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Carroccia Frank

Disclosed activity across 1 company

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16385
SEC CIK
0001566115

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMPHENOL CORP /DE/APH · Entity 2846VP & GGM, GLBL INTERC SYS GRPJune 08, 2015June 10, 2015

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMPHENOL CORP /DE/

Report date June 08, 2015 · Filed June 10, 2015

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect600 Ending reported balance After 2015-06-09 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2015-06-08 · Exercise / conversion · Acquired 1,380 · Balance 1,980

Row 2 · 2015-06-08 · Sale · Disposed 1,380 · Balance 600

F1: This transaction was executed in multiple trades at prices ranging from $57.00 to $57.01.

F2: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 3 · 2015-06-08 · Exercise / conversion · Acquired 1,015 · Balance 1,615

Row 4 · 2015-06-08 · Sale · Disposed 1,015 · Balance 600

F1: This transaction was executed in multiple trades at prices ranging from $57.00 to $57.01.

F2: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 5 · 2015-06-09 · Exercise / conversion · Acquired 19,785 · Balance 20,385

Row 6 · 2015-06-09 · Sale · Disposed 19,785 · Balance 600

F2: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades ranging from $56.68 to $56.93.

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $21.50 · Expires 2020-05-27Direct0 Reported balance After 2015-06-08 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2015-06-08 · Exercise / conversion · Disposed 1,380 · Balance 0

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $26.74 · Expires 2021-05-26Direct40,585 Reported balance After 2015-06-08 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2015-06-08 · Exercise / conversion · Disposed 1,015 · Balance 40,585

Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $26.74 · Expires 2021-05-26Direct20,800 Reported balance After 2015-06-09 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2015-06-09 · Exercise / conversion · Disposed 19,785 · Balance 20,800

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades at prices ranging from $57.00 to $57.01.

F2: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: This transaction was executed in multiple trades ranging from $56.68 to $56.93.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 09, 2015 Filed Jun 10, 2015 13:37 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionStock Option · Derivative 19,785 $0.00 Strike: $26.74 $0.00
Disclosure

SEC source: 0001127602-15-020263 · form4.xml · derivative · entry 9

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,800

Underlying: Class A Common Stock · 19,785 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 09, 2015 Filed Jun 10, 2015 13:37 UTC AMPHENOL CORP /DE/ APH · Entity 2846 SaleClass A Common Stock 19,785 $56.79 $1,123,625.76
Disclosure

SEC source: 0001127602-15-020263 · form4.xml · nonDerivative · entry 6

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3 · price: This transaction was executed in multiple trades ranging from $56.68 to $56.93.

Read SEC document
June 09, 2015 Filed Jun 10, 2015 13:37 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionClass A Common Stock 19,785 $26.74 $529,050.90
Disclosure

SEC source: 0001127602-15-020263 · form4.xml · nonDerivative · entry 5

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,385

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2015 Filed Jun 10, 2015 13:37 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionStock Option · Derivative 1,015 $0.00 Strike: $26.74 $0.00
Disclosure

SEC source: 0001127602-15-020263 · form4.xml · derivative · entry 8

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,585

Underlying: Class A Common Stock · 1,015 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2015 Filed Jun 10, 2015 13:37 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionStock Option · Derivative 1,380 $0.00 Strike: $21.50 $0.00
Disclosure

SEC source: 0001127602-15-020263 · form4.xml · derivative · entry 7

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,380 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2015 Filed Jun 10, 2015 13:37 UTC AMPHENOL CORP /DE/ APH · Entity 2846 SaleClass A Common Stock 1,015 $57.00 $57,856.02
Disclosure

SEC source: 0001127602-15-020263 · form4.xml · nonDerivative · entry 4

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

F1 · price: This transaction was executed in multiple trades at prices ranging from $57.00 to $57.01.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 08, 2015 Filed Jun 10, 2015 13:37 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionClass A Common Stock 1,015 $26.74 $27,141.10
Disclosure

SEC source: 0001127602-15-020263 · form4.xml · nonDerivative · entry 3

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,615

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 08, 2015 Filed Jun 10, 2015 13:37 UTC AMPHENOL CORP /DE/ APH · Entity 2846 SaleClass A Common Stock 1,380 $57.00 $78,661.38
Disclosure

SEC source: 0001127602-15-020263 · form4.xml · nonDerivative · entry 2

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

F1 · price: This transaction was executed in multiple trades at prices ranging from $57.00 to $57.01.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 08, 2015 Filed Jun 10, 2015 13:37 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionClass A Common Stock 1,380 $21.50 $29,663.10
Disclosure

SEC source: 0001127602-15-020263 · form4.xml · nonDerivative · entry 1

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,980

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2015 Filed Jun 5, 2015 12:46 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionStock Option · Derivative 20,620 $0.00 Strike: $21.50 $0.00
Disclosure

SEC source: 0001127602-15-019903 · form4.xml · derivative · entry 3

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,380

Underlying: Class A Common Stock · 20,620 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · ownership.direct: Securities owned reflect 2-for-1 Stock Split effective October 9,2014.

