Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Janus Living, Inc.JAN · Entity 3548 | Director | March 23, 2026 | March 24, 2026 |
| WELLTOWER INC.HCN · Entity 2853 | EVP/Pres, Srs. Hous/Post Acute | June 10, 2015 | June 12, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Janus Living, Inc.
Report date March 23, 2026 · Filed March 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A-1 Common StockSEC Table I · non-derivative | Direct | 2,500 |
Reported balance
After 2026-03-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-23 · Grant · Acquired 2,500 · Balance 2,500 F1: Represents the grant of vested shares in connection with the Issuer's initial public offering of Class A-1 Common Stock ("IPO"). |
| Class A-1 Common StockSEC Table I · non-derivative | Direct | 7,500 |
Reported balance
After 2026-03-23 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-23 · Grant · Acquired 5,000 · Balance 7,500 F2: Represents the grant of restricted stock units ("RSU's") as annual equity compensation for service as a director of the Issuer. The RSUs convert on a one-for one basis into shares of Class A-1 Common Stock upon vesting, and vest in full on the earliest of the first anniversary of the grant date, the date of the Company's annual meeting of stockholders following the grant date, or the termination of the director's service due to death or disability. |
| Class A-1 Common StockSEC Table I · non-derivative | Direct | 13,000 |
Reported balance
After 2026-03-23 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-23 · Purchase · Acquired 5,500 · Balance 13,000 F3: Represents shares purchased from the underwriters in the IPO. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of vested shares in connection with the Issuer's initial public offering of Class A-1 Common Stock ("IPO").
F2: Represents the grant of restricted stock units ("RSU's") as annual equity compensation for service as a director of the Issuer. The RSUs convert on a one-for one basis into shares of Class A-1 Common Stock upon vesting, and vest in full on the earliest of the first anniversary of the grant date, the date of the Company's annual meeting of stockholders following the grant date, or the termination of the director's service due to death or disability.
F3: Represents shares purchased from the underwriters in the IPO.
WELLTOWER INC.
Report date June 10, 2015 · Filed June 12, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,883 |
Reported balance
After 2015-06-10 transaction · row 1
1 source rowRow 1 · 2015-06-10 · Sale · Disposed 1,000 · Balance 41,883 F1: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2014. |
| Common StockSEC Table I · non-derivative | IndirectLLC | 45,608 |
Reported balance
Holding disclosure · report date 2015-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 45,608 F2: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2014.
F2: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 11, 2013 Filed Nov 12, 2013 21:15 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 833 | $60.31 | $50,236.98 |
DisclosureSEC source: 0001209191-13-051628 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 41,406 F1 · kind: The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012, as amended effective June 25, 2013. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| October 10, 2013 Filed Oct 11, 2013 20:07 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 833 | $62.47 | $52,041.09 |
DisclosureSEC source: 0001209191-13-048197 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 42,239 F1 · kind: The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012, as amended effective June 25, 2013. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| September 10, 2013 Filed Sep 12, 2013 20:21 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 833 | $61.57 | $51,289.89 |
DisclosureSEC source: 0001209191-13-044041 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 43,072 F1 · kind: The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012, as amended effective June 25, 2013. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| August 12, 2013 Filed Aug 13, 2013 20:04 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 833 | $63.13 | $52,583.29 |
DisclosureSEC source: 0001209191-13-040435 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 43,905 F1 · kind: The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012, as amended effective June 25, 2013. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| July 10, 2013 Filed Jul 12, 2013 20:01 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 833 | $65.40 | $54,480.03 |
DisclosureSEC source: 0001209191-13-036448 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 44,738 F1 · kind: The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012, as amended effective June 25, 2013. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| June 10, 2013 Filed Jun 11, 2013 20:15 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 833 | $67.68 | $56,375.61 |
DisclosureSEC source: 0001209191-13-031567 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 45,571 F1 · kind: The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| May 10, 2013 Filed May 14, 2013 20:13 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 833 | $75.05 | $62,513.90 |
