Reported relationships
Latest disclosed role at each company.
No relationships currently tracked through insider filings.
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
No balances currently tracked through insider filings.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Huntsman CORP
Report date May 14, 2018 · Filed August 03, 2018
Section 16 reporting ended · disclosed 2018-08-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 369,210 |
Reported balance
After 2018-05-14 transaction · row 1
1 source rowRow 1 · 2018-05-14 · Gift · Disposed 13,657 · Balance 369,210 F1: The transaction represents a bona fide charitable gift made by the reporting person. |
Filing footnotes · ownership attribution and instrument terms
F1: The transaction represents a bona fide charitable gift made by the reporting person.
NUTRACEUTICAL INTERNATIONAL CORP
Report date August 23, 2017 · Filed August 24, 2017
Section 16 reporting ended · disclosed 2017-08-24. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-08-23 transaction · row 1
1 source rowRow 1 · 2017-08-23 · Disposition to issuer · Disposed 11,127.481 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 21, 2017, by and among Nutraceutical International Corporation (the "Company"), Nutrition Parent, LLC ("Parent") and Nutrition Sub, Inc. ("Merger Sub"), at the effective time of the merger (the "Effective Time") of Merger Sub with and into the Company, with the Company as the surviving entity and a wholly owned subsidiary of Parent, each share of the Company's common stock, par value $0.01 per share (the "Common Stock"), owned by the reporting person was converted into the right to receive $41.80 in cash without interest (the "Merger Consideration"). |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 21, 2017, by and among Nutraceutical International Corporation (the "Company"), Nutrition Parent, LLC ("Parent") and Nutrition Sub, Inc. ("Merger Sub"), at the effective time of the merger (the "Effective Time") of Merger Sub with and into the Company, with the Company as the surviving entity and a wholly owned subsidiary of Parent, each share of the Company's common stock, par value $0.01 per share (the "Common Stock"), owned by the reporting person was converted into the right to receive $41.80 in cash without interest (the "Merger Consideration").
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 16, 2018 Filed May 17, 2018 18:25 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 11,106 | $32.67 | $362,838.57 |
DisclosureSEC source: 0001214659-18-003862 · marketforms-42028.xml · nonDerivative · entry 2 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 382,867 F1 · price: The price reported in Column 4 of Line 2 with respect to the 11,106 shares sold on May 16, 2018 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.66 to $32.715. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (1) to this Form 4. Read SEC document |
| May 16, 2018 Filed May 17, 2018 18:25 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 5,000 | $32.73 | $163,650.00 |
DisclosureSEC source: 0001214659-18-003862 · marketforms-42028.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 393,973 Read SEC document |
| May 14, 2018 Filed May 17, 2018 16:05 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 34,399 | $31.81 | $1,094,397.31 |
DisclosureSEC source: 0001214659-18-003840 · marketforms-42025.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 398,973 F1 · price: The price reported in Column 4 of Line 1 with respect to the 34,399 shares sold on May 15, 2018 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.75 to $31.845. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (1) to this Form 4. Read SEC document |
| May 14, 2018 Filed Aug 3, 2018 16:14 UTC | Huntsman CORP HUN · Entity 4636 | GiftCommon Stock | 13,657 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-005214 · marketforms-42590.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369,210 F1 · shares: The transaction represents a bona fide charitable gift made by the reporting person. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:37 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 1,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001064 · marketforms-40971.xml · nonDerivative · entry 2 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 433,372 F2 · kind: Shares automatically withheld upon payout of PSUs. Read SEC document |
| February 07, 2018 Filed Feb 9, 2018 20:37 UTC | Huntsman CORP HUN · Entity 4636 | GrantCommon Stock | 4,993 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-001064 · marketforms-40971.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 434,838 F1 · kind: Represents the settlement of performance share units (PSUs) that were previously granted under Huntsman's stock incentive plans. The amount of shares to be received under the grant depended upon the achievement of performance goals during a three-year performance period from January 1, 2015 through December 31, 2017. Read SEC document |
