Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUAKER CHEMICAL CORPKWR · Entity 4278 | VP - Human Resources | August 29, 2018 | August 30, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUAKER CHEMICAL CORP
Report date August 29, 2018 · Filed August 30, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy 401(k) | 1,067 |
Reported balance
After 2018-08-29 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-08-29 · Other · Disposed 283 · Balance 1,067 F1: Based on account information as of August 29, 2018 and obtained by reporting person from Plan Administrator. |
| Common StockSEC Table I · non-derivative | Direct | 4,028 |
Reported balance
Holding disclosure · report date 2018-08-29 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 4,028 |
Filing footnotes · ownership attribution and instrument terms
F1: Based on account information as of August 29, 2018 and obtained by reporting person from Plan Administrator.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 29, 2018 Filed Aug 30, 2018 20:08 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | OtherCommon Stock | 283 | $177.54 | $50,243.82 |
DisclosureSEC source: 0001209191-18-048925 · doc4.xml · nonDerivative · entry 1 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 1,067 F1 · balance_after: Based on account information as of August 29, 2018 and obtained by reporting person from Plan Administrator. Read SEC document |
| August 20, 2018 Filed Aug 22, 2018 20:12 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | SaleCommon Stock | 663 | $173.50 | $115,030.50 |
DisclosureSEC source: 0001209191-18-047925 · doc4.xml · nonDerivative · entry 1 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,028 Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:12 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | OtherCommon Stock | 863 | $168.34 | $145,277.42 |
DisclosureSEC source: 0001209191-18-046210 · doc4.xml · nonDerivative · entry 2 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 1,350 F2 · balance_after: Based on account information as of August 8, 2018 and obtained by reporting person from Plan Administrator. Read SEC document |
| August 08, 2018 Filed Aug 10, 2018 20:12 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | SaleCommon Stock | 300 | $167.00 | $50,100.00 |
DisclosureSEC source: 0001209191-18-046210 · doc4.xml · nonDerivative · entry 1 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,691 F1 · balance_after: Includes 24 shares acquired by reporting person under the Company's Employee Stock Purchase between May 31, 2018 and July 31, 2018 and 1 share acquired under the Company's Dividend Reinvestment Plan on July 31, 2018. Read SEC document |
| May 21, 2018 Filed May 23, 2018 20:16 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | OtherCommon Stock | 1,034 | $157.15 | $162,493.10 |
DisclosureSEC source: 0001209191-18-032578 · doc4.xml · nonDerivative · entry 1 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 2,210 F1 · balance_after: Based on account information as of May 21, 2018 and obtained by reporting person from Plan Administrator. Read SEC document |
| February 25, 2018 Filed Feb 27, 2018 21:30 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Tax withholdingCommon Stock | 222 | $151.28 | $33,584.16 |
DisclosureSEC source: 0001209191-18-013921 · doc4.xml · nonDerivative · entry 1 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,940 F1 · shares: Shares surrendered by reporting person to satisfy withholding tax obligation upon vesting of restricted stock granted on February 25, 2015 under the Company's 2011 Long-Term Performance Incentive Plan. F2 · balance_after: Includes 25 shares acquired by reporting person under the Company's Employee Stock Purchase between November 30, 2017 and January 31, 2018 and 1 share acquired under the Company's Dividend Reinvestment Plan on January 31, 2018. Read SEC document |
| November 21, 2017 Filed Nov 21, 2017 21:22 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | SaleCommon Stock | 1,000 | $162.75 | $162,750.00 |
DisclosureSEC source: 0001209191-17-062039 · doc4.xml · nonDerivative · entry 1 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,136 Read SEC document |
| November 13, 2017 Filed Nov 15, 2017 21:14 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | SaleCommon Stock | 367 | $157.16 | $57,677.02 |
DisclosureSEC source: 0001209191-17-060872 · doc4.xml · nonDerivative · entry 1 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,136 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.10 to $157.2066, inclusive. The reporting person undertakes to provide to Quaker Chemical Corporation ("Quaker"), any security holder of Quaker, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4. F2 · balance_after: Includes 29 shares acquired by reporting person under the Company's Employee Stock Purchase between June 30, 2017 and October 31, 2017 and 2 shares acquired under the Company's Dividend Reinvestment Plan between July 31, 2017 and October 31, 2017. Read SEC document |