DisclosureSEC source: 0001209191-13-026159 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 46,404 F1 · kind: The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| April 10, 2013 Filed Apr 11, 2013 20:14 UTC | WELLTOWER INC. HCN · Entity 2853 | OtherCommon Stock | 9,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-021140 · doc4.xml · nonDerivative · entry 3 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 47,237 F3 · price: The shares were transferred by Mr. Herman to the Ohio limited liability company described in footnote 2. No amount was paid in connection with this transfer. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| April 10, 2013 Filed Apr 11, 2013 20:14 UTC | WELLTOWER INC. HCN · Entity 2853 | OtherCommon Stock | 9,580 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-021140 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,303 F3 · price: The shares were transferred by Mr. Herman to the Ohio limited liability company described in footnote 2. No amount was paid in connection with this transfer. Read SEC document |
| April 10, 2013 Filed Apr 11, 2013 20:14 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 833 | $70.90 | $59,061.28 |
DisclosureSEC source: 0001209191-13-021140 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 37,657 F1 · kind: The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| March 11, 2013 Filed Mar 11, 2013 20:41 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 833 | $65.19 | $54,300.77 |
DisclosureSEC source: 0001209191-13-015619 · doc4.xml · nonDerivative · entry 6 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 38,490 F1 · kind: The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:41 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 3,994 | $0.00 Strike: $49.17 | $0.00 |
DisclosureSEC source: 0001209191-13-015619 · doc4.xml · derivative · entry 10 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,982 Underlying: Common · 15,976 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F8 · derivative.exercise_date: Options for the purchase of 19,971 shares of common stock at $49.17 per share were granted to Mr. Herman on January 27, 2011, which grant has previously been reported. The partial exercise of these options for the purchase of 3,995 shares has previously been reported. Of the remaining options, options for the purchase of 3,994 shares vested on January 15, 2013 and options for the purchase of 3,994 shares will vest on January 15 of each of 2014, 2015 and 2016. F8 · derivative.underlying_shares: Options for the purchase of 19,971 shares of common stock at $49.17 per share were granted to Mr. Herman on January 27, 2011, which grant has previously been reported. The partial exercise of these options for the purchase of 3,995 shares has previously been reported. Of the remaining options, options for the purchase of 3,994 shares vested on January 15, 2013 and options for the purchase of 3,994 shares will vest on January 15 of each of 2014, 2015 and 2016. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:41 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 4,755 | $0.00 Strike: $43.29 | $0.00 |
DisclosureSEC source: 0001209191-13-015619 · doc4.xml · derivative · entry 9 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,510 Underlying: Common · 14,265 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F6 · derivative.exercise_date: Options for the purchase of 23,776 shares of common stock at $43.29 per share were granted to Mr. Herman on January 28, 2010, which grant has previsouly been reported. The partial exercise of these options for the purchae of 9,511 shares has previously been reported. Of the remaining options, options for the purchase of 4,755 shares vested on January 15, 2013 and options for the purchase of 4,755 shares will vest on January 15 of each of 2014 and 2015. F6 · derivative.underlying_shares: Options for the purchase of 23,776 shares of common stock at $43.29 per share were granted to Mr. Herman on January 28, 2010, which grant has previsouly been reported. The partial exercise of these options for the purchae of 9,511 shares has previously been reported. Of the remaining options, options for the purchase of 4,755 shares vested on January 15, 2013 and options for the purchase of 4,755 shares will vest on January 15 of each of 2014 and 2015. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:41 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 7,887 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0001209191-13-015619 · doc4.xml · derivative · entry 8 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,886 Underlying: Common · 15,773 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F5 · derivative.exercise_date: Options for the purchase of 39,434 shares of common stock at $37.00 per share were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 23,661 shares has previously been reported. Of the remaining options, options for the purchase of 7,887 shares vested on January 15, 2013 and options for the purchase of 7,886 shares will vest on January 15, 2014. F5 · derivative.underlying_shares: Options for the purchase of 39,434 shares of common stock at $37.00 per share were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 23,661 shares has previously been reported. Of the remaining options, options for the purchase of 7,887 shares vested on January 15, 2013 and options for the purchase of 7,886 shares will vest on January 15, 2014. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:41 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 2,628 | $0.00 Strike: $40.83 | $0.00 |
