Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALKAMI TECHNOLOGY, INC.ALKT · Entity 1625 | Chief Financial Officer | September 01, 2026 | September 03, 2026 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALKAMI TECHNOLOGY, INC.
Report date September 01, 2026 · Filed September 03, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 324,458 |
Reported balance
After 2026-09-01 transaction · row 1
1 source rowRow 1 · 2026-09-01 · Tax withholding · Disposed 8,293 · Balance 324,458 F1: 1. Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units. |
Filing footnotes · ownership attribution and instrument terms
F1: 1. Represents shares withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Carbonite Inc
Report date December 24, 2019 · Filed December 26, 2019
Section 16 reporting ended · disclosed 2019-12-26. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2019-12-24 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2019-12-24 · Other · Disposed 11,951 · Balance 47,156 F1: On November 10, 2019, Carbonite, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Open Text Corporation ("OpenText") and Coral Merger Sub Inc., a wholly owned subsidiary of OpenText ("Purchaser"). On December 24, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of OpenText. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person and not subject to contractual restrictions was validly tendered for $23.00 per share in cash, without interest and net of any required withholding of taxes. Row 2 · 2019-12-24 · Disposition to issuer · Disposed 47,156 · Balance 0 F2: Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $23.00, without interest and net of any required withholding of taxes. F3: Represents restricted stock units and performance-based restricted stock units (a "Company RSU and PRSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU and PRSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $23.00 and (ii) the number of shares of Company common stock subject to such Company RSU and PRSU. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.40 · Expires 2024-10-28 | Direct | 0 |
Reported balance
After 2019-12-24 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-12-24 · Disposition to issuer · Disposed 1,562 · Balance 0 F5: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option. F4: This option became exercisable in 16 equal quarterly installments beginning on January 28, 2015. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 10, 2019, Carbonite, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Open Text Corporation ("OpenText") and Coral Merger Sub Inc., a wholly owned subsidiary of OpenText ("Purchaser"). On December 24, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of OpenText. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person and not subject to contractual restrictions was validly tendered for $23.00 per share in cash, without interest and net of any required withholding of taxes.
F2: Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $23.00, without interest and net of any required withholding of taxes.
F3: Represents restricted stock units and performance-based restricted stock units (a "Company RSU and PRSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU and PRSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $23.00 and (ii) the number of shares of Company common stock subject to such Company RSU and PRSU.
F4: This option became exercisable in 16 equal quarterly installments beginning on January 28, 2015.
F5: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option.
EngageSmart, Inc.
Report date January 26, 2024 · Filed January 29, 2024
Section 16 reporting ended · disclosed 2024-01-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-01-26 transaction · row 1
1 source rowRow 1 · 2024-01-26 · Disposition to issuer · Disposed 74,326 · Balance 0 F1: This Form 4 reports securities disposed of under the Agreement and Plan of Merger (the "Merger Agreement"), dated October 23, 2023, among EngageSmart, Inc. (the "Company"), Icefall Parent, Inc. ("Parent"), and Icefall Merger Sub, LLC ("Merger Sub"), under which Merger Sub was merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation in the Merger. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock of the Company ("Shares") was cancelled and converted into the right to receive $23.00 in cash (the "Per Share Price") without interest thereon. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-01-26 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-01-26 · Disposition to issuer · Disposed 109,796 · Balance 0 F2: Each Company restricted stock unit ("Company RSUs") represented a contingent right to receive one Share upon vesting of the Company RSU. F3: Under the Merger Agreement, at the Effective Time, each Company RSU reported in this Form 4 was cancelled and converted into the contingent right to receive from Parent or the Company a converted cash award (a "Converted Cash Award") with respect to an aggregate amount in cash equal in value to (A) the total number of Shares subject to such Company RSU immediately prior to the Effective Time multiplied by (B) the Per Share Price, which Converted Cash Award will remain subject to the same vesting terms and conditions of the corresponding Company RSU. |
| Option to Purchase Common StockSEC Table II · derivative / convertible security · Conversion / exercise price $3.46 | Direct | 0 |
Reported balance
After 2024-01-26 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-01-26 · Disposition to issuer · Disposed 635,000 · Balance 0 F4: Under the Merger Agreement, at the Effective Time, each option to purchase Shares (a "Company Option") that was reported in this Form 4 was cancelled and converted into the right to receive an amount (without interest) in cash equal in value to (A) the total number of Shares subject to such Company Option multiplied by (B) the excess, if any, of the Per Share Price over the exercise price per Share underlying such Company Option. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 reports securities disposed of under the Agreement and Plan of Merger (the "Merger Agreement"), dated October 23, 2023, among EngageSmart, Inc. (the "Company"), Icefall Parent, Inc. ("Parent"), and Icefall Merger Sub, LLC ("Merger Sub"), under which Merger Sub was merged with and into the Company (the "Merger"), with the Company continuing as the surviving corporation in the Merger. At the effective time of the Merger (the "Effective Time"), each issued and outstanding share of common stock of the Company ("Shares") was cancelled and converted into the right to receive $23.00 in cash (the "Per Share Price") without interest thereon.
