Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| TRICO BANCSHARES /TCBK · Entity 4626 | EVP Chief Financial Officer | August 13, 2018 | August 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
TRICO BANCSHARES /
Report date August 13, 2018 · Filed August 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 32,343 |
Ending reported balance
After 2018-08-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2018-08-13 · Exercise / conversion · Acquired 497 · Balance 32,516 F1: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares withheld to pay taxes. Row 2 · 2018-08-13 · Tax withholding · Disposed 173 · Balance 32,343 |
| Common StockSEC Table I · non-derivative | IndirectBy ESOP | 17,524.83 |
Reported balance
After 2018-08-14 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2018-08-14 · Other · Acquired 0 · Balance 17,524.83 F2: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 3,838 |
Reported balance
After 2018-08-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-08-13 · Exercise / conversion · Disposed 497 · Balance 3,838 F1: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares withheld to pay taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares withheld to pay taxes.
F2: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 14, 2018 Filed Aug 14, 2018 18:47 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000059 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,524.83 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 18:47 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 497 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000059 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,838 Underlying: Common Stock · 497 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares withheld to pay taxes. F1 · derivative.exercise_date: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares withheld to pay taxes. F1 · derivative.expiration_date: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares withheld to pay taxes. Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 18:47 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 173 | $39.17 | $6,776.41 |
DisclosureSEC source: 0001620863-18-000059 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,343 Read SEC document |
| August 13, 2018 Filed Aug 14, 2018 18:47 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 497 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000059 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted August 11, 2014 that was vested on August 13, 2018. Closing price of $39.17 on August 13, 2018. Shares withheld to pay taxes. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 23:46 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantPerformance Stock Units · Derivative | 1,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000048 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,047 Underlying: Common Stock · 1,308 shares Expires not disclosed F3 · derivative.exercise_price: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index F3 · derivative.exercise_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index F3 · derivative.expiration_date: Performance-based restricted stock unit (PSU) grant that cliff vests after three years between 0% and 150% of the target number of shares (the number of shares listed in box 5) based on the Issuers total stockholder return relative to the KBW Regional Banking Index Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 23:46 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantRestricted Stock Units · Derivative | 1,308 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000048 · primary_doc.xml · derivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,321 Underlying: Common Stock · 1,308 shares Expires not disclosed F2 · derivative.exercise_price: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 19, 2019. Cash dividends are reinvested in additional units at FMV on the dividend payment date. Per unit value on date of grant was $38.46 (based on the 30-day average closing price of Issuer's common stock). F2 · derivative.exercise_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 19, 2019. Cash dividends are reinvested in additional units at FMV on the dividend payment date. Per unit value on date of grant was $38.46 (based on the 30-day average closing price of Issuer's common stock). F2 · derivative.expiration_date: Restricted Stock Unit (RSU) award that vests 25% per year over four-years, beginning June 19, 2019. Cash dividends are reinvested in additional units at FMV on the dividend payment date. Per unit value on date of grant was $38.46 (based on the 30-day average closing price of Issuer's common stock). Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 23:46 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000048 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,524.83 F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| June 19, 2018 Filed Jun 20, 2018 23:46 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000048 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,019 F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 25, 2018 Filed May 25, 2018 18:37 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000034 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,524.83 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 23, 2018 Filed May 23, 2018 23:14 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000031 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,524.83 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:37 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 353 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000034 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,013 Underlying: Common Stock · 353 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes. F1 · derivative.exercise_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes. F1 · derivative.expiration_date: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes. Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:37 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 107 | $39.20 | $4,194.40 |
DisclosureSEC source: 0001620863-18-000034 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,019 Read SEC document |
| May 23, 2018 Filed May 25, 2018 18:37 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 353 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000034 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 23, 2017 that was vested on May 23, 2018. Closing price of $39.20 on May 23, 2018. Shares withheld to pay taxes. Read SEC document |
| May 22, 2018 Filed May 22, 2018 17:27 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000015 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,524.83 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 22, 2018 Filed May 23, 2018 23:14 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionPerformance Stock Unit · Derivative | 2,910 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000031 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,739 Underlying: Common Stock · 2,910 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,940 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. F1 · derivative.exercise_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,940 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. F1 · derivative.expiration_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,940 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| May 22, 2018 Filed May 23, 2018 23:14 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 1,456 | $39.34 | $57,279.04 |