| May 08, 2017 Filed Jun 13, 2017 20:19 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | OtherCommon Stock | 1,957 | $143.04 | $279,929.28 |
DisclosureSEC source: 0001209191-17-039456 · doc4.xml · nonDerivative · entry 1 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Indirect · By 401(k) Disclosed balance after: 3,204 F1 · balance_after: Based on account information as of May 8, 2017 and obtained by reporting person from Plan Administrator. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:05 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | GrantEmployee Stock Option (right to buy) · Derivative | 2,188 | $0.00 Strike: $134.60 | $0.00 |
DisclosureSEC source: 0001209191-17-015967 · doc4.xml · derivative · entry 3 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,188 Underlying: Common Stock · 2,188 shares Expires 2024-02-27 F2 · derivative.exercise_date: Stock options granted to reporting person under the Company's 2016 Long-Term Performance Incentive Plan and exercisable in three consecutive annual installments: 730 shares on February 27, 2018; 729 shares on February 27, 2019; and 729 shares on February 27, 2020. Read SEC document |
| February 27, 2017 Filed Mar 1, 2017 22:05 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | GrantCommon Stock | 421 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-015967 · doc4.xml · nonDerivative · entry 1 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,454 F1 · shares: Includes 5 shares acquired by reporting person under the Company's Employee Stock Purchase on January 31, 2017 and 1 share acquired under the Company's Dividend Reinvestment Plan on January 31, 2017. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 745 | $0.00 Strike: $87.30 | $0.00 |
DisclosureSEC source: 0001209191-17-005912 · doc4.xml · derivative · entry 10 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,488 Underlying: Common Stock · 745 shares Expires 2022-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_date: The options for this grant vest in three annual installments: 745 shares on February 25, 2016; 744 shares on February 25, 2017; and 744 shares on February 25, 2018. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 736 | $0.00 Strike: $73.47 | $0.00 |
DisclosureSEC source: 0001209191-17-005912 · doc4.xml · derivative · entry 9 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 736 Underlying: Common Stock · 736 shares Expires 2021-02-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_date: The options for this grant vest in three annual installments: 737 shares on February 27, 2015; 736 shares on February 27, 2016; and 736 shares on February 27, 2017. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 1,420 | $0.00 Strike: $58.26 | $0.00 |
DisclosureSEC source: 0001209191-17-005912 · doc4.xml · derivative · entry 8 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 1,420 shares Expires 2020-03-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_date: The options for this grant vested in three annual installments: 710 shares on March 5, 2014; 710 shares on March 5, 2015; and 710 shares on March 5, 2016. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Tax withholdingCommon Stock | 506 | $131.01 | $66,291.06 |
DisclosureSEC source: 0001209191-17-005912 · doc4.xml · nonDerivative · entry 6 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,027 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionCommon Stock | 745 | $87.30 | $65,038.50 |
DisclosureSEC source: 0001209191-17-005912 · doc4.xml · nonDerivative · entry 5 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,533 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Tax withholdingCommon Stock | 553 | $131.01 | $72,448.53 |
DisclosureSEC source: 0001209191-17-005912 · doc4.xml · nonDerivative · entry 4 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,788 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionCommon Stock | 736 | $73.47 | $54,073.92 |
DisclosureSEC source: 0001209191-17-005912 · doc4.xml · nonDerivative · entry 3 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,341 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Tax withholdingCommon Stock | 975 | $131.01 | $127,734.75 |
DisclosureSEC source: 0001209191-17-005912 · doc4.xml · nonDerivative · entry 2 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,605 Read SEC document |
| January 25, 2017 Filed Jan 27, 2017 21:39 UTC | QUAKER CHEMICAL CORP KWR · Entity 4278 | Exercise / conversionCommon Stock | 1,420 | $58.26 | $82,729.20 |
DisclosureSEC source: 0001209191-17-005912 · doc4.xml · nonDerivative · entry 1 ETTINGER RONALD S · CIK 0001536503 · VP - Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,580 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 45 shares acquired by reporting person under the Company's Employee Stock Purchase Plan between May 31, 2016 and December 30, 2016 and 11 shares acquired under the Company's Dividend Reinvestment Plan between July 29, 2016 and October 31, 2016. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.