F2: Each Company restricted stock unit ("Company RSUs") represented a contingent right to receive one Share upon vesting of the Company RSU.
F3: Under the Merger Agreement, at the Effective Time, each Company RSU reported in this Form 4 was cancelled and converted into the contingent right to receive from Parent or the Company a converted cash award (a "Converted Cash Award") with respect to an aggregate amount in cash equal in value to (A) the total number of Shares subject to such Company RSU immediately prior to the Effective Time multiplied by (B) the Per Share Price, which Converted Cash Award will remain subject to the same vesting terms and conditions of the corresponding Company RSU.
F4: Under the Merger Agreement, at the Effective Time, each option to purchase Shares (a "Company Option") that was reported in this Form 4 was cancelled and converted into the right to receive an amount (without interest) in cash equal in value to (A) the total number of Shares subject to such Company Option multiplied by (B) the excess, if any, of the Per Share Price over the exercise price per Share underlying such Company Option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| April 01, 2022 Filed Apr 5, 2022 21:02 UTC | EngageSmart, Inc. ESMT · Entity 94837 | Exercise / conversionCommon Stock | 3,606 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-013941 · doc4.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,961 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 01, 2022 Filed Mar 29, 2022 19:01 UTC | EngageSmart, Inc. ESMT · Entity 94837 | GrantRestricted Stock Units · Derivative | 3,605 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-012711 · doc4.xml · derivative · entry 3 HUDSON CASSANDRA · CIK 0001623950 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,087 Underlying: Common Stock · 3,605 shares Expires not disclosed F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments commencing on January 1, 2022 and have no expiration date. F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments commencing on January 1, 2022 and have no expiration date. Read SEC document |
| January 01, 2022 Filed Mar 29, 2022 19:01 UTC | EngageSmart, Inc. ESMT · Entity 94837 | Tax withholdingCommon Stock | 1,250 | $24.12 | $30,150.00 |
DisclosureSEC source: 0000899243-22-012711 · doc4.xml · nonDerivative · entry 2 HUDSON CASSANDRA · CIK 0001623950 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,355 F1 · kind: Represents the number of common stock withheld to satisfy the tax withholding obligation in connection with the vesting of certain previously reported restricted stock units ("RSUs"). Read SEC document |
| January 01, 2022 Filed Mar 29, 2022 19:01 UTC | EngageSmart, Inc. ESMT · Entity 94837 | Exercise / conversionCommon Stock | 3,605 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-012711 · doc4.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,605 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 20:10 UTC | EngageSmart, Inc. ESMT · Entity 94837 | GrantRestricted Stock Unit · Derivative | 57,692 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-038234 · doc4.xml · derivative · entry 2 HUDSON CASSANDRA · CIK 0001623950 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,692 Underlying: Common Stock · 57,692 shares Expires not disclosed F2 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock. F3 · derivative.exercise_date: The RSUs vest in 16 equal quarterly installments commencing on January 1, 2022 and have no expiration date. F3 · derivative.expiration_date: The RSUs vest in 16 equal quarterly installments commencing on January 1, 2022 and have no expiration date. Read SEC document |
| September 27, 2021 Filed Sep 29, 2021 20:10 UTC | EngageSmart, Inc. ESMT · Entity 94837 | PurchaseCommon Stock | 1,000 | $26.00 | $26,000.00 |
DisclosureSEC source: 0000899243-21-038234 · doc4.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · shares: Represents shares acquired pursuant to a directed share program in connection with the Issuer's initial public offering of common stock. Read SEC document |
| December 24, 2019 Filed Dec 26, 2019 06:32 UTC | Carbonite Inc CARB · Entity 152877 | Disposition to issuerStock Option (Right to Buy) · Derivative | 1,562 | Not disclosed Strike: $10.40 | Not disclosed |
DisclosureSEC source: 0001340127-19-000194 · wf-form4_157735994601485.xml · derivative · entry 3 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,562 shares Expires 2024-10-28 F5 · price: Pursuant to the terms of the Merger Agreement, each option to purchase shares of Company common stock, whether or not vested and which have a per share exercise price that is less than $23.00 (each, an "In the Money Option") held by the Reporting Person was cancelled and converted into the right to a cash payment equal to (i) the excess, if any, of (A) $23.00 over (B) the exercise price payable per share of Company common stock under such In the Money Option, multiplied by (ii) the total number of shares of Company common stock subject to such In the Money Option. F4 · derivative.exercise_date: This option became exercisable in 16 equal quarterly installments beginning on January 28, 2015. Read SEC document |
