Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRICO BANCSHARES /TCBK · Entity 4626 | EVP Chief Financial Officer | August 13, 2018 | August 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRICO BANCSHARES /
Report date August 13, 2018 · Filed August 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,343 |
Ending reported balance
After 2018-08-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-13 · Exercise / conversion · Acquired 497 · Balance 32,516 F1: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares withheld to pay taxes. Row 2 · 2018-08-13 · Tax withholding · Disposed 173 · Balance 32,343 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 17,524.83 |
Reported balance
After 2018-08-14 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-08-14 · Other · Acquired 0 · Balance 17,524.83 F2: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,838 |
Reported balance
After 2018-08-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-08-13 · Exercise / conversion · Disposed 497 · Balance 3,838 F1: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares withheld to pay taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares withheld to pay taxes.
F2: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 18, 2017 Filed May 22, 2017 21:28 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000035 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,482.62 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:28 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 598 | $35.04 | $20,953.92 |
DisclosureSEC source: 0001620863-17-000035 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,280 Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:28 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000035 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This amendment to the reporting person's form 4 filed on May 19th, 2017 corrects the number of restricted stock units that converted on May 18, 2017 (reported in Table II) and the number of shares of common stock acquired as a result (Reported in Table I). No other changes made to the original form 4. F1 · price: Result of vesting of an RSU granted on May 18th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 18, 2017 Filed Jun 5, 2017 20:35 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 1,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000059 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,831 Underlying: Common Stock · 1,268 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 18th, 2016 that was vested on May 19th, 2017 F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 18th, 2016 that was vested on May 19th, 2017 F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 18th, 2016 that was vested on May 19th, 2017 Read SEC document |
| May 18, 2017 Filed Jun 5, 2017 20:35 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 598 | $35.04 | $20,953.92 |
DisclosureSEC source: 0001620863-17-000059 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,594 F3 · balance_after: This amendment to the reporting person's amended form 4 filed on May 22nd, 2017 corrects the number of shares beneficially owned in Table 1 Read SEC document |
| May 18, 2017 Filed Jun 5, 2017 20:35 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 1,268 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000059 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,192 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted on May 18th, 2016 that was vested on May 19th, 2017 F3 · balance_after: This amendment to the reporting person's amended form 4 filed on May 22nd, 2017 corrects the number of shares beneficially owned in Table 1 Read SEC document |
| May 07, 2017 Filed May 12, 2017 18:23 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 505 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000022 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,100 Underlying: Common Stock · 505 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017 F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017 F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017 Read SEC document |
| May 07, 2017 Filed May 12, 2017 18:23 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000022 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,482.62 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 07, 2017 Filed May 12, 2017 18:23 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 191 | $35.89 | $6,854.99 |
DisclosureSEC source: 0001620863-17-000022 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,924 Read SEC document |
| May 07, 2017 Filed May 12, 2017 18:23 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 505 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000022 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2017 Read SEC document |
| February 06, 2017 Filed Feb 6, 2017 18:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000001 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 16,678.37 F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 18:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 6,000 | $14.54 Strike: $14.54 | $87,240.00 |
DisclosureSEC source: 0001620863-17-000001 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,400 Underlying: Common Stock · 6,000 shares Expires 2021-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 18:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 4,457 | $37.13 | $165,488.41 |
DisclosureSEC source: 0001620863-17-000001 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,610 Read SEC document |
| February 03, 2017 Filed Feb 6, 2017 18:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 6,000 | $14.54 | $87,240.00 |
DisclosureSEC source: 0001620863-17-000001 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP, Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,067 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 23:42 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-16-000149 · primary_doc.xml · nonDerivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 16,678.37 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| December 01, 2016 Filed Dec 1, 2016 23:42 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | SaleCommon Stock | 23,435 | $31.40 | $735,969.14 |
