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Butterworth Liam

Disclosed activity across 2 companies

Tapewire entity
164228
SEC CIK
0001599790

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Aptiv PLCDLPH · Entity 3559SVP & President, PowertrainNovember 22, 2017November 27, 2017
Delphi Technologies PLCDLPH · Entity 146095Director · CEOAugust 15, 2018August 17, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Aptiv PLC

Report date November 22, 2017 · Filed November 27, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightSEC Table II · derivative / convertible securityDirect3,148.165 Reported balance After 2017-11-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2017-11-22 · Grant · Acquired 292.269 · Balance 3,148.165

F1: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

Filing footnotes · ownership attribution and instrument terms

F1: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

Delphi Technologies PLC

Report date August 15, 2018 · Filed August 17, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Dividend Equivalent RightsSEC Table II · derivative / convertible securityDirect1,060.059 Reported balance After 2018-08-15 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-08-15 · Grant · Acquired 457.022 · Balance 1,060.059

F1: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
August 15, 2018 Filed Aug 17, 2018 15:45 UTC Delphi Technologies PLC DLPH · Entity 146095 GrantDividend Equivalent Rights · Derivative 457.022 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-047305 · doc4.xml · derivative · entry 1

Butterworth Liam · CIK 0001599790 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,060.059

Underlying: Ordinary Shares · 457.022 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.exercise_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.expiration_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

Read SEC document
May 16, 2018 Filed May 18, 2018 17:03 UTC Delphi Technologies PLC DLPH · Entity 146095 GrantDividend Equivalent Rights · Derivative 348.7 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-031453 · doc4.xml · derivative · entry 1

Butterworth Liam · CIK 0001599790 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 603.037

Underlying: Ordinary Shares · 348.7 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.exercise_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.expiration_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

Read SEC document
February 28, 2018 Filed Mar 2, 2018 16:53 UTC Delphi Technologies PLC DLPH · Entity 146095 GrantRestricted Stock Units · Derivative 24,906 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-015745 · doc4.xml · derivative · entry 2

Butterworth Liam · CIK 0001599790 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,906

Underlying: Ordinary Shares · 24,906 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.

F2 · derivative.exercise_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.

F2 · derivative.expiration_date: Reflects the annual grant of restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 14:35 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherDividend Equivalent Rights · Derivative 47.559 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011838 · doc4.xml · derivative · entry 4

Butterworth Liam · CIK 0001599790 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 254.337

Underlying: Ordinary Shares · 47.559 shares

Expires not disclosed

F5 · derivative.exercise_price: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.

F5 · derivative.exercise_date: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.

F5 · derivative.expiration_date: Reflects settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 14:35 UTC Delphi Technologies PLC DLPH · Entity 146095 GrantOrdinary Shares 27,168 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011838 · doc4.xml · nonDerivative · entry 3

Butterworth Liam · CIK 0001599790 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,318

F4 · balance_after: Ordinary shares received upon settlement of performance based awards granted pursuant to an approved employee incentive plan the value and issuance of which was conditioned on the company achieving certain operating and financial performance targets over the 2015 through 2017 fiscal year period.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 14:35 UTC Delphi Technologies PLC DLPH · Entity 146095 OtherOrdinary Shares 47 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011838 · doc4.xml · nonDerivative · entry 2

Butterworth Liam · CIK 0001599790 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,149

F3 · balance_after: Represents the acquisition of ordinary shares upon the disposition of dividend equivalent rights reported in Table 2.

Read SEC document
February 16, 2018 Filed Feb 21, 2018 14:35 UTC Delphi Technologies PLC DLPH · Entity 146095 Tax withholdingOrdinary Shares 4,806 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-011838 · doc4.xml · nonDerivative · entry 1

Butterworth Liam · CIK 0001599790 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 63,102

F1 · kind: Represents ordinary shares being withheld to pay tax liability incident to the vesting of time-based restricted stock units and settlement of dividend equivalent rights previously granted pursuant to an approved employee incentive plan.