| December 24, 2019 Filed Dec 26, 2019 06:32 UTC | Carbonite Inc CARB · Entity 152877 | Disposition to issuerCommon Stock | 47,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001340127-19-000194 · wf-form4_157735994601485.xml · nonDerivative · entry 2 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F2 · kind: Pursuant to the terms of the Merger Agreement, each share of Company common stock was converted into the right to receive an amount in cash equal to $23.00, without interest and net of any required withholding of taxes. F3 · price: Represents restricted stock units and performance-based restricted stock units (a "Company RSU and PRSU") held by the Reporting Person, whether or not vested. Pursuant to the terms of the Merger Agreement, each Company RSU and PRSU held by the Reporting Person was converted into the right to receive an amount in cash equal to the product of (i) $23.00 and (ii) the number of shares of Company common stock subject to such Company RSU and PRSU. Read SEC document |
| December 24, 2019 Filed Dec 26, 2019 06:32 UTC | Carbonite Inc CARB · Entity 152877 | OtherCommon Stock | 11,951 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001340127-19-000194 · wf-form4_157735994601485.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,156 F1 · kind: On November 10, 2019, Carbonite, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Open Text Corporation ("OpenText") and Coral Merger Sub Inc., a wholly owned subsidiary of OpenText ("Purchaser"). On December 24, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of OpenText. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person and not subject to contractual restrictions was validly tendered for $23.00 per share in cash, without interest and net of any required withholding of taxes. F1 · price: On November 10, 2019, Carbonite, Inc. (the "Company") entered into an Agreement and Plan of Merger (the "Merger Agreement") with Open Text Corporation ("OpenText") and Coral Merger Sub Inc., a wholly owned subsidiary of OpenText ("Purchaser"). On December 24, 2019, Purchaser merged with and into the Company pursuant to Section 251(h) of the General Corporation Law of the State of Delaware, with the Company being the surviving corporation and becoming a wholly-owned subsidiary of OpenText. Pursuant to the terms of the Merger Agreement, each share of Company common stock held by the Reporting Person and not subject to contractual restrictions was validly tendered for $23.00 per share in cash, without interest and net of any required withholding of taxes. Read SEC document |
| September 04, 2019 Filed Sep 4, 2019 08:30 UTC | Carbonite Inc CARB · Entity 152877 | GrantCommon Stock | 14,173 | $0.00 | $0.00 |
DisclosureSEC source: 0001340127-19-000176 · wf-form4_156760021316244.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,107 F1 · shares: Reflects the grant of performance-based restricted stock units which will vest in whole or in part, and be settled on the applicable vest date in shares of the issuer's common stock, based upon the issuer's relative total shareholder return (as compared to a group of comparable companies in the Russell 3000) over a two-year performance period from the date of grant, subject to the Recipient's continued service to the Company. Each performance-based restricted stock unit represents a contingent right to receive one share of the issuer's common stock. F2 · balance_after: Includes 47,156 shares of common stock subject to unvested restricted stock units. Read SEC document |
| August 05, 2019 Filed Aug 6, 2019 16:30 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 820 | $17.03 | $13,964.60 |
DisclosureSEC source: 0001340127-19-000160 · wf-form4_156512344116492.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,934 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 32,983 shares of common stock subject to unvested restricted stock units. Read SEC document |
| February 15, 2019 Filed Feb 20, 2019 17:34 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 887 | $23.96 | $21,252.52 |
DisclosureSEC source: 0001340127-19-000046 · wf-form4_155070205357497.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,754 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 35,702 shares of common stock subject to unvested restricted stock units. Read SEC document |
| February 13, 2019 Filed Feb 15, 2019 16:28 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 598 | $25.57 | $15,290.86 |
DisclosureSEC source: 0001340127-19-000037 · wf-form4_155026607599962.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,641 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 38,632 shares of common stock subject to unvested restricted stock units. Read SEC document |
| February 11, 2019 Filed Feb 13, 2019 17:02 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 1,007 | $24.08 | $24,248.56 |
DisclosureSEC source: 0001340127-19-000033 · wf-form4_155009531843667.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,239 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 40,647 shares of common stock subject to unvested restricted stock units. Read SEC document |
| February 08, 2019 Filed Feb 8, 2019 17:00 UTC | Carbonite Inc CARB · Entity 152877 | GrantCommon Stock | 11,170 | $0.00 | $0.00 |
DisclosureSEC source: 0001340127-19-000028 · wf-form4_154966322651445.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,246 F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in 4 equal annual installments beginning on February 8, 2020 and will be settled on each applicable vest date in shares of the issuer's common stock. F2 · balance_after: Includes 44,014 shares of common stock subject to unvested restricted stock units. Read SEC document |
| February 04, 2019 Filed Feb 6, 2019 18:06 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 2,053 | $28.78 | $59,085.34 |