DisclosureSEC source: 0001620863-18-000031 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,773 Read SEC document |
| May 22, 2018 Filed May 23, 2018 23:14 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 2,910 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000031 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,229 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,940 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| May 21, 2018 Filed May 22, 2018 17:27 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 470 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000015 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,366 Underlying: Common Stock · 470 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008. F1 · derivative.exercise_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008. F1 · derivative.expiration_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008. Read SEC document |
| May 21, 2018 Filed May 22, 2018 17:27 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 161 | $39.31 | $6,328.91 |
DisclosureSEC source: 0001620863-18-000015 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,319 Read SEC document |
| May 21, 2018 Filed May 22, 2018 17:27 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 470 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000015 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,480 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 21, 2008. Read SEC document |
| May 08, 2018 Filed May 8, 2018 19:13 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000008 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,524.83 F2 · kind: No transaction occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 07, 2018 Filed May 8, 2018 19:13 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Unit · Derivative | 515 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-18-000008 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,836 Underlying: Common Stock · 515 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.exercise_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 F1 · derivative.expiration_date: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| May 07, 2018 Filed May 8, 2018 19:13 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 178 | $37.09 | $6,602.02 |
DisclosureSEC source: 0001620863-18-000008 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,010 Read SEC document |
| May 07, 2018 Filed May 8, 2018 19:13 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 515 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-18-000008 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,188 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 7, 2015 that was vested on May 7, 2018 Read SEC document |
| August 23, 2017 Filed Aug 23, 2017 19:32 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000083 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,482.62 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 19:32 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionPerformance Stock Unit · Derivative | 2,757 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000083 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,679 Underlying: Common Stock · 2,757 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,838 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. F1 · derivative.exercise_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,838 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. F1 · derivative.expiration_date: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,838 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 19:32 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 1,275 | $35.66 | $45,466.50 |
DisclosureSEC source: 0001620863-17-000083 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,673 Read SEC document |
| August 22, 2017 Filed Aug 23, 2017 19:32 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 2,757 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000083 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,948 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each performance-based restricted stock unit represented the right to receive 0%-150% of the target number of shares (which was reported in the original Form 4 for this grant, which was 1,838 shares) based on the Issuer's total stockholder return relative to the KBW Regional Banking Index. Read SEC document |
| August 14, 2017 Filed Aug 14, 2017 17:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000075 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP/ Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,482.62 F2 · kind: No transactions occurred amongst these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 17:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 488 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000075 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP/ Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,294 Underlying: Common Stock · 488 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017 F1 · derivative.exercise_date: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017 F1 · derivative.expiration_date: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017 Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 17:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 183 | $36.34 | $6,650.22 |
DisclosureSEC source: 0001620863-17-000075 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP/ Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,191 Read SEC document |
| August 11, 2017 Filed Aug 14, 2017 17:51 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 488 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000075 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP/ Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,374 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted August 11th, 2016 that was vested on August 11th, 2017 Read SEC document |
| June 05, 2017 Filed Jun 5, 2017 22:17 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000063 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,482.62 F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| June 05, 2017 Filed Jun 5, 2017 22:17 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000063 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,886 F1 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| June 05, 2017 Filed Jun 5, 2017 20:47 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000060 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,482.62 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| June 05, 2017 Filed Jun 5, 2017 20:35 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000059 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,482.62 F2 · kind: No transactions occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 23, 2017 Filed Jun 5, 2017 22:17 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantPerformance Stock Units · Derivative | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000063 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,517 Underlying: Common Stock · 1,389 shares Expires 2020-05-25 F3 · derivative.exercise_price: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement. F3 · derivative.exercise_date: Represents performance-based restricted stock units (PSUs) that will vest between 0% and 150% of the target number of shares ( the number of shares listed in box 4) based on May 25th, 2020 based on the issuers total stockholder return relative to the KBW Regional Banking Index. The PSUs were issued to the Reporting person pursuant to the issuers 2009 Equity Incentive Plan and Performance Award agreement and are subject to the forfeitures, accelerated vesting and other restrictions as set forth in the plan and the agreement. Read SEC document |