DisclosureSEC source: 0001209191-13-015619 · doc4.xml · derivative · entry 7 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,449 Underlying: Common · 5,077 shares Expires 2018-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F3 · derivative.exercise_date: Options for the purchase of 25,386 shares of common stock at $40.83 per share were granted to Mr. Herman on January 21, 2008, which grant has previously been reported. The partial exercise of these options for the purchase of 20,309 shares has previously been reported. Of the remaining options, options for the purchase of 5,077 shares vested on January 15, 2013. F3 · derivative.underlying_shares: Options for the purchase of 25,386 shares of common stock at $40.83 per share were granted to Mr. Herman on January 21, 2008, which grant has previously been reported. The partial exercise of these options for the purchase of 20,309 shares has previously been reported. Of the remaining options, options for the purchase of 5,077 shares vested on January 15, 2013. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:41 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 19,264 | $65.13 | $1,254,568.00 |
DisclosureSEC source: 0001209191-13-015619 · doc4.xml · nonDerivative · entry 5 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,883 Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:41 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 3,994 | $49.17 | $196,384.98 |
DisclosureSEC source: 0001209191-13-015619 · doc4.xml · nonDerivative · entry 4 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,147 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:41 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 4,755 | $43.29 | $205,843.95 |
DisclosureSEC source: 0001209191-13-015619 · doc4.xml · nonDerivative · entry 3 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,153 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:41 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 7,887 | $37.00 | $291,819.00 |
DisclosureSEC source: 0001209191-13-015619 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 70,398 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 07, 2013 Filed Mar 11, 2013 20:41 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 2,628 | $40.83 | $107,301.24 |
DisclosureSEC source: 0001209191-13-015619 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,511 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 11, 2013 Filed Feb 13, 2013 21:15 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 833 | $62.39 | $51,971.54 |
DisclosureSEC source: 0001209191-13-008384 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 39,323 F1 · kind: The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| February 07, 2013 Filed Feb 11, 2013 20:35 UTC | WELLTOWER INC. HCN · Entity 2853 | GrantCommon Stock | 24,028 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-007650 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,883 F1 · price: The shares were granted without cash consideration as shares of restricted stock under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 21:10 UTC | WELLTOWER INC. HCN · Entity 2853 | Tax withholdingCommon Stock | 573 | $62.84 | $36,007.32 |
DisclosureSEC source: 0001209191-13-005951 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,855 F2 · shares: Tax withholding in shares of common stock on 1,695 performance shares granted on January 27, 2011, which grant vested on January 31, 2013. Read SEC document |
| January 31, 2013 Filed Feb 4, 2013 21:10 UTC | WELLTOWER INC. HCN · Entity 2853 | GrantCommon Stock | 1,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-005951 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,428 F1 · shares: The reported transaction was the satisfaction of a performance contingency applicable to 1,695 performance shares granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. No amount was payable in connection with the vesting or the common stock issuance. F1 · price: The reported transaction was the satisfaction of a performance contingency applicable to 1,695 performance shares granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. No amount was payable in connection with the vesting or the common stock issuance. Read SEC document |
| January 15, 2013 Filed Jan 17, 2013 22:01 UTC | WELLTOWER INC. HCN · Entity 2853 | Tax withholdingCommon Stock | 4,417 | $61.81 | $273,014.77 |
DisclosureSEC source: 0001209191-13-003518 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,733 Read SEC document |
| January 10, 2013 Filed Jan 11, 2013 21:14 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 833 | $61.76 | $51,443.75 |
DisclosureSEC source: 0001209191-13-002889 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 40,156 F1 · kind: The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| December 19, 2012 Filed Dec 21, 2012 21:06 UTC | WELLTOWER INC. HCN · Entity 2853 | GiftCommon Stock | 1,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-059041 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 40,989 F1 · price: The securities were gifted and had no disposition or acquisition price. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| December 06, 2012 Filed Dec 21, 2012 21:02 UTC Amendment | WELLTOWER INC. HCN · Entity 2853 | OtherCommon Stock | 3,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-059037 · doc4a.xml · nonDerivative · entry 5 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 42,489 F3 · price: The shares were transferred by Mr. Herman to the Ohio limited liability company described in footnote 2. No amount was paid in connection with this transfer. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| December 05, 2012 Filed Dec 21, 2012 21:02 UTC Amendment | WELLTOWER INC. HCN · Entity 2853 | OtherCommon Stock | 3,916 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-12-059037 · doc4a.xml · nonDerivative · entry 4 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,150 F3 · price: The shares were transferred by Mr. Herman to the Ohio limited liability company described in footnote 2. No amount was paid in connection with this transfer. Read SEC document |