DisclosureSEC source: 0001340127-19-000008 · wf-form4_154949440042811.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,076 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 32,844 shares of common stock subject to unvested restricted stock units. Read SEC document |
| August 03, 2018 Filed Dec 19, 2018 17:11 UTC | Carbonite Inc CARB · Entity 152877 | GrantCommon Stock | 2,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001340127-18-000178 · wf-form4_154525750340064.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,129 F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in full on August 3, 2019 and will be settled in shares of the issuer's common stock. F2 · balance_after: Includes 39,129 shares of common stock subject to restricted stock units. Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 16:46 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,125 | $10.40 Strike: $10.40 | $32,500.00 |
DisclosureSEC source: 0001340127-18-000110 · wf-form4_153306997957395.xml · derivative · entry 3 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,125 Underlying: Common Stock · 3,125 shares Expires 2024-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares automatically exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 16:46 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 3,125 | $34.77 | $108,656.25 |
DisclosureSEC source: 0001340127-18-000110 · wf-form4_153306997957395.xml · nonDerivative · entry 2 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,410 F3 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. F4 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $34.50 to $35.18, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F2 · balance_after: Includes 36,410 shares of common stock subject to restricted stock units. Read SEC document |
| July 30, 2018 Filed Jul 31, 2018 16:46 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionCommon Stock | 3,125 | $10.40 | $32,500.00 |
DisclosureSEC source: 0001340127-18-000110 · wf-form4_153306997957395.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,535 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares automatically exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. F2 · balance_after: Includes 36,410 shares of common stock subject to restricted stock units. Read SEC document |
| June 29, 2018 Filed Jul 2, 2018 16:33 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 1,419 | $34.55 | $49,026.45 |
DisclosureSEC source: 0001340127-18-000096 · wf-form4_153056361017727.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,410 F1 · shares: Represents shares automatically exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. F2 · balance_after: Includes 36,410 shares of common stock subject to restricted stock units. Read SEC document |
| June 12, 2018 Filed Jun 13, 2018 16:44 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 599 | $39.25 | $23,510.75 |
DisclosureSEC source: 0001340127-18-000095 · wf-form4_152892265710884.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,829 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 36,410 shares of common stock subject to restricted stock units. Read SEC document |
| February 14, 2018 Filed Feb 14, 2018 17:28 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 1,404 | $24.75 | $34,749.00 |
DisclosureSEC source: 0001340127-18-000014 · wf-form4_151864680096609.xml · nonDerivative · entry 4 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,705 F4 · shares: Represents shares automatically exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. F3 · balance_after: Includes 26,705 shares of common stock subject to restricted stock units. Read SEC document |
| February 14, 2018 Filed Feb 15, 2018 18:01 UTC | Carbonite Inc CARB · Entity 152877 | GrantCommon Stock | 11,723 | $0.00 | $0.00 |
DisclosureSEC source: 0001340127-18-000022 · wf-form4_151873569956373.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,428 F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in 4 equal annual installments beginning on February 14, 2019 and will be settled on each applicable vest date in shares of the issuer's common stock. F2 · balance_after: Includes 38,428 shares of common stock subject to restricted stock units. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 17:28 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 2,354 | $20.90 | $49,198.60 |
DisclosureSEC source: 0001340127-18-000014 · wf-form4_151864680096609.xml · nonDerivative · entry 3 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,109 F4 · shares: Represents shares automatically exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $20.60 to $21.05, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F3 · balance_after: Includes 26,705 shares of common stock subject to restricted stock units. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 17:28 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 611 | $20.61 | $12,592.71 |
DisclosureSEC source: 0001340127-18-000014 · wf-form4_151864680096609.xml · nonDerivative · entry 2 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,463 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F3 · balance_after: Includes 26,705 shares of common stock subject to restricted stock units. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 17:28 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 1,013 | $21.15 | $21,424.95 |
