Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Janus Living, Inc.JAN · Entity 3548 | Director | March 23, 2026 | March 24, 2026 |
| WELLTOWER INC.HCN · Entity 2853 | EVP/Pres, Srs. Hous/Post Acute | June 10, 2015 | June 12, 2015 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Janus Living, Inc.
Report date March 23, 2026 · Filed March 24, 2026
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A-1 Common StockSEC Table I · non-derivative | Direct | 2,500 |
Reported balance
After 2026-03-23 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2026-03-23 · Grant · Acquired 2,500 · Balance 2,500 F1: Represents the grant of vested shares in connection with the Issuer's initial public offering of Class A-1 Common Stock ("IPO"). |
| Class A-1 Common StockSEC Table I · non-derivative | Direct | 7,500 |
Reported balance
After 2026-03-23 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2026-03-23 · Grant · Acquired 5,000 · Balance 7,500 F2: Represents the grant of restricted stock units ("RSU's") as annual equity compensation for service as a director of the Issuer. The RSUs convert on a one-for one basis into shares of Class A-1 Common Stock upon vesting, and vest in full on the earliest of the first anniversary of the grant date, the date of the Company's annual meeting of stockholders following the grant date, or the termination of the director's service due to death or disability. |
| Class A-1 Common StockSEC Table I · non-derivative | Direct | 13,000 |
Reported balance
After 2026-03-23 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2026-03-23 · Purchase · Acquired 5,500 · Balance 13,000 F3: Represents shares purchased from the underwriters in the IPO. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the grant of vested shares in connection with the Issuer's initial public offering of Class A-1 Common Stock ("IPO").
F2: Represents the grant of restricted stock units ("RSU's") as annual equity compensation for service as a director of the Issuer. The RSUs convert on a one-for one basis into shares of Class A-1 Common Stock upon vesting, and vest in full on the earliest of the first anniversary of the grant date, the date of the Company's annual meeting of stockholders following the grant date, or the termination of the director's service due to death or disability.
F3: Represents shares purchased from the underwriters in the IPO.
WELLTOWER INC.
Report date June 10, 2015 · Filed June 12, 2015
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 41,883 |
Reported balance
After 2015-06-10 transaction · row 1
1 source rowRow 1 · 2015-06-10 · Sale · Disposed 1,000 · Balance 41,883 F1: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2014. |
| Common StockSEC Table I · non-derivative | IndirectLLC | 45,608 |
Reported balance
Holding disclosure · report date 2015-06-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 45,608 F2: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. |
Filing footnotes · ownership attribution and instrument terms
F1: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2014.
F2: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 23, 2026 Filed Mar 24, 2026 17:14 UTC | Janus Living, Inc. JAN · Entity 3548 | PurchaseClass A-1 Common Stock | 5,500 | $20.00 | $110,000.00 |
DisclosureSEC source: 0001104659-26-033941 · tm269649-1_4seq1.xml · nonDerivative · entry 3 HERMAN CHARLES J JR · CIK 0001242823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,000 F3 · kind: Represents shares purchased from the underwriters in the IPO. F3 · price: Represents shares purchased from the underwriters in the IPO. Read SEC document |
| March 23, 2026 Filed Mar 24, 2026 17:14 UTC | Janus Living, Inc. JAN · Entity 3548 | GrantClass A-1 Common Stock | 5,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-033941 · tm269649-1_4seq1.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,500 F2 · security: Represents the grant of restricted stock units ("RSU's") as annual equity compensation for service as a director of the Issuer. The RSUs convert on a one-for one basis into shares of Class A-1 Common Stock upon vesting, and vest in full on the earliest of the first anniversary of the grant date, the date of the Company's annual meeting of stockholders following the grant date, or the termination of the director's service due to death or disability. F2 · kind: Represents the grant of restricted stock units ("RSU's") as annual equity compensation for service as a director of the Issuer. The RSUs convert on a one-for one basis into shares of Class A-1 Common Stock upon vesting, and vest in full on the earliest of the first anniversary of the grant date, the date of the Company's annual meeting of stockholders following the grant date, or the termination of the director's service due to death or disability. Read SEC document |
| March 23, 2026 Filed Mar 24, 2026 17:14 UTC | Janus Living, Inc. JAN · Entity 3548 | GrantClass A-1 Common Stock | 2,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-26-033941 · tm269649-1_4seq1.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,500 F1 · kind: Represents the grant of vested shares in connection with the Issuer's initial public offering of Class A-1 Common Stock ("IPO"). Read SEC document |
| June 10, 2015 Filed Jun 12, 2015 20:04 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 1,000 | $67.77 | $67,770.00 |
DisclosureSEC source: 0001209191-15-052732 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,883 F1 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2014. Read SEC document |