| December 04, 2012 Filed Dec 5, 2012 21:22 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 10,000 | $59.31 | $593,076.00 |
DisclosureSEC source: 0001209191-12-055902 · doc4.xml · nonDerivative · entry 4 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 42,489 F2 · kind: The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012. F1 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| December 04, 2012 Filed Dec 21, 2012 21:02 UTC Amendment | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 10,000 | $59.31 | $593,076.00 |
DisclosureSEC source: 0001209191-12-059037 · doc4a.xml · nonDerivative · entry 3 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 38,573 F1 · kind: The shares have been sold pursuant to a Rule 10b5-1 Sales Plan dated November 20, 2012. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 21:22 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 2,667 | $0.00 Strike: $45.73 | $0.00 |
DisclosureSEC source: 0001209191-12-055902 · doc4.xml · derivative · entry 6 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,667 shares Expires 2017-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F5 · derivative.exercise_date: Options for the purchase of 11,279 shares of common stock at $45.73 per share were granted to Mr. Herman on January 22, 2007, which grant has previously been reported. The partial exercise of these options for the purchase of 8,612 shares has previously been reported. Of the remaining options, options for the purchase of 481 shares vested on January 15, 2011 and options for the purchase of 2,186 shares vested on January 15, 2012. F5 · derivative.underlying_shares: Options for the purchase of 11,279 shares of common stock at $45.73 per share were granted to Mr. Herman on January 22, 2007, which grant has previously been reported. The partial exercise of these options for the purchase of 8,612 shares has previously been reported. Of the remaining options, options for the purchase of 481 shares vested on January 15, 2011 and options for the purchase of 2,186 shares vested on January 15, 2012. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 21:22 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 1,249 | $0.00 Strike: $36.50 | $0.00 |
DisclosureSEC source: 0001209191-12-055902 · doc4.xml · derivative · entry 5 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,249 shares Expires 2016-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F3 · derivative.exercise_date: Options for the purchase of 10,684 shares of common stock at $36.50 per share were granted to Mr. Herman on January 23, 2006, which grant has previously been reported. The partial exercise of these options for the purchase of 9,435 shares has previously been reported. Of the remaining options, options for the purchase of 417 shares vested on January 15, 2009 and options for the purchase of 416 shares vested on January 15 of each of 2010 and 2011. F3 · derivative.underlying_shares: Options for the purchase of 10,684 shares of common stock at $36.50 per share were granted to Mr. Herman on January 23, 2006, which grant has previously been reported. The partial exercise of these options for the purchase of 9,435 shares has previously been reported. Of the remaining options, options for the purchase of 417 shares vested on January 15, 2009 and options for the purchase of 416 shares vested on January 15 of each of 2010 and 2011. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 21:22 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 2,667 | $45.73 | $121,961.91 |
DisclosureSEC source: 0001209191-12-055902 · doc4.xml · nonDerivative · entry 3 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 52,489 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| December 03, 2012 Filed Dec 5, 2012 21:22 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 1,249 | $36.50 | $45,588.50 |
DisclosureSEC source: 0001209191-12-055902 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 49,822 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| December 03, 2012 Filed Dec 21, 2012 21:02 UTC Amendment | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 2,667 | $0.00 Strike: $45.73 | $0.00 |
DisclosureSEC source: 0001209191-12-059037 · doc4a.xml · derivative · entry 7 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,667 shares Expires 2017-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F6 · derivative.exercise_date: Options for the purchase of 11,279 shares of common stock at $45.73 per share were granted to Mr. Herman on January 22, 2007, which grant has previously been reported. The partial exercise of these options for the purchase of 8,612 shares has previously been reported. Of the remaining options, options for the purchase of 481 shares vested on January 15, 2011 and options for the purchase of 2,186 shares vested on January 15, 2012. F6 · derivative.underlying_shares: Options for the purchase of 11,279 shares of common stock at $45.73 per share were granted to Mr. Herman on January 22, 2007, which grant has previously been reported. The partial exercise of these options for the purchase of 8,612 shares has previously been reported. Of the remaining options, options for the purchase of 481 shares vested on January 15, 2011 and options for the purchase of 2,186 shares vested on January 15, 2012. Read SEC document |
| December 03, 2012 Filed Dec 21, 2012 21:02 UTC Amendment | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 1,249 | $0.00 Strike: $36.50 | $0.00 |