Read SEC document
June 03, 2015 Filed Jun 5, 2015 12:46 UTC AMPHENOL CORP /DE/ APH · Entity 2846 SaleClass A Common Stock 20,620 $58.05 $1,196,970.38
Disclosure

SEC source: 0001127602-15-019903 · form4.xml · nonDerivative · entry 2

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 600

F1 · price: This transaction was executed in multiple trades at prices ranging from $58.00 to $58.16.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
June 03, 2015 Filed Jun 5, 2015 12:46 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionClass A Common Stock 20,620 $21.50 $443,226.90
Disclosure

SEC source: 0001127602-15-019903 · form4.xml · nonDerivative · entry 1

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,220

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2014 Filed Jul 31, 2014 11:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionStock Option · Derivative 12,000 $0.00 Strike: $53.26 $0.00
Disclosure

SEC source: 0001127602-14-024230 · form4.xml · derivative · entry 12

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 36,000

Underlying: Class A Common Stock · 12,000 shares

Expires 2022-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2014 Filed Jul 31, 2014 11:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionStock Option · Derivative 10,400 $0.00 Strike: $53.48 $0.00
Disclosure

SEC source: 0001127602-14-024230 · form4.xml · derivative · entry 11

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,800

Underlying: Class A Common Stock · 10,400 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2014 Filed Jul 31, 2014 11:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionStock Option · Derivative 11,000 $0.00 Strike: $42.99 $0.00
Disclosure

SEC source: 0001127602-14-024230 · form4.xml · derivative · entry 10

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,000

Underlying: Class A Common Stock · 11,000 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2014 Filed Jul 31, 2014 11:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionStock Option · Derivative 3,200 $0.00 Strike: $32.01 $0.00
Disclosure

SEC source: 0001127602-14-024230 · form4.xml · derivative · entry 9

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 3,200 shares

Expires 2019-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2014 Filed Jul 31, 2014 11:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 SaleClass A Common Stock 12,000 $97.60 $1,171,239.60
Disclosure

SEC source: 0001127602-14-024230 · form4.xml · nonDerivative · entry 8

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · price: This transaction was executed in multiple trades at prices ranging from $97.50 to $97.89.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 30, 2014 Filed Jul 31, 2014 11:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionClass A Common Stock 12,000 $53.26 $639,120.00
Disclosure

SEC source: 0001127602-14-024230 · form4.xml · nonDerivative · entry 7

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2014 Filed Jul 31, 2014 11:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 SaleClass A Common Stock 10,400 $97.60 $1,015,074.32
Disclosure

SEC source: 0001127602-14-024230 · form4.xml · nonDerivative · entry 6

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · price: This transaction was executed in multiple trades at prices ranging from $97.50 to $97.89.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 30, 2014 Filed Jul 31, 2014 11:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionClass A Common Stock 10,400 $53.48 $556,192.00
Disclosure

SEC source: 0001127602-14-024230 · form4.xml · nonDerivative · entry 5

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2014 Filed Jul 31, 2014 11:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 SaleClass A Common Stock 11,000 $97.60 $1,073,636.30
Disclosure

SEC source: 0001127602-14-024230 · form4.xml · nonDerivative · entry 4

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · price: This transaction was executed in multiple trades at prices ranging from $97.50 to $97.89.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 30, 2014 Filed Jul 31, 2014 11:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionClass A Common Stock 11,000 $42.99 $472,890.00
Disclosure

SEC source: 0001127602-14-024230 · form4.xml · nonDerivative · entry 3

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
July 30, 2014 Filed Jul 31, 2014 11:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 SaleClass A Common Stock 3,200 $97.60 $312,330.56
Disclosure

SEC source: 0001127602-14-024230 · form4.xml · nonDerivative · entry 2

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · price: This transaction was executed in multiple trades at prices ranging from $97.50 to $97.89.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
July 30, 2014 Filed Jul 31, 2014 11:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionClass A Common Stock 3,200 $32.01 $102,432.00
Disclosure

SEC source: 0001127602-14-024230 · form4.xml · nonDerivative · entry 1

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2013 Filed Nov 1, 2013 20:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionStock Option · Derivative 12,000 $0.00 Strike: $53.26 $0.00
Disclosure

SEC source: 0001127602-13-030210 · form4.xml · derivative · entry 6

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 48,000

Underlying: Class A Common Stock · 12,000 shares

Expires 2022-05-24

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2013 Filed Nov 1, 2013 20:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionStock Option · Derivative 10,400 $0.00 Strike: $53.48 $0.00
Disclosure

