereon. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-01-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-01-26 · Disposition to issuer · Disposed 109,796 · Balance 0 F2: Each Company restricted stock unit ("Company RSUs") represented a contingent right to receive one Share upon vesting of the Company RSU. F3: Under the Merger Agreement, at the Effective Time, each Company RSU reported in this Form 4 was cancelled and converted into the contingent right to receive from Parent or the Company a converted cash award (a "Converted Cash Award") with respect to an aggregate amount in cash equal in value to (A) the total number of Shares subject to such Company RSU immediately prior to the Effective Time multiplied by (B) the Per Share Price, which Converted Cash Award will remain subject to the same vesting terms and conditions of the corresponding Company RSU. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.46 | Direct | 0 |
Reported balance
After 2024-01-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-01-26 · Disposition to issuer · Disposed 635,000 · Balance 0 F4: Under the Merger Agreement, at the Effective Time, each option to purchase Shares (a "Company Option") that was reported in this Form 4 was cancelled and converted into the right to receive an amount (without interest) in cash equal in value to (A) the total number of Shares subject to such Company Option multiplied by (B) the excess, if any, of the Per Share Price over the exercise price per Share underlying such Company Option. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of under the Agreement and Plan of Merger (the "Merger Agreement"), dated October 23, 2023, among EngageSmart, Inc. (the "Company"), Icefall Parent, Inc. ("Parent"), and Icefall Merger Sub, LLC ("Merger Sub"), under which Merger Sub was merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation in the Merger. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock of the Company ("Shares") was cancelled and converted into the right to receive $23.00 in cash (the "Per Share Price") without interest thereon.
F2: Each Company restricted stock unit ("Company RSUs") represented a contingent right to receive one Share upon vesting of the Company RSU.
F3: Under the Merger Agreement, at the Effective Time, each Company RSU reported in this Form 4 was cancelled and converted into the contingent right to receive from Parent or the Company a converted cash award (a "Converted Cash Award") with respect to an aggregate amount in cash equal in value to (A) the total number of Shares subject to such Company RSU immediately prior to the Effective Time multiplied by (B) the Per Share Price, which Converted Cash Award will remain subject to the same vesting terms and conditions of the corresponding Company RSU.
F4: Under the Merger Agreement, at the Effective Time, each option to purchase Shares (a "Company Option") that was reported in this Form 4 was cancelled and converted into the right to receive an amount (without interest) in cash equal in value to (A) the total number of Shares subject to such Company Option multiplied by (B) the excess, if any, of the Per Share Price over the exercise price per Share underlying such Company Option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 01, 2017 Filed Feb 3, 2017 16:28 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionCommon Stock | 625 | $10.32 | $6,450.00 |
DisclosureSEC source: 0001340127-17-000013 · wf-form4_148615728444476.xml · nonDerivative · entry 3 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016. F2 · balance_after: Includes 35,220 shares of common stock subject to restricted stock units. Read SEC document |
| January 30, 2017 Filed Feb 3, 2017 16:28 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,562 | $10.40 Strike: $10.40 | $16,244.80 |
DisclosureSEC source: 0001340127-17-000013 · wf-form4_148615728444476.xml · derivative · entry 7 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,937 Underlying: Common Stock · 1,562 shares Expires 2024-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 30, 2017 Filed Feb 3, 2017 16:28 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 1,562 | $16.55 | $25,851.10 |
DisclosureSEC source: 0001340127-17-000013 · wf-form4_148615728444476.xml · nonDerivative · entry 2 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,220 F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016. F2 · balance_after: Includes 35,220 shares of common stock subject to restricted stock units. Read SEC document |
| January 30, 2017 Filed Feb 3, 2017 16:28 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionCommon Stock | 1,562 | $10.40 | $16,244.80 |
DisclosureSEC source: 0001340127-17-000013 · wf-form4_148615728444476.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,782 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016. F2 · balance_after: Includes 35,220 shares of common stock subject to restricted stock units. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 16:16 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionStock Option (Right to Buy) · Derivative | 625 | $10.32 Strike: $10.32 | $6,450.00 |
DisclosureSEC source: 0001340127-16-000241 · wf-form4_147820419001308.xml · derivative · entry 3 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 625 shares Expires 2023-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 16:16 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 625 | $16.40 | $10,250.00 |
DisclosureSEC source: 0001340127-16-000241 · wf-form4_147820419001308.xml · nonDerivative · entry 2 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,220 F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016. F2 · balance_after: Includes 35,220 shares of common stock subject to restricted stock units. Read SEC document |
| November 02, 2016 Filed Nov 3, 2016 16:16 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionCommon Stock | 625 | $10.32 | $6,450.00 |
DisclosureSEC source: 0001340127-16-000241 · wf-form4_147820419001308.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,845 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 16:36 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,564 | $10.40 Strike: $10.40 | $16,265.60 |
DisclosureSEC source: 0001340127-16-000236 · wf-form4_147803257716781.xml · derivative · entry 3 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,499 Underlying: Common Stock · 1,564 shares Expires 2024-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 16:36 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 1,564 | $16.74 | $26,181.36 |
DisclosureSEC source: 0001340127-16-000236 · wf-form4_147803257716781.xml · nonDerivative · entry 2 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,220 F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016. F2 · balance_after: Includes 35,220 shares of common stock subject to restricted stock units. Read SEC document |
| October 28, 2016 Filed Nov 1, 2016 16:36 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionCommon Stock | 1,564 | $10.40 | $16,265.60 |
DisclosureSEC source: 0001340127-16-000236 · wf-form4_147803257716781.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,784 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 17:22 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionStock Option (Right to Buy) · Derivative | 8,125 | $10.32 Strike: $10.32 | $83,850.00 |
DisclosureSEC source: 0001340127-16-000233 · wf-form4_147501130790329.xml · derivative · entry 6 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,875 Underlying: Common Stock · 8,125 shares Expires 2023-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 17:22 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionStock Option (Right to Buy) · Derivative | 10,937 | $10.40 Strike: $10.40 | $113,744.80 |
DisclosureSEC source: 0001340127-16-000233 · wf-form4_147501130790329.xml · derivative · entry 5 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,063 Underlying: Common Stock · 10,937 shares Expires 2024-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 17:22 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 1,562 | $15.23 | $23,789.26 |
DisclosureSEC source: 0001340127-16-000233 · wf-form4_147501130790329.xml · nonDerivative · entry 4 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,220 F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016. F2 · balance_after: Includes 35,220 shares of common stock subject to restricted stock units. Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 17:22 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 17,500 | $15.00 | $262,500.00 |
DisclosureSEC source: 0001340127-16-000233 · wf-form4_147501130790329.xml · nonDerivative · entry 3 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,782 F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016. F2 · balance_after: Includes 35,220 shares of common stock subject to restricted stock units. Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 17:22 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionCommon Stock | 8,125 | $10.32 | $83,850.00 |
DisclosureSEC source: 0001340127-16-000233 · wf-form4_147501130790329.xml · nonDerivative · entry 2 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,282 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 23, 2016 Filed Sep 27, 2016 17:22 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionCommon Stock | 10,937 | $10.40 | $113,744.80 |
DisclosureSEC source: 0001340127-16-000233 · wf-form4_147501130790329.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.