Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FOX FACTORY HOLDING CORPFOXF · Entity 5073 | SVP, GLOBAL OPERATIONS | August 15, 2018 | August 18, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FOX FACTORY HOLDING CORP
Report date August 15, 2018 · Filed August 18, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 23,000 |
Reported balance
After 2018-08-15 transaction · row 1
1 source rowRow 1 · 2018-08-15 · Sale · Disposed 8,655 · Balance 23,000 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2018 Filed Aug 18, 2018 01:30 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | SaleCommon Stock | 8,655 | $67.00 | $579,885.00 |
DisclosureSEC source: 0000899243-18-022740 · doc4.xml · nonDerivative · entry 1 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,000 Read SEC document |
| August 13, 2018 Filed Aug 15, 2018 01:30 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | Tax withholdingCommon Stock | 2,531 | $64.40 | $162,996.40 |
DisclosureSEC source: 0000899243-18-022423 · doc4.xml · nonDerivative · entry 2 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,655 F2 · kind: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units. Read SEC document |
| August 10, 2018 Filed Aug 15, 2018 01:30 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | SaleCommon Stock | 7,287 | $63.02 | $459,220.91 |
DisclosureSEC source: 0000899243-18-022423 · doc4.xml · nonDerivative · entry 1 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,186 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $63.00 to $63.35, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| July 31, 2018 Filed Aug 2, 2018 01:30 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | Tax withholdingCommon Stock | 578 | $49.70 | $28,726.60 |
DisclosureSEC source: 0000899243-18-021098 · doc4.xml · nonDerivative · entry 2 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,473 F2 · kind: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units. Read SEC document |
| July 30, 2018 Filed Aug 2, 2018 01:30 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | GrantCommon Stock | 7,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-021098 · doc4.xml · nonDerivative · entry 1 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,051 F1 · shares: Reflects performance based restricted stock units, orginally granted pursuant to the Issuer's 2013 Omnibus Plan, earned after the Compensation Committee of the Issuer determined on July 30, 2018 that certain performance goals for the performance period ended June 30, 2018 had been met. Read SEC document |
| June 29, 2018 Filed Jul 4, 2018 00:30 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | Tax withholdingCommon Stock | 1,301 | $46.55 | $60,561.55 |
DisclosureSEC source: 0000899243-18-019373 · doc4.xml · nonDerivative · entry 1 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,551 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units. Read SEC document |
| April 30, 2018 Filed May 3, 2018 01:30 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-011202 · doc4.xml · nonDerivative · entry 2 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,852 F2 · kind: The Reporting Person received a grant of restricted stock units pursuant to the Issuer's 2013 Omnibus Plan. The restricted stock units vest in four equal annual installments beginning on May 2, 2019. Read SEC document |
| April 10, 2018 Filed May 3, 2018 01:30 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | Tax withholdingCommon Stock | 1,084 | $34.90 | $37,831.60 |
DisclosureSEC source: 0000899243-18-011202 · doc4.xml · nonDerivative · entry 1 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,852 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 20:05 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 18,580 | $0.00 Strike: $6.20 | $0.00 |
DisclosureSEC source: 0000899243-17-023669 · doc4.xml · derivative · entry 3 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 18,580 shares Expires 2022-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The option vested in four equal installments on October 3, 2013, October 3, 2014, October 3, 2015, October 3, 2016 and October 3, 2017. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 20:05 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | SaleCommon Stock | 18,580 | $42.01 | $780,568.10 |
DisclosureSEC source: 0000899243-17-023669 · doc4.xml · nonDerivative · entry 2 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,936 F1 · kind: The shares were sold in open market transactions pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b-5 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.30 to $43.10, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| October 03, 2017 Filed Oct 5, 2017 20:05 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | Exercise / conversionCommon Stock | 18,580 | $6.20 | $115,196.00 |
DisclosureSEC source: 0000899243-17-023669 · doc4.xml · nonDerivative · entry 1 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,516 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 14, 2017 Filed Aug 16, 2017 01:00 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | Tax withholdingCommon Stock | 3,814 | $37.50 | $143,025.00 |
DisclosureSEC source: 0000899243-17-020407 · doc4.xml · nonDerivative · entry 2 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,936 F2 · kind: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units. Read SEC document |
| August 11, 2017 Filed Aug 16, 2017 01:00 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | SaleCommon Stock | 2,356 | $36.95 | $87,056.79 |
DisclosureSEC source: 0000899243-17-020407 · doc4.xml · nonDerivative · entry 1 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,750 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.95 to $36.955, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:42 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | GrantCommon Stock | 8,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-019550 · doc4.xml · nonDerivative · entry 2 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,106 F2 · kind: The Reporting Person received a grant of restricted stock units pursuant to the Issuer's 2013 Omnibus Plan. The restricted stock units vest in four equal annual installments beginning on July 31, 2018. Read SEC document |
| July 31, 2017 Filed Aug 2, 2017 20:42 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | GrantCommon Stock | 11,250 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-019550 · doc4.xml · nonDerivative · entry 1 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,106 F1 · shares: Reflects performance based restricted stock units, orginally granted pursuant to the Issuer's 2013 Omnibus Plan, earned after the Compensation Committee of the Issuer determined on July 31, 2017 that certain performance goals for the performance period ended June 30, 2107 had been met. Read SEC document |