F2 · balance_after: Includes Ordinary Shares plus an additional 57,330 of restricted stock units previously granted pursuant to an approved employee incentive plan, which vest at various points with the passage of time and which earn dividend equivalents until fully vested.

Read SEC document
February 14, 2018 Filed Feb 16, 2018 13:26 UTC Delphi Technologies PLC DLPH · Entity 146095 GrantDividend Equivalent Rights · Derivative 301.896 $0.00 $0.00
Disclosure

SEC source: 0001209191-18-010721 · doc4.xml · derivative · entry 1

Butterworth Liam · CIK 0001599790 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 301.896

Underlying: Ordinary Shares · 301.896 shares

Expires not disclosed

F1 · derivative.exercise_price: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.exercise_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.expiration_date: Reflects dividend equivalent rights accrued with respect to outstanding awards of time-vesting restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

Read SEC document
December 29, 2017 Filed Jan 3, 2018 15:00 UTC Delphi Technologies PLC DLPH · Entity 146095 GrantRestricted Share Units · Derivative 23,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-18-000700 · doc4.xml · derivative · entry 2

Butterworth Liam · CIK 0001599790 · Director · CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,606

Underlying: Ordinary Shares · 23,606 shares

Expires not disclosed

F2 · derivative.exercise_price: Reflects restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.

F2 · derivative.exercise_date: Reflects restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.

F2 · derivative.expiration_date: Reflects restricted share units awarded to the reporting person pursuant to Rule 16b-3, each of which represents the right to receive one ordinary share of the Issuer (but which may be settled in cash in certain circumstances). The award vests in three equal installments on each of February 28, 2019, February 28, 2020 and February 28, 2021.

Read SEC document
November 22, 2017 Filed Nov 27, 2017 18:39 UTC Aptiv PLC DLPH · Entity 3559 GrantDividend Equivalent Right · Derivative 292.269 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-062522 · doc4.xml · derivative · entry 1

Butterworth Liam · CIK 0001599790 · SVP & President, Powertrain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,148.165

Underlying: Ordinary Shares · 292.269 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

Read SEC document
August 23, 2017 Filed Aug 24, 2017 20:21 UTC Aptiv PLC DLPH · Entity 3559 GrantDividend Equivalent Right · Derivative 311.7527 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-050099 · doc4.xml · derivative · entry 1

Butterworth Liam · CIK 0001599790 · SVP & President, Powertrain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,855.8955

Underlying: Ordinary Shares · 311.7527 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

Read SEC document
May 24, 2017 Filed May 26, 2017 13:28 UTC Aptiv PLC DLPH · Entity 3559 GrantDividend Equivalent Right · Derivative 338.2946 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-035685 · doc4.xml · derivative · entry 1

Butterworth Liam · CIK 0001599790 · SVP & President, Powertrain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,544.1428

Underlying: Ordinary Shares · 338.2946 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 16:49 UTC Aptiv PLC DLPH · Entity 3559 GrantOrdinary Shares 17,747 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016322 · doc4.xml · nonDerivative · entry 2

Butterworth Liam · CIK 0001599790 · SVP & President, Powertrain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 99,673

F2 · price: Each performance share represents a contingent right to receive an ordinary share of Delphi Automotive PLC, and will vest based upon the achievement of specified performance criteria, with a performance period from January 1, 2017 to December 31, 2019.

Read SEC document
February 28, 2017 Filed Mar 2, 2017 16:49 UTC Aptiv PLC DLPH · Entity 3559 GrantOrdinary Shares 5,916 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-016322 · doc4.xml · nonDerivative · entry 1

Butterworth Liam · CIK 0001599790 · SVP & President, Powertrain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 81,926

F1 · price: The shares will vest in three equal installments beginning on the first anniversary of the date of grant.