SEC source: 0001127602-13-030210 · form4.xml · derivative · entry 5

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,200

Underlying: Class A Common Stock · 10,400 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2013 Filed Nov 1, 2013 20:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 SaleClass A Common Stock 12,000 $80.02 $960,228.00
Disclosure

SEC source: 0001127602-13-030210 · form4.xml · nonDerivative · entry 4

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · price: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.06.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 01, 2013 Filed Nov 1, 2013 20:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionClass A Common Stock 12,000 $53.26 $639,120.00
Disclosure

SEC source: 0001127602-13-030210 · form4.xml · nonDerivative · entry 3

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,300

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 01, 2013 Filed Nov 1, 2013 20:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 SaleClass A Common Stock 10,400 $80.02 $832,197.60
Disclosure

SEC source: 0001127602-13-030210 · form4.xml · nonDerivative · entry 2

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · price: This transaction was executed in multiple trades at prices ranging from $80.00 to $80.06.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Read SEC document
November 01, 2013 Filed Nov 1, 2013 20:52 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionClass A Common Stock 10,400 $53.48 $556,192.00
Disclosure

SEC source: 0001127602-13-030210 · form4.xml · nonDerivative · entry 1

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2013 Filed Jun 4, 2013 14:29 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionStock Option · Derivative 11,000 $0.00 Strike: $42.99 $0.00
Disclosure

SEC source: 0001127602-13-019181 · form4.xml · derivative · entry 7

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,000

Underlying: Class A Common Stock · 11,000 shares

Expires 2020-05-27

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2013 Filed Jun 4, 2013 14:29 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionStock Option · Derivative 3,200 $0.00 Strike: $32.01 $0.00
Disclosure

SEC source: 0001127602-13-019181 · form4.xml · derivative · entry 6

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,200

Underlying: Class A Common Stock · 3,200 shares

Expires 2019-05-21

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2013 Filed Jun 4, 2013 14:29 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionStock Option · Derivative 2,200 $0.00 Strike: $45.95 $0.00
Disclosure

SEC source: 0001127602-13-019181 · form4.xml · derivative · entry 5

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,200 shares

Expires 2018-05-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
June 03, 2013 Filed Jun 4, 2013 14:29 UTC AMPHENOL CORP /DE/ APH · Entity 2846 SaleClass A Common Stock 16,400 $77.82 $1,276,182.40
Disclosure

SEC source: 0001127602-13-019181 · form4.xml · nonDerivative · entry 4

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · price: This transaction was executed in multiple trades at prices ranging from $77.75 to $77.93.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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June 03, 2013 Filed Jun 4, 2013 14:29 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionClass A Common Stock 11,000 $42.99 $472,890.00
Disclosure

SEC source: 0001127602-13-019181 · form4.xml · nonDerivative · entry 3

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 03, 2013 Filed Jun 4, 2013 14:29 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionClass A Common Stock 3,200 $32.01 $102,432.00
Disclosure

SEC source: 0001127602-13-019181 · form4.xml · nonDerivative · entry 2

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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June 03, 2013 Filed Jun 4, 2013 14:29 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionClass A Common Stock 2,200 $45.95 $101,090.00
Disclosure

SEC source: 0001127602-13-019181 · form4.xml · nonDerivative · entry 1

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,500

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 23, 2013 Filed May 24, 2013 16:25 UTC AMPHENOL CORP /DE/ APH · Entity 2846 GrantStock Option · Derivative 58,000 $0.00 Strike: $78.00 $0.00
Disclosure

SEC source: 0001127602-13-018179 · form4.xml · derivative · entry 2

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,000

Underlying: Class A Common Stock · 58,000 shares

Expires 2023-05-23

F1 · derivative.exercise_date: Date Exercisable: 20% per year over a five year period commencing on the first anniversary of date of grant.

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May 16, 2013 Filed May 20, 2013 18:32 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionStock Option · Derivative 10,400 $0.00 Strike: $53.48 $0.00
Disclosure

SEC source: 0001127602-13-017525 · form4.xml · derivative · entry 3

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,600

Underlying: Class A Common Stock · 10,400 shares

Expires 2021-05-26

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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May 16, 2013 Filed May 20, 2013 18:32 UTC AMPHENOL CORP /DE/ APH · Entity 2846 SaleClass A Common Stock 10,400 $81.33 $845,780.00
Disclosure

SEC source: 0001127602-13-017525 · form4.xml · nonDerivative · entry 2

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 300

F1 · price: This transaction was executed in multiple trades at prices ranging from $81.16 to $81.52.

F2 · price: The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

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May 16, 2013 Filed May 20, 2013 18:32 UTC AMPHENOL CORP /DE/ APH · Entity 2846 Exercise / conversionClass A Common Stock 10,400 $53.48 $556,192.00
Disclosure

SEC source: 0001127602-13-017525 · form4.xml · nonDerivative · entry 1

Carroccia Frank · CIK 0001566115 · VP & GGM, GLBL INTERC SYS GRP

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,700

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.