Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUALCOMM INC/DEQCOM · Entity 2852 | Executive Vice President | May 03, 2015 | May 06, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUALCOMM INC/DE
Report date May 03, 2015 · Filed May 06, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security · Expires 2019-05-05 | Direct | 48,800.005 |
Reported balance
After 2015-05-03 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2015-05-03 · Grant · Acquired 48,800.005 · Balance 48,800.005 F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting. F2: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied. F3: These Restricted Stock Units include an initial grant of 47,700 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units. F4: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Restricted Stock Unit is the economic equivalent of one share of Qualcomm common stock and is converted into common stock upon vesting.
F2: These Restricted Stock Units were granted subject to performance vesting and service vesting requirements. On May 3, 2015, the Compensation Committee certified that the performance vesting conditions were satisfied.
F3: These Restricted Stock Units include an initial grant of 47,700 Restricted Stock Units, plus dividend equivalents accrued through the transaction date in the form of additional Restricted Stock Units that vest and are paid at the same time and in the same manner as the underlying Restricted Stock Units.
F4: The Restricted Stock Units (and allocable dividend equivalents)vest in equal one-fifth amounts on May 5, 2015, 2016, 2017, 2018 and 2019.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 93,994 | $22.23 | $2,089,486.62 |
DisclosureSEC source: 0001234452-08-000526 · edgardoc.xml · nonDerivative · entry 11 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 107,471 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 260 | $54.32 | $14,121.90 |
DisclosureSEC source: 0001234452-08-000526 · edgardoc.xml · nonDerivative · entry 10 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 260 | $41.75 | $10,855.00 |
DisclosureSEC source: 0001234452-08-000526 · edgardoc.xml · nonDerivative · entry 9 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 79,740 | $53.80 | $4,290,012.00 |
DisclosureSEC source: 0001234452-08-000526 · edgardoc.xml · nonDerivative · entry 8 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 79,740 | $41.75 | $3,329,145.00 |
DisclosureSEC source: 0001234452-08-000526 · edgardoc.xml · nonDerivative · entry 7 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 93,217 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,006 | $54.32 | $326,215.89 |
DisclosureSEC source: 0001234452-08-000526 · edgardoc.xml · nonDerivative · entry 6 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,006 | $17.47 | $104,924.82 |
DisclosureSEC source: 0001234452-08-000526 · edgardoc.xml · nonDerivative · entry 5 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 19,483 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 84,666 | $53.80 | $4,555,030.80 |
DisclosureSEC source: 0001234452-08-000526 · edgardoc.xml · nonDerivative · entry 4 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 84,666 | $29.21 | $2,473,093.86 |
DisclosureSEC source: 0001234452-08-000526 · edgardoc.xml · nonDerivative · entry 3 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 98,143 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 9,328 | $53.80 | $501,846.40 |
DisclosureSEC source: 0001234452-08-000526 · edgardoc.xml · nonDerivative · entry 2 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| July 24, 2008 Filed Jul 28, 2008 21:12 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 9,328 | $17.47 | $162,960.16 |
DisclosureSEC source: 0001234452-08-000526 · edgardoc.xml · nonDerivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 22,805 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 30, 2008 Filed Jul 2, 2008 23:58 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | GrantPhantom Stock Unit · Derivative | 163 | $47.30 Strike: $1.00 | $7,709.74 |
DisclosureSEC source: 0001234452-08-000478 · edgardoc.xml · derivative · entry 1 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Grantor Trust Disclosed balance after: 36,921.365 Underlying: Common Stock · 163 shares Expires not disclosed F1 · security: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. F2 · derivative.exercise_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination and vest according to the following schedule: 100% at age 65 with acceleration provisions (1) at the rate of 25% per year for each subsequent year of participation, (2) after the individual reaches age 61, or (3) if they have more than 10 years of service. F3 · derivative.expiration_date: The rights awarded under the Company's Executive Retirement Matching Contribution Plan will be eligible for distribution upon termination. F1 · ownership.nature: The common stock issued under the terms of the Company's Executive Retirement Matching Contribution Plan, a tax conditioned plan, is exempt under Rule 16b-3. The shares are held in a grantor trust and stock is the only permissable form of distribution under the Plan. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,300 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · derivative · entry 43 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,334 Underlying: Common Stock · 2,300 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 6,225 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · derivative · entry 42 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,634 Underlying: Common Stock · 6,225 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,000 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · derivative · entry 41 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,859 Underlying: Common Stock · 1,000 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,341 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · derivative · entry 40 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,859 Underlying: Common Stock · 2,341 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,534 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · derivative · entry 39 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,200 Underlying: Common Stock · 3,534 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 2,200 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · derivative · entry 38 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,734 Underlying: Common Stock · 2,200 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · derivative · entry 37 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,934 Underlying: Common Stock · 1,250 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,340 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · derivative · entry 36 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,184 Underlying: Common Stock · 1,340 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 100 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · derivative · entry 35 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,524 Underlying: Common Stock · 100 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 3,260 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · derivative · entry 34 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,624 Underlying: Common Stock · 3,260 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,100 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · derivative · entry 33 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,884 Underlying: Common Stock · 1,100 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 44,050 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · derivative · entry 32 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,984 Underlying: Common Stock · 44,050 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 1,500 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · derivative · entry 31 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 90,034 Underlying: Common Stock · 1,500 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 29,800 | $0.00 Strike: $17.47 | $0.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · derivative · entry 30 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,534 Underlying: Common Stock · 29,800 shares Expires 2012-11-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options vest 10% on the six month anniversary of the date of grant and the remaining balance vests monthly thereafter. The option is fully vested five years after the date of grant. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,300 | $49.88 | $114,712.50 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 28 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,300 | $17.47 | $40,181.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 27 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,777 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 6,225 | $49.87 | $310,440.75 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 26 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 6,225 | $17.47 | $108,750.75 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 25 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 19,702 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,000 | $49.87 | $49,865.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 24 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,000 | $17.47 | $17,470.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 23 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,477 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,341 | $49.86 | $116,722.26 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 22 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,341 | $17.47 | $40,897.27 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 21 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,818 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 3,534 | $49.85 | $176,169.90 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 20 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,534 | $17.47 | $61,738.98 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 19 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 17,011 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 2,200 | $49.85 | $109,659.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 18 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 2,200 | $17.47 | $38,434.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 17 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 15,677 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,250 | $49.84 | $62,300.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 16 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,250 | $17.47 | $21,837.50 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 15 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,727 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,340 | $49.84 | $66,778.90 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 14 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,340 | $17.47 | $23,409.80 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 13 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,817 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 100 | $49.83 | $4,982.50 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 12 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 100 | $17.47 | $1,747.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 11 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 3,260 | $49.82 | $162,413.20 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 10 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 3,260 | $17.47 | $56,952.20 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 9 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 16,737 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 1,100 | $49.82 | $54,796.50 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 8 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 1,100 | $17.47 | $19,217.00 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 7 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 14,577 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | SaleCommon Stock | 44,050 | $49.81 | $2,194,130.50 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 6 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 13,477 F2 · kind: The transaction was conducted under a 10b5-1 Plan, as defined under the Securities Exchange Act of 1934, as amended. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
| June 13, 2008 Filed Jun 17, 2008 00:24 UTC | QUALCOMM INC/DE QCOM · Entity 2852 | Exercise / conversionCommon Stock | 44,050 | $17.47 | $769,553.50 |
DisclosureSEC source: 0001234452-08-000422 · edgardoc.xml · nonDerivative · entry 5 SULLIVAN DANIEL L · CIK 0001282710 · Executive VP, Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · by Trust Disclosed balance after: 57,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: Securities held by Daniel L. Sullivan & Kathryn Sullivan, Trustees of the Sullivan Family Trust dtd. 9/2/99. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.