| February 04, 2018 Filed Feb 5, 2018 20:31 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 2,235 | $32.46 | $72,548.10 |
DisclosureSEC source: 0001214659-18-000913 · marketforms-40883.xml · nonDerivative · entry 2 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 429,845 F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| February 03, 2018 Filed Feb 5, 2018 20:31 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 4,952 | $32.46 | $160,741.92 |
DisclosureSEC source: 0001214659-18-000913 · marketforms-40883.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 432,080 F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| December 29, 2017 Filed Feb 5, 2018 20:24 UTC | Huntsman CORP HUN · Entity 4636 | GiftCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-000899 · marketforms-40845.xml · nonDerivative · entry 3 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 437,032 Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 19:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionOption (Right to Buy) · Derivative | 54,230 | $0.00 Strike: $17.59 | $0.00 |
DisclosureSEC source: 0001214659-17-007215 · marketforms-40427.xml · derivative · entry 15 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 54,230 shares Expires 2021-02-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.exercise_date: These options vested in three equal annual installments beginning February 2, 2012. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 19:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionOption (Right to Buy) · Derivative | 19,614 | $0.00 Strike: $13.41 | $0.00 |
DisclosureSEC source: 0001214659-17-007215 · marketforms-40427.xml · derivative · entry 14 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 19,614 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: These options vested in three equal annual installments beginning February 1, 2013. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 19:17 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 54,230 | $30.25 | $1,640,468.35 |
DisclosureSEC source: 0001214659-17-007215 · marketforms-40427.xml · nonDerivative · entry 10 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,700 F5 · price: The price reported in Column 4 of Line 10 with respect to the 54,230 shares sold on December 6, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.26. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (5) to this Form 4. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 19:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 54,230 | $17.59 | $953,905.70 |
DisclosureSEC source: 0001214659-17-007215 · marketforms-40427.xml · nonDerivative · entry 9 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 550,930 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 19:17 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 19,614 | $30.25 | $593,327.42 |
DisclosureSEC source: 0001214659-17-007215 · marketforms-40427.xml · nonDerivative · entry 8 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,700 F4 · price: The price reported in Column 4 of Line 8 with respect to the 19,614 shares sold on December 6, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.25 to $30.26. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (4) to this Form 4. Read SEC document |
| December 06, 2017 Filed Dec 7, 2017 19:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 19,614 | $13.41 | $263,023.74 |
DisclosureSEC source: 0001214659-17-007215 · marketforms-40427.xml · nonDerivative · entry 7 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 516,314 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 19:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionOption (Right to Buy) · Derivative | 59,002 | $0.00 Strike: $13.41 | $0.00 |
DisclosureSEC source: 0001214659-17-007215 · marketforms-40427.xml · derivative · entry 13 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,614 Underlying: Common Stock · 59,002 shares Expires 2022-02-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.exercise_date: These options vested in three equal annual installments beginning February 1, 2013. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 19:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionOption (Right to Buy) · Derivative | 75,758 | $0.00 Strike: $17.85 | $0.00 |
DisclosureSEC source: 0001214659-17-007215 · marketforms-40427.xml · derivative · entry 12 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 75,758 shares Expires 2023-02-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.exercise_date: These options vested in three equal annual installments beginning February 6, 2014. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 19:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionOption (right to buy) · Derivative | 32,189 | $0.00 Strike: $13.50 | $0.00 |