DisclosureSEC source: 0001209191-12-059037 · doc4a.xml · derivative · entry 6 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 1,249 shares Expires 2016-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F4 · derivative.exercise_date: Options for the purchase of 10,684 shares of common stock at $36.50 per share were granted to Mr. Herman on January 23, 2006, which grant has previously been reported. The partial exercise of these options for the purchase of 9,435 shares has previously been reported. Of the remaining options, options for the purchase of 417 shares vested on January 15, 2009 and options for the purchase of 416 shares vested on January 15 of each of 2010 and 2011. F4 · derivative.underlying_shares: Options for the purchase of 10,684 shares of common stock at $36.50 per share were granted to Mr. Herman on January 23, 2006, which grant has previously been reported. The partial exercise of these options for the purchase of 9,435 shares has previously been reported. Of the remaining options, options for the purchase of 417 shares vested on January 15, 2009 and options for the purchase of 416 shares vested on January 15 of each of 2010 and 2011. Read SEC document |
| December 03, 2012 Filed Dec 21, 2012 21:02 UTC Amendment | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 2,667 | $45.73 | $121,961.91 |
DisclosureSEC source: 0001209191-12-059037 · doc4a.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,066 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 03, 2012 Filed Dec 21, 2012 21:02 UTC Amendment | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 1,249 | $36.50 | $45,588.50 |
DisclosureSEC source: 0001209191-12-059037 · doc4a.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,399 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 18:16 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 3,995 | $0.00 Strike: $49.17 | $0.00 |
DisclosureSEC source: 0001209191-12-054242 · doc4.xml · derivative · entry 14 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,976 Underlying: Common · 19,971 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F9 · derivative.exercise_date: Options for the purchase of 19,971 shares of common stock were granted to Mr. Herman on January 27, 2011, which grant has previously been reported. Options for the purchase of 3,995 shares vested on January 15, 2012 and options for the purchase of 3,994 shares will vest on January 15 of each of 2013, 2014, 2015 and 2016. F9 · derivative.underlying_shares: Options for the purchase of 19,971 shares of common stock were granted to Mr. Herman on January 27, 2011, which grant has previously been reported. Options for the purchase of 3,995 shares vested on January 15, 2012 and options for the purchase of 3,994 shares will vest on January 15 of each of 2013, 2014, 2015 and 2016. Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 18:16 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 4,755 | $0.00 Strike: $43.29 | $0.00 |
DisclosureSEC source: 0001209191-12-054242 · doc4.xml · derivative · entry 13 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,265 Underlying: Common · 19,020 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F8 · derivative.exercise_date: Options for the purchase of 23,776 shares of common stock were granted to Mr. Herman on January 28, 2010, which grant has previously been reported. The partial exercise of these options for the purchase of 4,756 shares has previsouly been reported. Of the remaining options, options for the purchase of 4,755 shares vested on January 15, 2012 and options for the purchase of 4,755 shares will vest on January 15 of each of 2013, 2014 and 2015. F8 · derivative.underlying_shares: Options for the purchase of 23,776 shares of common stock were granted to Mr. Herman on January 28, 2010, which grant has previously been reported. The partial exercise of these options for the purchase of 4,756 shares has previsouly been reported. Of the remaining options, options for the purchase of 4,755 shares vested on January 15, 2012 and options for the purchase of 4,755 shares will vest on January 15 of each of 2013, 2014 and 2015. Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 18:16 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 7,887 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0001209191-12-054242 · doc4.xml · derivative · entry 12 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,773 Underlying: Common · 23,660 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · price: The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F6 · derivative.exercise_date: Options for the purchase of 39,434 shares of common stock were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 15,774 shares has previously been reported. Of the remaining options, options for the purchase of 7,887 shares vested on January 15, 2012, options for the purchase of 7,887 shares will vest on January 15, 2013 and options for the purchase of 7,886 shares will vest on January 15, 2014. F6 · derivative.underlying_shares: Options for the purchase of 39,434 shares of common stock were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 15,774 shares has previously been reported. Of the remaining options, options for the purchase of 7,887 shares vested on January 15, 2012, options for the purchase of 7,887 shares will vest on January 15, 2013 and options for the purchase of 7,886 shares will vest on January 15, 2014. Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 18:16 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 7,651 | $0.00 Strike: $40.83 | $0.00 |
