Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | Executive Vice President | May 03, 2015 | May 06, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date May 03, 2015 · Filed May 06, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2019-05-05 | Direct | 48,800.005 |
Reported balance
After 2015-05-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2015-05-03 · Grant · Acquired 48,800.005 · Balance 48,800.005 F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied. F3: These Restricted Stock Units include an initial grant of 47,700 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.
F3: These Restricted Stock Units include an initial grant of 47,700 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.
F4: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 27, 2005 Filed Jul 29, 2005 01:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 80,000 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-05-000174 · edgardoc.xml · derivative · entry 6 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 200,000 Underlying: Common Stock · 80,000 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| July 27, 2005 Filed Jul 29, 2005 01:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 20,000 | $0.00 Strike: $3.51 | $0.00 |
DisclosureSEC source: 0001234452-05-000174 · edgardoc.xml · derivative · entry 5 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2008-07-16 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: This option is fully vested. Read SEC document |
| July 27, 2005 Filed Jul 29, 2005 01:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 110,000 | $40.00 | $4,400,341.00 |
DisclosureSEC source: 0001234452-05-000174 · edgardoc.xml · nonDerivative · entry 3 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 22,262 F2 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| July 27, 2005 Filed Jul 29, 2005 01:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 80,000 | $17.47 | $1,397,600.00 |
DisclosureSEC source: 0001234452-05-000174 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 132,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| July 27, 2005 Filed Jul 29, 2005 01:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 20,000 | $3.51 | $70,200.00 |
DisclosureSEC source: 0001234452-05-000174 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 52,262 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 30, 2005 Filed Jul 1, 2005 22:19 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 219 | $34.14 Strike: $1.00 | $7,475.78 |
DisclosureSEC source: 0001234452-05-000154 · edgardoc.xml · derivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 31,358.518 Underlying: Common Stock · 219 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 31, 2005 Filed Apr 4, 2005 20:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 71 | $36.34 Strike: $1.00 | $2,580.35 |
DisclosureSEC source: 0001234452-05-000085 · edgardoc.xml · derivative · entry 3 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 31,058.148 Underlying: Common Stock · 71 shares Expires not disclosed F2 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F3 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F4 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F2 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 31, 2004 Filed Jan 4, 2005 21:56 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 1,226 | $43.42 Strike: $1.00 | $53,226.79 |
DisclosureSEC source: 0001234452-05-000005 · edgardoc.xml · derivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 30,878.918 Underlying: Common Stock · 1,226 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| December 22, 2004 Filed Apr 4, 2005 20:36 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | OtherCommon Stock | 2,558 | $0.00 | $0.00 |
DisclosureSEC source: 0001234452-05-000085 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 32,262 F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| December 03, 2004 Filed Dec 8, 2004 00:10 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantNon-Qualified Stock Option (right to buy) · Derivative | 250,000 | $0.00 Strike: $43.62 | $0.00 |
DisclosureSEC source: 0001234452-04-000241 · edgardoc.xml · derivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 250,000 Underlying: Common Stock · 250,000 shares Expires 2014-12-02 F1 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| October 15, 2004 Filed Oct 18, 2004 15:29 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 20,000 | $42.50 | $850,000.00 |
DisclosureSEC source: 0001234452-04-000195 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 29,704 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| September 30, 2004 Filed Oct 4, 2004 21:07 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 248 | $38.64 Strike: $1.00 | $9,582.72 |
DisclosureSEC source: 0001234452-04-000182 · edgardoc.xml · derivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 29,652.918 Underlying: Common Stock · 248 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| September 13, 2004 Filed Sep 14, 2004 21:41 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 12,300 | $40.00 | $492,000.00 |
DisclosureSEC source: 0001234452-04-000158 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 49,704 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| September 09, 2004 Filed Sep 10, 2004 23:37 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 7,700 | $40.00 | $308,000.00 |
DisclosureSEC source: 0001234452-04-000153 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 62,004 F1 · kind: The disposition of shares was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F2 · balance_after: On July 12, 2004, QUALCOMM Incorporated declared a stock dividend, payable to all holders of record of common stock on July 23, 2004, of one share of common stock for each share of common stock outstanding. As a result, the reporting person's stock holdings reflect this stock dividend as of August 13, 2004. F3 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 30, 2004 Filed Jul 1, 2004 23:17 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 108 | $68.70 Strike: $1.00 | $7,419.60 |
DisclosureSEC source: 0001234452-04-000101 · edgardoc.xml · derivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 14,675.831 Underlying: Common Stock · 108 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| March 31, 2004 Filed Apr 3, 2004 00:04 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 38 | $63.77 Strike: $1.00 | $2,423.26 |
DisclosureSEC source: 0001234452-04-000061 · edgardoc.xml · derivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 14,546.609 Underlying: Common Stock · 38 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.