| May 23, 2017 Filed Jun 5, 2017 22:17 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | GrantRestricted Stock Units · Derivative | 1,389 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000063 · primary_doc.xml · derivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,759 Underlying: Common Stock · 1,389 shares Expires 2021-05-24 F2 · derivative.exercise_price: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021 F2 · derivative.exercise_date: Represents the grant of Restricted Stock Units. The shares vest as follows: 25% on May 23rd 2018, 25% on May 23rd 2019, 25% on May 25th 2020, and 25% May 24th 2021 Read SEC document |
| May 19, 2017 Filed May 22, 2017 21:38 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 461 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000036 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,370 Underlying: Common Stock · 461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 19, 2017 Filed May 22, 2017 21:38 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000036 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,482.62 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 19, 2017 Filed May 22, 2017 21:38 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 169 | $34.84 | $5,887.96 |
DisclosureSEC source: 0001620863-17-000036 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,572 Read SEC document |
| May 19, 2017 Filed May 22, 2017 21:38 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000036 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,741 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted on May 19th, 2016 that was vested on May 19th, 2017. Read SEC document |
| May 19, 2017 Filed Jun 5, 2017 20:47 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 461 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000060 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,370 Underlying: Common Stock · 461 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 19, 2016 that was vested on May 19th, 2017 F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 19, 2016 that was vested on May 19th, 2017 F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 19, 2016 that was vested on May 19th, 2017 Read SEC document |
| May 19, 2017 Filed Jun 5, 2017 20:47 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 169 | $34.84 | $5,887.96 |
DisclosureSEC source: 0001620863-17-000060 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,886 F3 · balance_after: This amendment to the reporting person's form 4 filed on May 22nd, 2017 corrects the number of shares beneficially owned in Table 1 Read SEC document |
| May 19, 2017 Filed Jun 5, 2017 20:47 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 461 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000060 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,055 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted on May 19, 2016 that was vested on May 19th, 2017 F3 · balance_after: This amendment to the reporting person's form 4 filed on May 22nd, 2017 corrects the number of shares beneficially owned in Table 1 Read SEC document |
| May 18, 2017 Filed May 19, 2017 23:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 670 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000025 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,831 Underlying: Common Stock · 670 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 18, 2017. F1 · derivative.exercise_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 18, 2017. F1 · derivative.expiration_date: Result of vesting of an RSU granted May 19, 2016 that was vested on May 18, 2017. Read SEC document |
| May 18, 2017 Filed May 19, 2017 23:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | OtherCommon Stock | 0 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000025 · primary_doc.xml · nonDerivative · entry 3 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By ESOP Disclosed balance after: 17,482.62 F2 · kind: No transaction occurred among these shares. Intended only to reflect number of shares beneficially owned. Read SEC document |
| May 18, 2017 Filed May 19, 2017 23:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Tax withholdingCommon Stock | 598 | $35.04 | $20,953.92 |
DisclosureSEC source: 0001620863-17-000025 · primary_doc.xml · nonDerivative · entry 2 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,280 Read SEC document |
| May 18, 2017 Filed May 19, 2017 23:45 UTC | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionCommon Stock | 670 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001620863-17-000025 · primary_doc.xml · nonDerivative · entry 1 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,878 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Result of vesting of an RSU granted May 19, 2016 that was vested on May 18, 2017. Read SEC document |
| May 18, 2017 Filed May 22, 2017 21:28 UTC Amendment | TRICO BANCSHARES / TCBK · Entity 4626 | Exercise / conversionRestricted Stock Units · Derivative | 1,268 | $0.00 | $0.00 |
DisclosureSEC source: 0001620863-17-000035 · primary_doc.xml · derivative · entry 4 REDDISH THOMAS J · CIK 0001198492 · EVP/Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,831 Underlying: Common Stock · 1,268 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Result of vesting of an RSU granted on May 18th, 2016 that was vested on May 19th, 2017. F3 · shares: This amendment to the reporting person's form 4 filed on May 19th, 2017 corrects the number of restricted stock units that converted on May 18, 2017 (reported in Table II) and the number of shares of common stock acquired as a result (Reported in Table I). No other changes made to the original form 4. F1 · derivative.exercise_date: Result of vesting of an RSU granted on May 18th, 2016 that was vested on May 19th, 2017. F1 · derivative.expiration_date: Result of vesting of an RSU granted on May 18th, 2016 that was vested on May 19th, 2017. F3 · derivative.underlying_shares: This amendment to the reporting person's form 4 filed on May 19th, 2017 corrects the number of restricted stock units that converted on May 18, 2017 (reported in Table II) and the number of shares of common stock acquired as a result (Reported in Table I). No other changes made to the original form 4. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.