DisclosureSEC source: 0001340127-18-000014 · wf-form4_151864680096609.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,074 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 28,720 shares of common stock subject to restricted stock units. Read SEC document |
| February 05, 2018 Filed Feb 5, 2018 17:12 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 4,158 | $23.58 | $98,045.64 |
DisclosureSEC source: 0001340127-18-000006 · wf-form4_151786871659810.xml · nonDerivative · entry 4 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,087 F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $23.25 to $23.65, inclusive. The Reporting Person undertakes to provide Carbonite, Inc., any security holder of Carbonite, Inc., or the staff of the Securities & Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein. F4 · balance_after: Includes 32,087 shares of common stock subject to restricted stock units. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 17:12 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionStock Option (Right to Buy) · Derivative | 3,125 | $10.40 Strike: $10.40 | $32,500.00 |
DisclosureSEC source: 0001340127-18-000006 · wf-form4_151786871659810.xml · derivative · entry 5 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,250 Underlying: Common Stock · 3,125 shares Expires 2024-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares automatically exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 17:12 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 2,127 | $23.70 | $50,409.90 |
DisclosureSEC source: 0001340127-18-000006 · wf-form4_151786871659810.xml · nonDerivative · entry 3 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,245 F4 · balance_after: Includes 32,087 shares of common stock subject to restricted stock units. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 17:12 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 3,125 | $24.30 | $75,937.50 |
DisclosureSEC source: 0001340127-18-000006 · wf-form4_151786871659810.xml · nonDerivative · entry 2 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,372 F3 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. F2 · balance_after: Includes 38,372 shares of common stock subject to restricted stock units. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 17:12 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionCommon Stock | 3,125 | $10.40 | $32,500.00 |
DisclosureSEC source: 0001340127-18-000006 · wf-form4_151786871659810.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,497 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares automatically exercised pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. F2 · balance_after: Includes 38,372 shares of common stock subject to restricted stock units. Read SEC document |
| September 29, 2017 Filed Sep 29, 2017 17:04 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,563 | $10.40 Strike: $10.40 | $16,255.20 |
DisclosureSEC source: 0001340127-17-000119 · wf-form4_150671907580423.xml · derivative · entry 3 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 1,563 shares Expires 2024-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 29, 2017 Filed Sep 29, 2017 17:04 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 1,563 | $22.05 | $34,464.15 |
DisclosureSEC source: 0001340127-17-000119 · wf-form4_150671907580423.xml · nonDerivative · entry 2 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,372 F2 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 9, 2017. F1 · balance_after: Includes 38,372 shares of common stock subject to restricted stock units. Read SEC document |
| September 29, 2017 Filed Sep 29, 2017 17:04 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionCommon Stock | 1,563 | $10.40 | $16,255.20 |
DisclosureSEC source: 0001340127-17-000119 · wf-form4_150671907580423.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,935 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 38,372 shares of common stock subject to restricted stock units. Read SEC document |
| June 13, 2017 Filed Jun 13, 2017 17:35 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 1,357 | $21.35 | $28,971.95 |
DisclosureSEC source: 0001140361-17-024897 · doc1.xml · nonDerivative · entry 2 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,372 F3 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016. F2 · balance_after: Includes 38,372 shares of common stock subject to restricted stock units. Read SEC document |
| June 12, 2017 Filed Jun 13, 2017 17:35 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 661 | $21.10 | $13,947.10 |
DisclosureSEC source: 0001140361-17-024897 · doc1.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,729 F1 · shares: Represents shares automatically sold to satisfy tax withholding obligations on the vesting of restricted stock units. F2 · balance_after: Includes 38,372 shares of common stock subject to restricted stock units. Read SEC document |
| May 02, 2017 Filed May 2, 2017 18:33 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionStock Option (Right to Buy) · Derivative | 625 | $10.32 Strike: $10.32 | $6,450.00 |
DisclosureSEC source: 0001140361-17-017966 · doc1.xml · derivative · entry 6 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 625 shares Expires 2023-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2017 Filed May 2, 2017 18:33 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 625 | $21.90 | $13,687.50 |