DisclosureSEC source: 0001214659-17-007215 · marketforms-40427.xml · derivative · entry 11 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 32,189 shares Expires 2020-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.exercise_date: These options vested in three equal annual installments beginning February 23, 2011. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 19:17 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 59,002 | $31.35 | $1,849,594.70 |
DisclosureSEC source: 0001214659-17-007215 · marketforms-40427.xml · nonDerivative · entry 6 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,700 F3 · price: The price reported in Column 4 of Line 6 with respect to the 59,002 shares sold on December 5, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.415. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (3) to this Form 4. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 19:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 59,002 | $13.41 | $791,216.82 |
DisclosureSEC source: 0001214659-17-007215 · marketforms-40427.xml · nonDerivative · entry 5 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 555,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 19:17 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 75,758 | $31.31 | $2,371,672.37 |
DisclosureSEC source: 0001214659-17-007215 · marketforms-40427.xml · nonDerivative · entry 4 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,700 F2 · price: The price reported in Column 4 of Line 4 with respect to the 75,758 shares sold on December 5, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.355. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (2) to this Form 4. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 19:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 75,758 | $17.85 | $1,352,280.30 |
DisclosureSEC source: 0001214659-17-007215 · marketforms-40427.xml · nonDerivative · entry 3 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 572,458 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 19:17 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 32,189 | $31.28 | $1,006,871.92 |
DisclosureSEC source: 0001214659-17-007215 · marketforms-40427.xml · nonDerivative · entry 2 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,700 F1 · price: The price reported in Column 4 of Line 2 with respect to the 32,189 shares sold on December 5, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.25 to $31.345. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (1) to this Form 4. Read SEC document |
| December 05, 2017 Filed Dec 7, 2017 19:17 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 32,189 | $13.50 | $434,551.50 |
DisclosureSEC source: 0001214659-17-007215 · marketforms-40427.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 528,889 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 07, 2017 Filed Feb 5, 2018 20:24 UTC | Huntsman CORP HUN · Entity 4636 | GiftCommon Stock | 3,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-000899 · marketforms-40845.xml · nonDerivative · entry 2 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 449,032 Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 20:13 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionOption (Right to Buy) · Derivative | 428,571 | $0.00 Strike: $2.59 | $0.00 |
DisclosureSEC source: 0001214659-17-006302 · marketforms-40039.xml · derivative · entry 3 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 428,571 shares Expires 2019-03-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options vested in three equal annual installments beginning March 2, 2010. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 20:13 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 428,571 | $31.54 | $13,514,986.49 |
DisclosureSEC source: 0001214659-17-006302 · marketforms-40039.xml · nonDerivative · entry 2 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,700 F1 · price: The price reported in Column 4 of Line 2 with respect to the 428,571 shares sold on October 30, 2017 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $31.15 to $31.99. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in Footnote (1) to this Form 4. Read SEC document |
| October 30, 2017 Filed Nov 1, 2017 20:13 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 428,571 | $2.59 | $1,109,998.89 |
DisclosureSEC source: 0001214659-17-006302 · marketforms-40039.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 925,271 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| October 30, 2017 Filed Feb 5, 2018 20:24 UTC | Huntsman CORP HUN · Entity 4636 | GiftCommon Stock | 44,468 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-18-000899 · marketforms-40845.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 452,232 Read SEC document |