DisclosureSEC source: 0001620863-16-000149 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,067 F1 · price: Represents the weighted average sales price of multiple sales. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC Staff, TriCo Bancshares or any holder of TriCo Bancshares common stock. Read SEC document |
| December 01, 2016 Filed Dec 8, 2016 17:19 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-16-000151 · primary_doc.xml · nonDerivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 16,678.37 F4 · kind: No transactions occurred among these shares. Intended only to reflected number of shares beneficially owned. Read SEC document |
| December 01, 2016 Filed Dec 8, 2016 17:19 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | SaleCommon Stock | 23,435 | $31.40 | $735,969.14 |
DisclosureSEC source: 0001620863-16-000151 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,067 F3 · price: Represents the weighted average sales price of multiple sales, ranging from $31.45 to $31.52. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC staff, TriCo Bancshares or any holder of TriCo Bancshares common stock. Read SEC document |
| November 30, 2016 Filed Dec 1, 2016 23:42 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | SaleCommon Stock | 2,628 | $31.49 | $82,765.44 |
DisclosureSEC source: 0001620863-16-000149 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,502 F1 · price: Represents the weighted average sales price of multiple sales. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC Staff, TriCo Bancshares or any holder of TriCo Bancshares common stock. Read SEC document |
| November 30, 2016 Filed Dec 8, 2016 17:19 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | SaleCommon Stock | 2,628 | $31.49 | $82,765.44 |
DisclosureSEC source: 0001620863-16-000151 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 48,502 F2 · price: Represents the weighted average sales price of multiple sales, ranging from $31.48 to $31.62. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC staff, TriCo Bancshares or any holder of TriCo Bancshares common stock. Read SEC document |
| November 29, 2016 Filed Dec 1, 2016 23:42 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | SaleCommon Stock | 9,239 | $31.32 | $289,381.19 |
DisclosureSEC source: 0001620863-16-000149 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,130 F1 · price: Represents the weighted average sales price of multiple sales. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC Staff, TriCo Bancshares or any holder of TriCo Bancshares common stock. Read SEC document |
| November 29, 2016 Filed Dec 8, 2016 17:19 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | SaleCommon Stock | 9,239 | $31.32 | $289,381.19 |
DisclosureSEC source: 0001620863-16-000151 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,130 F1 · price: Represents the weighted average sales price of multiple sales, ranging from $31.35 to $31.45. Full information regarding the number of shares sold at each separate price can be made available upon request of the SEC staff, TriCo Bancshares or any holder of TriCo Bancshares common stock. Read SEC document |
| November 17, 2016 Filed Nov 17, 2016 22:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 9 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 16,678.37 F1 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 6,600 | $19.46 Strike: $19.46 | $128,436.00 |
DisclosureSEC source: 0001620863-16-000146 · primary_doc.xml · derivative · entry 13 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,400 Underlying: Common Stock · 6,600 shares Expires 2023-05-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 16,000 | $15.34 Strike: $15.34 | $245,440.00 |
DisclosureSEC source: 0001620863-16-000146 · primary_doc.xml · derivative · entry 12 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,000 Underlying: Common Stock · 16,000 shares Expires 2022-05-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 24,000 | $14.54 Strike: $14.54 | $348,960.00 |
DisclosureSEC source: 0001620863-16-000146 · primary_doc.xml · derivative · entry 11 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,000 Underlying: Common Stock · 24,000 shares Expires 2021-12-20 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionOption Common Stock · Derivative | 25,000 | $17.54 Strike: $17.54 | $438,500.00 |
DisclosureSEC source: 0001620863-16-000146 · primary_doc.xml · derivative · entry 10 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,000 Underlying: Common Stock · 25,000 shares Expires 2020-05-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 5,420 | $30.61 | $165,906.20 |
DisclosureSEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 8 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,369 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 6,600 | $19.46 | $128,436.00 |
DisclosureSEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 7 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 65,789 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 12,399 | $30.61 | $379,533.39 |
DisclosureSEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 6 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,189 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 16,000 | $15.34 | $245,440.00 |
DisclosureSEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 5 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 71,588 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 18,393 | $30.61 | $563,009.73 |
DisclosureSEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,588 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 24,000 | $14.54 | $348,960.00 |
DisclosureSEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 73,981 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 20,229 | $30.61 | $619,209.69 |
DisclosureSEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,981 Read SEC document |
| November 16, 2016 Filed Nov 17, 2016 22:15 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 25,000 | $17.54 | $438,500.00 |
DisclosureSEC source: 0001620863-16-000146 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP & Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,210 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.