Read SEC document
February 22, 2017 Filed Feb 22, 2017 20:59 UTC Aptiv PLC DLPH · Entity 3559 SaleOrdinary Shares 1,467 $76.43 $112,124.13
Disclosure

SEC source: 0001209191-17-013147 · doc4.xml · nonDerivative · entry 5

Butterworth Liam · CIK 0001599790 · SVP & President, Powertrain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,010

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016.

F6 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $76.41 to $76.49, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 22, 2017 Filed Feb 22, 2017 20:59 UTC Aptiv PLC DLPH · Entity 3559 SaleOrdinary Shares 12,533 $75.89 $951,183.26
Disclosure

SEC source: 0001209191-17-013147 · doc4.xml · nonDerivative · entry 4

Butterworth Liam · CIK 0001599790 · SVP & President, Powertrain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,477

F4 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 9, 2016.

F5 · price: The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $75.41 to $76.40, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 20:59 UTC Aptiv PLC DLPH · Entity 3559 OtherDividend Equivalent Right · Derivative 628 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013147 · doc4.xml · derivative · entry 6

Butterworth Liam · CIK 0001599790 · SVP & President, Powertrain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,205.8482

Underlying: Ordinary Shares · 628 shares

Expires not disclosed

F1 · derivative.exercise_price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.exercise_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.expiration_date: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 20:59 UTC Aptiv PLC DLPH · Entity 3559 Tax withholdingOrdinary Shares 10,948 $75.46 $826,136.08
Disclosure

SEC source: 0001209191-17-013147 · doc4.xml · nonDerivative · entry 3

Butterworth Liam · CIK 0001599790 · SVP & President, Powertrain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 90,010

F3 · price: Shares withheld to pay tax liabilities incident to the vesting of restricted stock units and settlement of dividend equivalent rights.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 20:59 UTC Aptiv PLC DLPH · Entity 3559 GrantOrdinary Shares 8,152 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013147 · doc4.xml · nonDerivative · entry 2

Butterworth Liam · CIK 0001599790 · SVP & President, Powertrain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 100,958

F2 · price: Additional ordinary shares acquired in connection with achievement in excess of target of specified performance criteria for the 2014-2016 performance period.

Read SEC document
February 17, 2017 Filed Feb 22, 2017 20:59 UTC Aptiv PLC DLPH · Entity 3559 OtherOrdinary Shares 628 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-013147 · doc4.xml · nonDerivative · entry 1

Butterworth Liam · CIK 0001599790 · SVP & President, Powertrain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,806

F1 · price: Settlement of dividend equivalent rights in connection with the vesting of restricted stock units. The rights accrued when and as dividends were paid on the Issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. Each dividend equivalent right is the economic equivalent of one ordinary share.

Read SEC document
February 15, 2017 Filed Feb 17, 2017 18:24 UTC Aptiv PLC DLPH · Entity 3559 GrantDividend Equivalent Right · Derivative 350.1231 $0.00 $0.00
Disclosure

SEC source: 0001209191-17-011926 · doc4.xml · derivative · entry 1

Butterworth Liam · CIK 0001599790 · SVP & President, Powertrain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,833.8482

Underlying: Ordinary Shares · 350.1231 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

Read SEC document
November 23, 2016 Filed Nov 28, 2016 17:00 UTC Aptiv PLC DLPH · Entity 3559 GrantDividend Equivalent Right · Derivative 396.3904 $0.00 $0.00
Disclosure

SEC source: 0001209191-16-152099 · doc4.xml · derivative · entry 1

Butterworth Liam · CIK 0001599790 · SVP, Powertrain

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,483.7251

Underlying: Ordinary Shares · 396.3904 shares

Expires not disclosed

F1 · derivative.exercise_price: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.exercise_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

F1 · derivative.expiration_date: The dividend equivalent rights accrued with respect to an outstanding award of restricted stock units. Each dividend equivalent right is the economic equivalent of one ordinary share.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.