| June 30, 2017 Filed Jul 5, 2017 20:07 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | Tax withholdingCommon Stock | 2,144 | $35.60 | $76,326.40 |
DisclosureSEC source: 0000899243-17-017766 · doc4.xml · nonDerivative · entry 1 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,856 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units. Read SEC document |
| May 19, 2017 Filed May 19, 2017 20:33 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | SaleCommon Stock | 11,878 | $33.01 | $392,084.47 |
DisclosureSEC source: 0000899243-17-013912 · doc4.xml · nonDerivative · entry 1 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,000 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $33.00 to $33.10, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| April 10, 2017 Filed Apr 11, 2017 20:15 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | Tax withholdingCommon Stock | 1,907 | $27.15 | $51,775.05 |
DisclosureSEC source: 0000899243-17-009946 · doc4.xml · nonDerivative · entry 1 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,878 F1 · kind: Shares withheld to satisfy tax obligations arising out of vesting of restricted stock units. Read SEC document |
| January 20, 2017 Filed Jan 20, 2017 22:59 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 13,558 | $0.00 Strike: $6.20 | $0.00 |
DisclosureSEC source: 0000899243-17-001678 · doc4.xml · derivative · entry 9 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,580 Underlying: Common Stock · 13,558 shares Expires 2022-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Three 25% traunches of a previously reported option, representing a right to purchase a total of 74,320 shares, became exercisable on October 3, 2014, October 3, 2015 and October 3, 2016 respectively. The remaining 25% traunch of the 74,320 share option, or 18,580 shares, will vest on October 3, 2017. The stock option was originally granted on October 3, 2012. Read SEC document |
| January 20, 2017 Filed Jan 20, 2017 22:59 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | SaleCommon Stock | 13,558 | $26.44 | $358,483.01 |
DisclosureSEC source: 0000899243-17-001678 · doc4.xml · nonDerivative · entry 6 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,785 F1 · kind: The shares were sold in open market transactions pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b-5 of the Securities Exchange Act of 1934, as amended. F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.25 to $26.75, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| January 20, 2017 Filed Jan 20, 2017 22:59 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | Exercise / conversionCommon Stock | 13,558 | $6.20 | $84,059.60 |
DisclosureSEC source: 0000899243-17-001678 · doc4.xml · nonDerivative · entry 5 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,343 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 22:59 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 14,292 | $0.00 Strike: $6.20 | $0.00 |
DisclosureSEC source: 0000899243-17-001678 · doc4.xml · derivative · entry 8 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,138 Underlying: Common Stock · 14,292 shares Expires 2022-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Three 25% traunches of a previously reported option, representing a right to purchase a total of 74,320 shares, became exercisable on October 3, 2014, October 3, 2015 and October 3, 2016 respectively. The remaining 25% traunch of the 74,320 share option, or 18,580 shares, will vest on October 3, 2017. The stock option was originally granted on October 3, 2012. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 22:59 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | SaleCommon Stock | 14,292 | $26.60 | $380,142.90 |
DisclosureSEC source: 0000899243-17-001678 · doc4.xml · nonDerivative · entry 4 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,785 F1 · kind: The shares were sold in open market transactions pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b-5 of the Securities Exchange Act of 1934, as amended. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.40 to $27.00, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| January 19, 2017 Filed Jan 20, 2017 22:59 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | Exercise / conversionCommon Stock | 14,292 | $6.20 | $88,610.40 |
DisclosureSEC source: 0000899243-17-001678 · doc4.xml · nonDerivative · entry 3 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,077 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:59 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 27,890 | $0.00 Strike: $6.20 | $0.00 |
DisclosureSEC source: 0000899243-17-001678 · doc4.xml · derivative · entry 7 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,430 Underlying: Common Stock · 27,890 shares Expires 2022-10-03 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: Three 25% traunches of a previously reported option, representing a right to purchase a total of 74,320 shares, became exercisable on October 3, 2014, October 3, 2015 and October 3, 2016 respectively. The remaining 25% traunch of the 74,320 share option, or 18,580 shares, will vest on October 3, 2017. The stock option was originally granted on October 3, 2012. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:59 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | SaleCommon Stock | 27,890 | $26.57 | $741,168.38 |
DisclosureSEC source: 0000899243-17-001678 · doc4.xml · nonDerivative · entry 2 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,785 F1 · kind: The shares were sold in open market transactions pursuant to a Rule 10b5-1 trading plan adopted by the reporting person in accordance with Rule 10b-5 of the Securities Exchange Act of 1934, as amended. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $25.95 to $26.80, inclusive. Full information regarding the number of shares sold at each separate price will be provided upon request by the SEC staff, the issuer, or any security holder of the issuer. Read SEC document |
| January 18, 2017 Filed Jan 20, 2017 22:59 UTC | FOX FACTORY HOLDING CORP FOXF · Entity 5073 | Exercise / conversionCommon Stock | 27,890 | $6.20 | $172,918.00 |
DisclosureSEC source: 0000899243-17-001678 · doc4.xml · nonDerivative · entry 1 KATHERMAN WILLIAM H · CIK 0001603409 · SVP, GLOBAL OPERATIONS 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,675 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.