DisclosureSEC source: 0001209191-12-054242 · doc4.xml · derivative · entry 11 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,077 Underlying: Common · 12,728 shares Expires 2018-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F5 · derivative.exercise_date: Options for the purchase of 25,386 shares of common stock were granted to Mr. Herman on January 21, 2008, which grant has previously been reported. The partial exercise of these options for the purchase of 12,658 shares has previously been reported. Of the remaining options, options for the purchase of 858 shares vested on January 15 of each of 2009, 2010 and 2011 and options for the purchase of 5,077 shares vested on January 15, 2012 and options for the purchase of 5,077 shares will vest on January 15, 2013. F5 · derivative.underlying_shares: Options for the purchase of 25,386 shares of common stock were granted to Mr. Herman on January 21, 2008, which grant has previously been reported. The partial exercise of these options for the purchase of 12,658 shares has previously been reported. Of the remaining options, options for the purchase of 858 shares vested on January 15 of each of 2009, 2010 and 2011 and options for the purchase of 5,077 shares vested on January 15, 2012 and options for the purchase of 5,077 shares will vest on January 15, 2013. Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 18:16 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 1,867 | $0.00 Strike: $45.73 | $0.00 |
DisclosureSEC source: 0001209191-12-054242 · doc4.xml · derivative · entry 10 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,667 Underlying: Common · 4,534 shares Expires 2017-01-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F4 · derivative.exercise_date: Options for the purchase of 11,279 shares of common stock were granted to Mr. Herman January 22, 2007, which grant has previously been reported. The partial exercise of these options for the purchase of 6,745 shares has previously been reported. Of the remaining options, options for the purchase of 570 shares vested on January 15 of each of 2008, 2009 and 2010, options for the purchase of 569 shares vested on January 15, 2011 and options for the purchase of 2,255 shares vested on January 15, 2012. F4 · derivative.underlying_shares: Options for the purchase of 11,279 shares of common stock were granted to Mr. Herman January 22, 2007, which grant has previously been reported. The partial exercise of these options for the purchase of 6,745 shares has previously been reported. Of the remaining options, options for the purchase of 570 shares vested on January 15 of each of 2008, 2009 and 2010, options for the purchase of 569 shares vested on January 15, 2011 and options for the purchase of 2,255 shares vested on January 15, 2012. Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 18:16 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 834 | $0.00 Strike: $36.50 | $0.00 |
DisclosureSEC source: 0001209191-12-054242 · doc4.xml · derivative · entry 9 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,249 Underlying: Common · 2,083 shares Expires 2016-01-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · price: The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F2 · derivative.exercise_date: Options for the purchase of 10,684 shares of common stock were granted to Mr. Herman on January 23, 2006, which grant has previously been reported. The partial exercise of these options for the purchase of 8,601 shares has previously been reported. Of the remaining options, options for the purchase of 417 shares vested on January 15 of each of 2007, 2008 and 2009 and options for purchase of 416 shares vested on January 15 of each of 2010 and 2011. F2 · derivative.underlying_shares: Options for the purchase of 10,684 shares of common stock were granted to Mr. Herman on January 23, 2006, which grant has previously been reported. The partial exercise of these options for the purchase of 8,601 shares has previously been reported. Of the remaining options, options for the purchase of 417 shares vested on January 15 of each of 2007, 2008 and 2009 and options for purchase of 416 shares vested on January 15 of each of 2010 and 2011. Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 18:16 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 26,989 | $60.42 | $1,630,556.63 |
DisclosureSEC source: 0001209191-12-054242 · doc4.xml · nonDerivative · entry 7 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 39,150 Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 18:16 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 3,995 | $49.17 | $196,434.15 |
DisclosureSEC source: 0001209191-12-054242 · doc4.xml · nonDerivative · entry 6 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,139 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 18:16 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 4,755 | $43.29 | $205,843.95 |
DisclosureSEC source: 0001209191-12-054242 · doc4.xml · nonDerivative · entry 5 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,144 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 18:16 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 7,887 | $37.00 | $291,819.00 |
DisclosureSEC source: 0001209191-12-054242 · doc4.xml · nonDerivative · entry 4 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 57,389 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 21, 2012 Filed Nov 21, 2012 18:16 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 7,651 | $40.83 | $312,390.33 |
DisclosureSEC source: 0001209191-12-054242 · doc4.xml · nonDerivative · entry 3 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,502 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.