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person · Reporting owner

Simhambhatla Murthy V

Disclosed activity across 2 companies

Tapewire entity
16440
SEC CIK
0001566034

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
ABBOTT LABORATORIESABT · Entity 2314Senior Vice PresidentFebruary 27, 2015March 03, 2015
Evolus, Inc.EOLS · Entity 5341Director · See RemarksFebruary 07, 2018February 07, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

ABBOTT LABORATORIES

Report date February 27, 2015 · Filed March 03, 2015

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common shares without par valueSEC Table I · non-derivativeDirect57,575 Reported balance After 2015-02-27 transaction · row 1
1 source row

Row 1 · 2015-02-27 · Tax withholding · Disposed 5,709 · Balance 57,575

Evolus, Inc.

Report date February 07, 2018 · Filed February 07, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect100,224 Reported balance Holding disclosure · report date 2018-02-07 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 100,224

F1: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the two year anniversary of the Issuer's initial public offering under the Securities Act of 1933, as amended, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the Issuer.

F2: Reflects a 1.6527-for-1 forward stock split of the Issuer's common stock effected on January 26, 2018.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $9.98 · Expires 2028-01-06DirectNot disclosed Reported balance Holding disclosure · report date 2018-02-07 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: Reflects a 1.6527-for-1 forward stock split of the Issuer's common stock effected on January 26, 2018.

F3: The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of January 6, 2018, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the Issuer.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares issuable on settlement of restricted stock units ("RSUs") granted to the reporting person. Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs will vest in full on the two year anniversary of the Issuer's initial public offering under the Securities Act of 1933, as amended, provided the reporting person remains in continuous service before the vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the Issuer.

F2: Reflects a 1.6527-for-1 forward stock split of the Issuer's common stock effected on January 26, 2018.

F3: The shares subject to the option will vest over a period of four years, with 1/4th of the shares subject to the option vesting annually on the anniversary of January 6, 2018, provided the reporting person remains in continuous service on each vesting date, subject to accelerated vesting in certain events, including certain terminations of the reporting person or upon certain changes of control of the Issuer.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 27, 2015 Filed Mar 3, 2015 22:13 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 5,709 $47.61 $271,805.49
Disclosure

SEC source: 0001179110-15-004038 · edgar.xml · nonDerivative · entry 1

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,575

Read SEC document
February 20, 2015 Filed Feb 24, 2015 22:43 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 127,436 $0.00 Strike: $47.00 $0.00
Disclosure

SEC source: 0001179110-15-003331 · edgar.xml · derivative · entry 2

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 127,436

Underlying: Common shares · 127,436 shares

Expires 2025-02-19

F2 · security: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 42,479 on 2/20/16, 42,478 on 2/20/17, and 42,479 on 2/20/18.

Read SEC document
February 20, 2015 Filed Feb 24, 2015 22:43 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 18,085 $0.00 $0.00
Disclosure

SEC source: 0001179110-15-003331 · edgar.xml · nonDerivative · entry 1

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,284

F1 · shares: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

Read SEC document
February 17, 2015 Filed Feb 19, 2015 22:11 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 172 $46.41 $7,982.69
Disclosure

SEC source: 0001179110-15-002940 · edgar.xml · nonDerivative · entry 2

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,199

Read SEC document
February 17, 2015 Filed Feb 19, 2015 22:11 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 494 $46.09 $22,768.46
Disclosure

SEC source: 0001179110-15-002940 · edgar.xml · nonDerivative · entry 1

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,371

Read SEC document
February 28, 2014 Filed Mar 4, 2014 22:10 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 2,882 $39.79 $114,674.78
Disclosure

SEC source: 0001179110-14-004319 · edgar.xml · nonDerivative · entry 1

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 45,865

Read SEC document
February 21, 2014 Filed Feb 25, 2014 22:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 112,668 $0.00 Strike: $39.12 $0.00
Disclosure

SEC source: 0001179110-14-003630 · edgar.xml · derivative · entry 2

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,668

Underlying: Common shares · 112,668 shares

Expires 2024-02-20

F2 · security: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 37,556 on 2/21/2015, 37,556 on 2/21/2016, and 37,556 on 2/21/2017.

Read SEC document
February 21, 2014 Filed Feb 25, 2014 22:21 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 18,403 $0.00 $0.00
Disclosure

SEC source: 0001179110-14-003630 · edgar.xml · nonDerivative · entry 1

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,747

F1 · shares: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

Read SEC document
February 18, 2014 Filed Feb 19, 2014 22:06 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon Shares without par value 306 $38.81 $11,875.86
Disclosure

SEC source: 0001179110-14-003075 · edgar.xml · nonDerivative · entry 2

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,344

Read SEC document
February 17, 2014 Filed Feb 19, 2014 22:06 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon Shares without par value 485 $38.81 $18,822.85
Disclosure

SEC source: 0001179110-14-003075 · edgar.xml · nonDerivative · entry 1

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,650

Read SEC document
February 19, 2013 Filed Feb 20, 2013 23:18 UTC ABBOTT LABORATORIES ABT · Entity 2314 SaleCommon shares without par value 402 $34.78 $13,982.77
Disclosure

SEC source: 0001179110-13-003169 · edgar.xml · nonDerivative · entry 5

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,135

Read SEC document
February 19, 2013 Filed Feb 20, 2013 23:18 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 276 $35.08 $9,682.08
Disclosure

SEC source: 0001179110-13-003169 · edgar.xml · nonDerivative · entry 4

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,537

Read SEC document
February 18, 2013 Filed Feb 20, 2013 23:18 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 314 $35.08 $11,015.12
Disclosure

SEC source: 0001179110-13-003169 · edgar.xml · nonDerivative · entry 3

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,813

Read SEC document
February 17, 2013 Filed Feb 20, 2013 23:18 UTC ABBOTT LABORATORIES ABT · Entity 2314 Tax withholdingCommon shares without par value 442 $35.08 $15,505.36
Disclosure

SEC source: 0001179110-13-003169 · edgar.xml · nonDerivative · entry 2

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,127

Read SEC document
February 15, 2013 Filed Feb 20, 2013 23:18 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantOption (right to buy) · Derivative 119,700 $0.00 Strike: $34.94 $0.00
Disclosure

SEC source: 0001179110-13-003169 · edgar.xml · derivative · entry 6

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 119,700

Underlying: Common shares · 119,700 shares

Expires 2023-02-14

F2 · security: Employee stock option granted pursuant to the Abbott Laboratories 2009 Incentive Stock Program in a transaction exempt from Section 16 under Rule 16b-3. The option becomes exercisable in annual increments of 39,900 on 2/15/2014, 39,900 on 2/15/2015, and 39,900 on 2/15/2016.

Read SEC document
February 15, 2013 Filed Feb 20, 2013 23:18 UTC ABBOTT LABORATORIES ABT · Entity 2314 GrantCommon shares without par value 23,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-13-003169 · edgar.xml · nonDerivative · entry 1

Simhambhatla Murthy V · CIK 0001566034 · Senior Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,569

F1 · shares: These shares represent performance vested restricted stock awards under the Abbott Laboratories 2009 Incentive Stock Program. The awards have a 5-year term, with no more than 1/3 of the award vesting in any one year upon Abbott reaching a minimum return on equity target. The awards include the right to have stock withheld for tax purposes.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.