| August 23, 2017 Filed Aug 24, 2017 20:05 UTC | NUTRACEUTICAL INTERNATIONAL CORP NUTR · Entity 173561 | Disposition to issuerCommon Stock | 11,127.481 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001396677-17-000037 · primary_doc.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 21, 2017, by and among Nutraceutical International Corporation (the "Company"), Nutrition Parent, LLC ("Parent") and Nutrition Sub, Inc. ("Merger Sub"), at the effective time of the merger (the "Effective Time") of Merger Sub with and into the Company, with the Company as the surviving entity and a wholly owned subsidiary of Parent, each share of the Company's common stock, par value $0.01 per share (the "Common Stock"), owned by the reporting person was converted into the right to receive $41.80 in cash without interest (the "Merger Consideration"). Read SEC document |
| May 04, 2017 Filed May 8, 2017 13:55 UTC | NUTRACEUTICAL INTERNATIONAL CORP NUTR · Entity 173561 | GrantCommon Stock | 31.767 | $31.48 | $1,000.01 |
DisclosureSEC source: 0001396677-17-000022 · primary_doc.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,127.481 F1 · kind: The purchase reported in this Form 4 was effected pursuant to an enrollment plan under the issuer's Stock Purchase Plan for Employees, Stakeholders and Shareholders adopted by the reporting person on January 11, 2008. Read SEC document |
| April 06, 2017 Filed Apr 10, 2017 10:19 UTC | NUTRACEUTICAL INTERNATIONAL CORP NUTR · Entity 173561 | GrantCommon Stock | 32.389 | $30.88 | $1,000.01 |
DisclosureSEC source: 0001396677-17-000017 · primary_doc.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,095.714 F1 · kind: The purchase reported in this Form 4 was effected pursuant to an enrollment plan under the issuer's Stock Purchase Plan for Employees, Stakeholders and Shareholders adopted by the reporting person on January 11, 2008. Read SEC document |
| March 02, 2017 Filed Mar 3, 2017 16:06 UTC | NUTRACEUTICAL INTERNATIONAL CORP NUTR · Entity 173561 | GrantCommon Stock | 29.091 | $34.38 | $1,000.00 |
DisclosureSEC source: 0001396677-17-000010 · primary_doc.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,063.329 F1 · kind: The purchase reported in this Form 4 was effected pursuant to an enrollment plan under the issuer's Stock Purchase Plan for Employees, Stakeholders and Shareholders adopted by the reporting person on January 11, 2008. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 19:53 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionOption (Right to Buy) · Derivative | 110,663 | $0.00 Strike: $20.66 | $0.00 |
DisclosureSEC source: 0001214659-17-001284 · marketforms-37996.xml · derivative · entry 4 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 110,663 shares Expires 2017-02-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options were scheduled to expire on February 20, 2017 and vested in three equal annual installments beginning February 20, 2008. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 19:53 UTC | Huntsman CORP HUN · Entity 4636 | SaleCommon Stock | 4,639 | $22.03 | $102,173.98 |
DisclosureSEC source: 0001214659-17-001284 · marketforms-37996.xml · nonDerivative · entry 3 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,700 Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 19:53 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 106,024 | $22.03 | $2,335,178.60 |
DisclosureSEC source: 0001214659-17-001284 · marketforms-37996.xml · nonDerivative · entry 2 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 501,339 F1 · kind: Represents a "net exercise" of outstanding stock options. These shares were withheld by Huntsman Corporation for payment of the exercise price and applicable taxes, based on the market price of Huntsman Corporation's common stock at the time of the option exercise on February 16, 2017 of $22.025. Read SEC document |
| February 16, 2017 Filed Feb 21, 2017 19:53 UTC | Huntsman CORP HUN · Entity 4636 | Exercise / conversionCommon Stock | 110,663 | $20.66 | $2,286,297.58 |
DisclosureSEC source: 0001214659-17-001284 · marketforms-37996.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 607,363 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 05, 2017 Filed Feb 7, 2017 18:31 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 3,303 | $20.55 | $67,876.65 |
DisclosureSEC source: 0001214659-17-000813 · marketforms-37776.xml · nonDerivative · entry 3 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 496,700 F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| February 04, 2017 Filed Feb 7, 2017 18:31 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 2,463 | $20.55 | $50,614.65 |
