Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| FIRSTENERGY CORPFE · Entity 3171 | Director | May 03, 2017 | May 05, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
FIRSTENERGY CORP
Report date May 03, 2017 · Filed May 05, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Phantom Stock UnitsSEC Table II · derivative / convertible security | Direct | 56,160.758 |
Reported balance
After 2017-05-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2017-05-03 · Grant · Acquired 699 · Balance 56,160.758 F1: Represents shares and cash paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. F2: 1 for 1 F3: This holding reflects phantom stock payable in cash or shares following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock. F4: Includes phantom stock units acquired through dividend reinvestments. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares and cash paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors.
F2: 1 for 1
F3: This holding reflects phantom stock payable in cash or shares following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock.
F4: Includes phantom stock units acquired through dividend reinvestments.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
SCHULMAN A INC
Report date August 21, 2018 · Filed August 22, 2018
Section 16 reporting ended · disclosed 2018-08-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-08-21 transaction · row 1
1 source rowRow 1 · 2018-08-21 · Disposition to issuer · Disposed 37,341 · Balance 0 F1: Disposed of pursuant to the merger agreement (the "Merger Agreement") between the issuer, LyondellBasell Industries N.V and LYB Americas Holdco Inc. In addition to the cash consideration, each shareholder will also receive one contingent value right ("CVR") per share or, with respect to equity awards, per share underlying each such equity award. Each CVR will represent the right to receive contingent cash payments from certain net proceeds, if any are recovered, relating to claims arising from the issuer's acquisition of its Citadel subsidiary or the acquisition by Citadel's subsidiary, the Matrixx Group, Incorporated of its Lucent subsidiary, including from certain ongoing litigation against the former owners of the issuer's Citadel subsidiary and the former owners of A. Schulman's Lucent subsidiary and the related government investigations. Reporting person will receive 37,341 CVRs. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the merger agreement (the "Merger Agreement") between the issuer, LyondellBasell Industries N.V and LYB Americas Holdco Inc. In addition to the cash consideration, each shareholder will also receive one contingent value right ("CVR") per share or, with respect to equity awards, per share underlying each such equity award. Each CVR will represent the right to receive contingent cash payments from certain net proceeds, if any are recovered, relating to claims arising from the issuer's acquisition of its Citadel subsidiary or the acquisition by Citadel's subsidiary, the Matrixx Group, Incorporated of its Lucent subsidiary, including from certain ongoing litigation against the former owners of the issuer's Citadel subsidiary and the former owners of A. Schulman's Lucent subsidiary and the related government investigations. Reporting person will receive 37,341 CVRs.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2018 Filed Aug 22, 2018 21:14 UTC | SCHULMAN A INC SHLM · Entity 162875 | Disposition to issuerCommon Stock | 37,341 | $42.00 | $1,568,322.00 |
DisclosureSEC source: 0001209191-18-048084 · doc4.xml · nonDerivative · entry 1 NOVAK ERNEST J JR · CIK 0001255472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Disposed of pursuant to the merger agreement (the "Merger Agreement") between the issuer, LyondellBasell Industries N.V and LYB Americas Holdco Inc. In addition to the cash consideration, each shareholder will also receive one contingent value right ("CVR") per share or, with respect to equity awards, per share underlying each such equity award. Each CVR will represent the right to receive contingent cash payments from certain net proceeds, if any are recovered, relating to claims arising from the issuer's acquisition of its Citadel subsidiary or the acquisition by Citadel's subsidiary, the Matrixx Group, Incorporated of its Lucent subsidiary, including from certain ongoing litigation against the former owners of the issuer's Citadel subsidiary and the former owners of A. Schulman's Lucent subsidiary and the related government investigations. Reporting person will receive 37,341 CVRs. Read SEC document |
| January 10, 2018 Filed Jan 12, 2018 16:33 UTC | SCHULMAN A INC SHLM · Entity 162875 | GrantCommon Stock | 2,153 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-003432 · doc4.xml · nonDerivative · entry 1 NOVAK ERNEST J JR · CIK 0001255472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,341 F1 · price: Award of fully vested and unrestricted common stock. Read SEC document |
| May 03, 2017 Filed May 5, 2017 13:07 UTC | FIRSTENERGY CORP FE · Entity 3171 | GrantPhantom Stock Units · Derivative | 699 | $28.64 | $20,019.36 |
DisclosureSEC source: 0001127602-17-016963 · form4.xml · derivative · entry 1 NOVAK ERNEST J JR · CIK 0001255472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,160.758 Underlying: Common Stock · 699 shares Expires not disclosed F1 · security: Represents shares and cash paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. F2 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock. F4 · balance_after: Includes phantom stock units acquired through dividend reinvestments. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 20:04 UTC | FIRSTENERGY CORP FE · Entity 3171 | GrantPhantom Stock Units · Derivative | 1,237 | $32.06 | $39,658.22 |
DisclosureSEC source: 0001127602-17-009157 · form4.xml · derivative · entry 2 NOVAK ERNEST J JR · CIK 0001255472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,850.203 Underlying: Common Stock · 1,237 shares Expires not disclosed F1 · security: Represents shares and cash paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. F2 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: This holding reflects phantom stock payable in cash or shares following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock. F3 · derivative.expiration_date: This holding reflects phantom stock payable in cash or shares following conclusion of service as a director, in accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. Each share of phantom stock is the economic equivalent of one share of common stock. F4 · balance_after: Includes phantom stock units acquired through dividend reinvestments. Read SEC document |
| January 11, 2017 Filed Jan 13, 2017 17:15 UTC | SCHULMAN A INC SHLM · Entity 162875 | GrantCommon Stock | 2,331 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-003719 · doc4.xml · nonDerivative · entry 1 NOVAK ERNEST J JR · CIK 0001255472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,188 F1 · price: Award of fully vested and unrestricted common stock. Read SEC document |
| November 09, 2016 Filed Nov 14, 2016 14:03 UTC | FIRSTENERGY CORP FE · Entity 3171 | GrantPhantom Stock Units · Derivative | 1,177 | $33.70 | $39,664.90 |
DisclosureSEC source: 0001127602-16-066772 · form4.xml · derivative · entry 1 NOVAK ERNEST J JR · CIK 0001255472 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,011.063 Underlying: Common Stock · 1,177 shares Expires not disclosed F1 · security: Represents shares and cash paid quarterly for director compensation under the FirstEnergy Corp. 2015 Incentive Compensation Plan and deferred pursuant to the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. F2 · derivative.exercise_price: 1 for 1 F3 · derivative.exercise_date: In accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. F3 · derivative.expiration_date: In accordance with the terms and conditions of the FirstEnergy Corp. Deferred Compensation Plan for Outside Directors. F4 · balance_after: Includes phantom stock units acquired through dividend reinvestments. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.