Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CHEMUNG FINANCIAL CORPCHMG · Entity 5681 | Director | August 21, 2018 | August 23, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CHEMUNG FINANCIAL CORP
Report date August 21, 2018 · Filed August 23, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 80,875.242 |
Reported balance
After 2018-08-21 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-08-21 · Sale · Disposed 1,000 · Balance 80,875.242 F1: Includes dividends issued periodically under issuer's dividend reinvestment plan. |
| Common StockSEC Table I · non-derivative | IndirectBY SPOUSE | 9,650.226 |
Reported balance
Holding disclosure · report date 2018-08-21 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 9,650.226 F1: Includes dividends issued periodically under issuer's dividend reinvestment plan. F2: The reporting person disclaims beneficial ownership of these securities and the report shall not be deemed an admission that the reporting person is beneficial owner of such securities for the purpose of Section 16 or for any other purpose. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes dividends issued periodically under issuer's dividend reinvestment plan.
F2: The reporting person disclaims beneficial ownership of these securities and the report shall not be deemed an admission that the reporting person is beneficial owner of such securities for the purpose of Section 16 or for any other purpose.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 21, 2018 Filed Aug 23, 2018 14:14 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | SaleCommon Stock | 1,000 | $42.70 | $42,700.00 |
DisclosureSEC source: 0000763563-18-000086 · edgar.xml · nonDerivative · entry 1 POTTER JOHN F · CIK 0001183775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 80,875.242 F1 · balance_after: Includes dividends issued periodically under issuer's dividend reinvestment plan. Read SEC document |
| May 11, 2018 Filed May 11, 2018 17:39 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | Exercise / conversionPHANTOM STOCK · Derivative | 34,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000763563-18-000071 · edgar.xml · derivative · entry 3 POTTER JOHN F · CIK 0001183775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: COMMON STOCK · 34,188 shares Expires 2018-05-11 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: Each share of phantom stock was the economic equivalent of one share of Chemung Financial Corporation stock. The reporting person settled all shares of phantom stock for Chemung Financial Corporation common stock. F3 · price: Each share of phantom stock was the economic equivalent of one share of Chemung Financial Corporation stock. The reporting person settled all shares of phantom stock for Chemung Financial Corporation common stock. Read SEC document |
| May 11, 2018 Filed May 11, 2018 17:39 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | Exercise / conversionCommon Stock | 34,188 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000763563-18-000071 · edgar.xml · nonDerivative · entry 1 POTTER JOHN F · CIK 0001183775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,875.242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: Each share of phantom stock was the economic equivalent of one share of Chemung Financial Corporation stock. The reporting person settled all shares of phantom stock for Chemung Financial Corporation common stock. F1 · balance_after: Includes dividends issued periodically under issuer's dividend reinvestment plan. Read SEC document |
| April 02, 2018 Filed Apr 5, 2018 17:25 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | GrantPHANTOM STOCK · Derivative | 340.13 | $46.43 | $15,792.24 |
DisclosureSEC source: 0000763563-18-000059 · edgar.xml · derivative · entry 3 POTTER JOHN F · CIK 0001183775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,126.49 Underlying: COMMON STOCK · 340.13 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Phantom Stock Units are to be settled 100% in Issuer's Common Stock in accordance with the term's of the Company's Deferred Directors' Fee Plan and at the director's election. F2 · derivative.expiration_date: Phantom Stock Units are to be settled 100% in Issuer's Common Stock in accordance with the term's of the Company's Deferred Directors' Fee Plan and at the director's election. F3 · balance_after: Includes dividends issued periodically under issuer's dividend reinvestment plan. Read SEC document |
| January 04, 2018 Filed Jan 4, 2018 21:03 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | GrantCOMMON STOCK | 444 | $50.10 | $22,244.40 |
DisclosureSEC source: 0000763563-18-000016 · edgar.xml · nonDerivative · entry 1 POTTER JOHN F · CIK 0001183775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,687.242 F1 · balance_after: Includes dividends issued periodically under issuer's dividend reinvestment plan. Read SEC document |
| January 02, 2018 Filed Jan 5, 2018 14:46 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | GrantPHANTOM STOCK · Derivative | 305.77 | $49.26 | $15,062.23 |
DisclosureSEC source: 0000763563-18-000030 · edgar.xml · derivative · entry 3 POTTER JOHN F · CIK 0001183775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,786.36 Underlying: COMMON STOCK · 305.77 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Phantom Stock Units are to be settled 100% in Issuer's Common Stock in accordance with the term's of the Company's Deferred Directors' Fee Plan and at the director's election. F2 · derivative.expiration_date: Phantom Stock Units are to be settled 100% in Issuer's Common Stock in accordance with the term's of the Company's Deferred Directors' Fee Plan and at the director's election. F3 · balance_after: Includes dividends issued periodically under issuer's dividend reinvestment plan. Read SEC document |