DisclosureSEC source: 0001140361-17-017966 · doc1.xml · nonDerivative · entry 4 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,390 F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016. F2 · balance_after: Includes 40,390 shares of common stock subject to restricted stock units. Read SEC document |
| May 02, 2017 Filed May 2, 2017 18:33 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionCommon Stock | 625 | $10.32 | $6,450.00 |
DisclosureSEC source: 0001140361-17-017966 · doc1.xml · nonDerivative · entry 3 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,015 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016. F2 · balance_after: Includes 40,390 shares of common stock subject to restricted stock units. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:33 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionStock Option (Right to Buy) · Derivative | 1,562 | $10.40 Strike: $10.40 | $16,244.80 |
DisclosureSEC source: 0001140361-17-017966 · doc1.xml · derivative · entry 5 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,375 Underlying: Common Stock · 1,562 shares Expires 2024-10-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:33 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 1,562 | $21.70 | $33,895.40 |
DisclosureSEC source: 0001140361-17-017966 · doc1.xml · nonDerivative · entry 2 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,390 F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016. F2 · balance_after: Includes 40,390 shares of common stock subject to restricted stock units. Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:33 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionCommon Stock | 1,562 | $10.40 | $16,244.80 |
DisclosureSEC source: 0001140361-17-017966 · doc1.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,952 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016. F2 · balance_after: Includes 40,390 shares of common stock subject to restricted stock units. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:17 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 1,322 | $19.35 | $25,580.70 |
DisclosureSEC source: 0001340127-17-000029 · wf-form4_148719702325767.xml · nonDerivative · entry 2 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,390 F3 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016. F2 · balance_after: Includes 40,390 shares of common stock subject to restricted stock units. Read SEC document |
| February 13, 2017 Filed Feb 15, 2017 17:17 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 693 | $19.43 | $13,464.99 |
DisclosureSEC source: 0001340127-17-000029 · wf-form4_148719702325767.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,712 F1 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F2 · balance_after: Includes 40,390 shares of common stock subject to restricted stock units. Read SEC document |
| February 10, 2017 Filed Feb 13, 2017 17:26 UTC | Carbonite Inc CARB · Entity 152877 | GrantCommon Stock | 13,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001340127-17-000022 · wf-form4_148702475420558.xml · nonDerivative · entry 1 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,405 F1 · shares: Reflects the grant of restricted stock units. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. The restricted stock units vest in 4 equal annual installments beginning on February 10, 2018 and will be settled on each applicable vest date in shares of the issuer's common stock F2 · balance_after: Includes 42,405 shares of common stock subject to restricted stock units. Read SEC document |
| February 03, 2017 Filed Feb 3, 2017 16:28 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 3,851 | $19.05 | $73,361.55 |
DisclosureSEC source: 0001340127-17-000013 · wf-form4_148615728444476.xml · nonDerivative · entry 6 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,936 F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016. F4 · balance_after: Includes 28,936 shares of common stock subject to restricted stock units. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 16:28 UTC | Carbonite Inc CARB · Entity 152877 | SaleCommon Stock | 2,433 | $18.98 | $46,178.34 |
DisclosureSEC source: 0001340127-17-000013 · wf-form4_148615728444476.xml · nonDerivative · entry 5 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,787 F3 · shares: Represents shares automatically sold solely to satisfy tax withholding obligations of reporting person on vesting of restricted stock units. F4 · balance_after: Includes 28,936 shares of common stock subject to restricted stock units. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 16:28 UTC | Carbonite Inc CARB · Entity 152877 | Exercise / conversionStock Option (Right to Buy) · Derivative | 625 | $10.32 Strike: $10.32 | $6,450.00 |
DisclosureSEC source: 0001340127-17-000013 · wf-form4_148615728444476.xml · derivative · entry 8 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 625 Underlying: Common Stock · 625 shares Expires 2023-05-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 01, 2017 Filed Feb 3, 2017 16:28 UTC | Carbonite Inc CARB · Entity 152877 | Disposition to issuerCommon Stock | 625 | $19.00 | $11,875.00 |
DisclosureSEC source: 0001340127-17-000013 · wf-form4_148615728444476.xml · nonDerivative · entry 4 HUDSON CASSANDRA · CIK 0001623950 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,220 F1 · shares: Represents shares automatically sold pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on June 10, 2016. F2 · balance_after: Includes 35,220 shares of common stock subject to restricted stock units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.