DisclosureSEC source: 0001214659-17-000813 · marketforms-37776.xml · nonDerivative · entry 2 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 500,003 F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| February 03, 2017 Filed Feb 7, 2017 18:31 UTC | Huntsman CORP HUN · Entity 4636 | Tax withholdingCommon Stock | 5,503 | $20.55 | $113,086.65 |
DisclosureSEC source: 0001214659-17-000813 · marketforms-37776.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Exec VP, Strategy & Investment 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 502,466 F1 · shares: Shares automatically withheld upon vesting of restricted stock to satisfy tax withholding obligations. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 12:29 UTC | NUTRACEUTICAL INTERNATIONAL CORP NUTR · Entity 173561 | GrantCommon Stock | 29.67 | $33.70 | $999.88 |
DisclosureSEC source: 0001396677-17-000006 · primary_doc.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,034.238 F1 · kind: The purchase reported in this Form 4 was effected pursuant to an enrollment plan under the issuer's Stock Purchase Plan for Employees, Stakeholders and Shareholders adopted by the reporting person on January 11, 2008. Read SEC document |
| January 05, 2017 Filed Jan 9, 2017 12:58 UTC | NUTRACEUTICAL INTERNATIONAL CORP nutr · Entity 173561 | GrantCommon Stock | 28.031 | $35.68 | $1,000.01 |
DisclosureSEC source: 0001396677-17-000001 · primary_doc.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,004.564 F1 · kind: The purchase reported in this Form 4 was effected pursuant to an enrollment plan under the issuer's Stock Purchase Plan for Employees, Stakeholders and Shareholders adopted by the reporting person on January 11, 2008. Read SEC document |
| December 16, 2016 Filed Feb 3, 2017 17:34 UTC | Huntsman CORP HUN · Entity 4636 | GiftCommon Stock | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-000675 · marketforms-37725.xml · nonDerivative · entry 3 ESPLIN J KIMO · CIK 0001276716 · Exec VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 507,969 Read SEC document |
| December 12, 2016 Filed Feb 3, 2017 17:34 UTC | Huntsman CORP HUN · Entity 4636 | GiftCommon Stock | 1,460 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-000675 · marketforms-37725.xml · nonDerivative · entry 2 ESPLIN J KIMO · CIK 0001276716 · Exec VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 509,169 Read SEC document |
| December 08, 2016 Filed Dec 9, 2016 17:15 UTC | NUTRACEUTICAL INTERNATIONAL CORP NUTR · Entity 173561 | GrantCommon Stock | 30.651 | $32.63 | $999.99 |
DisclosureSEC source: 0001396677-16-000127 · primary_doc.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,976.533 F1 · kind: The purchase reported in this Form 4 was effected pursuant to an enrollment plan under the issuer's Stock Purchase Plan for Employees, Stakeholders and Shareholders adopted by the reporting person on January 11, 2008. Read SEC document |
| November 03, 2016 Filed Nov 4, 2016 13:52 UTC | NUTRACEUTICAL INTERNATIONAL CORP NUTR · Entity 173561 | GrantCommon Stock | 35.057 | $28.53 | $1,000.00 |
DisclosureSEC source: 0001396677-16-000120 · primary_doc.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,945.882 F1 · kind: The purchase reported in this Form 4 was effected pursuant to an enrollment plan under the issuer's Stock Purchase Plan for Employees, Stakeholders and Shareholders adopted by the reporting person on January 11, 2008. Read SEC document |
| October 06, 2016 Filed Oct 11, 2016 11:09 UTC | NUTRACEUTICAL INTERNATIONAL CORP NUTR · Entity 173561 | GrantCommon Stock | 32.394 | $30.87 | $1,000.00 |
DisclosureSEC source: 0001396677-16-000115 · primary_doc.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,910.825 F1 · kind: The purchase reported in this Form 4 was effected pursuant to an enrollment plan under the issuer's Stock Purchase Plan for Employees, Stakeholders and Shareholders adopted by the reporting person on January 11, 2008. Read SEC document |
| October 03, 2016 Filed Feb 3, 2017 17:34 UTC | Huntsman CORP HUN · Entity 4636 | GiftCommon Stock | 920 | $0.00 | $0.00 |
DisclosureSEC source: 0001214659-17-000675 · marketforms-37725.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Exec VP and CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 510,629 Read SEC document |
| September 08, 2016 Filed Sep 9, 2016 13:18 UTC | NUTRACEUTICAL INTERNATIONAL CORP NUTR · Entity 173561 | GrantCommon Stock | 38.907 | $25.70 | $1,000.01 |
DisclosureSEC source: 0001396677-16-000110 · primary_doc.xml · nonDerivative · entry 1 ESPLIN J KIMO · CIK 0001276716 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,878.431 F1 · kind: The purchase reported in this Form 4 was effected pursuant to an enrollment plan under the issuer's Stock Purchase Plan for Employees, Stakeholders and Shareholders adopted by the reporting person on January 11, 2008. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.