| October 02, 2017 Filed Oct 4, 2017 20:39 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | GrantPHANTOM STOCK · Derivative | 283.59 | $45.90 | $13,016.78 |
DisclosureSEC source: 0000763563-17-000086 · edgar.xml · derivative · entry 3 POTTER JOHN F · CIK 0001183775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,480.59 Underlying: COMMON STOCK · 283.59 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Phantom Stock Units are to be settled 100% in Issuer's Common Stock in accordance with the term's of the Company's Deferred Directors' Fee Plan and at the director's election. F2 · derivative.expiration_date: Phantom Stock Units are to be settled 100% in Issuer's Common Stock in accordance with the term's of the Company's Deferred Directors' Fee Plan and at the director's election. F3 · balance_after: Includes dividends issued periodically under issuer's dividend reinvestment plan. Read SEC document |
| July 03, 2017 Filed Jul 10, 2017 20:27 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | GrantPHANTOM STOCK · Derivative | 368.17 | $41.37 | $15,231.19 |
DisclosureSEC source: 0000763563-17-000077 · edgar.xml · derivative · entry 3 POTTER JOHN F · CIK 0001183775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,197 Underlying: COMMON STOCK · 368.17 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Phantom Stock Units are to be settled 100% in Issuer's Common Stock in accordance with the term's of the Company's Deferred Directors' Fee Plan and at the director's election. F2 · derivative.expiration_date: Phantom Stock Units are to be settled 100% in Issuer's Common Stock in accordance with the term's of the Company's Deferred Directors' Fee Plan and at the director's election. F3 · balance_after: Includes dividends issued periodically under issuer's dividend reinvestment plan. Read SEC document |
| April 03, 2017 Filed Apr 6, 2017 14:35 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | GrantPHANTOM STOCK · Derivative | 338.49 | $39.90 | $13,505.75 |
DisclosureSEC source: 0000763563-17-000058 · edgar.xml · derivative · entry 3 POTTER JOHN F · CIK 0001183775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,828.83 Underlying: COMMON STOCK · 338.49 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Phantom Stock Units are to be settled 100% in Issuer's Common Stock in accordance with the term's of the Company's Deferred Directors' Fee Plan and at the director's election. F2 · derivative.expiration_date: Phantom Stock Units are to be settled 100% in Issuer's Common Stock in accordance with the term's of the Company's Deferred Directors' Fee Plan and at the director's election. F3 · balance_after: Includes dividends issued periodically under issuer's dividend reinvestment plan. Read SEC document |
| January 11, 2017 Filed Jan 11, 2017 19:35 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | GrantCOMMON STOCK | 607 | $34.15 | $20,729.05 |
DisclosureSEC source: 0000763563-17-000024 · edgar.xml · nonDerivative · entry 1 POTTER JOHN F · CIK 0001183775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,243.242 F1 · balance_after: Includes dividends issued periodically under issuer's dividend reinvestment plan. Read SEC document |
| January 03, 2017 Filed Jan 6, 2017 21:17 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | GrantPHANTOM STOCK · Derivative | 403.35 | $35.50 | $14,318.93 |
DisclosureSEC source: 0000763563-17-000006 · edgar.xml · derivative · entry 3 POTTER JOHN F · CIK 0001183775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,490.34 Underlying: COMMON STOCK · 403.35 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Phantom Stock Units are to be settled 100% in Issuer's Common Stock in accordance with the term's of the Company's Deferred Directors' Fee Plan and at the director's election. F2 · derivative.expiration_date: Phantom Stock Units are to be settled 100% in Issuer's Common Stock in accordance with the term's of the Company's Deferred Directors' Fee Plan and at the director's election. F3 · balance_after: Includes dividends issued periodically under issuer's dividend reinvestment plan. Read SEC document |
| October 03, 2016 Filed Oct 7, 2016 19:50 UTC | CHEMUNG FINANCIAL CORP CHMG · Entity 5681 | GrantPHANTOM STOCK · Derivative | 455.57 | $29.12 | $13,266.20 |
DisclosureSEC source: 0000763563-16-000195 · edgar.xml · derivative · entry 3 POTTER JOHN F · CIK 0001183775 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,086.99 Underlying: COMMON STOCK · 455.57 shares Expires not disclosed F1 · derivative.exercise_price: Security converts to common stock on a one-for-one basis. F2 · derivative.exercise_date: Phantom Stock Units are to be settled 100% in Issuer's Common Stock in accordance with the term's of the Company's Deferred Directors' Fee Plan and at the director's election. F2 · derivative.expiration_date: Phantom Stock Units are to be settled 100% in Issuer's Common Stock in accordance with the term's of the Company's Deferred Directors' Fee Plan and at the director's election. F3 · balance_after: Includes dividends issued periodically under issuer's dividend reinvestment plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.