| May 11, 2015 Filed May 12, 2015 20:24 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 1,000 | $71.95 | $71,950.00 |
DisclosureSEC source: 0001209191-15-041660 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 42,883 F1 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2014. Read SEC document |
| April 10, 2015 Filed Apr 14, 2015 20:07 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 1,000 | $76.90 | $76,900.00 |
DisclosureSEC source: 0001209191-15-033974 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,883 F1 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2014. Read SEC document |
| March 10, 2015 Filed Mar 11, 2015 20:08 UTC | WELLTOWER INC. HCN · Entity 2853 | OtherCommon Stock | 13,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-025160 · doc4.xml · nonDerivative · entry 3 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 45,608 F2 · price: The shares were transferred by Mr. Herman to the Ohio limited liability company described in footnote 3. No amount was paid in connection with this transfer. F3 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| March 10, 2015 Filed Mar 11, 2015 20:08 UTC | WELLTOWER INC. HCN · Entity 2853 | OtherCommon Stock | 13,361 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-025160 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,883 F2 · price: The shares were transferred by Mr. Herman to the Ohio limited liability company described in footnote 3. No amount was paid in connection with this transfer. Read SEC document |
| March 10, 2015 Filed Mar 11, 2015 20:08 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 1,000 | $74.21 | $74,210.00 |
DisclosureSEC source: 0001209191-15-025160 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,244 F1 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2014. Read SEC document |
| February 10, 2015 Filed Feb 11, 2015 22:08 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 1,000 | $76.97 | $76,970.00 |
DisclosureSEC source: 0001209191-15-012041 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,244 F1 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2014. Read SEC document |
| February 05, 2015 Filed Feb 9, 2015 21:11 UTC | WELLTOWER INC. HCN · Entity 2853 | Tax withholdingCommon Stock | 1,421 | $81.63 | $115,996.23 |
DisclosureSEC source: 0001209191-15-010799 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,244 Read SEC document |
| February 05, 2015 Filed Feb 9, 2015 21:11 UTC | WELLTOWER INC. HCN · Entity 2853 | GrantCommon Stock | 11,729 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-010799 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,665 F1 · price: The shares were granted without cash consideration as shares of restricted stock under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Read SEC document |
| January 31, 2015 Filed Feb 3, 2015 20:03 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionDeferred Stock Units · Derivative | 4,797 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-008655 · doc4.xml · derivative · entry 4 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,594 Underlying: Common · 4,797 shares Expires 2015-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in four installments with 4,797 units having vested on January 31 of each of 2012 and 2015 and 4,797 units vesting on January 31 of each of 2016 and 2017. F4 · price: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in four installments with 4,797 units having vested on January 31 of each of 2012 and 2015 and 4,797 units vesting on January 31 of each of 2016 and 2017. F4 · derivative.exercise_date: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in four installments with 4,797 units having vested on January 31 of each of 2012 and 2015 and 4,797 units vesting on January 31 of each of 2016 and 2017. F4 · derivative.expiration_date: These deferred stock units were granted without cash consideration on January 26, 2012 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Each deferred stock unit represents a right to receive one share of common stock of Health Care REIT, Inc. at the time of vesting of the unit. These deferred stock units vest in four installments with 4,797 units having vested on January 31 of each of 2012 and 2015 and 4,797 units vesting on January 31 of each of 2016 and 2017. F1 · derivative.underlying_shares: The reported transaction was a vesting of 4,797 deferred stock units on January 31, 2015, resulting in the issuance of 4,797 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance. Read SEC document |
| January 31, 2015 Filed Feb 3, 2015 20:03 UTC | WELLTOWER INC. HCN · Entity 2853 | Tax withholdingCommon Stock | 2,324 | $81.95 | $190,451.80 |
DisclosureSEC source: 0001209191-15-008655 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,936 F2 · shares: Tax withholding in shares of common stock on 4,797 deferred stock units granted on January 26, 2012, which grant vested on January 31, 2015. Read SEC document |
| January 31, 2015 Filed Feb 3, 2015 20:03 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 4,797 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-008655 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,260 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The reported transaction was a vesting of 4,797 deferred stock units on January 31, 2015, resulting in the issuance of 4,797 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance. F1 · price: The reported transaction was a vesting of 4,797 deferred stock units on January 31, 2015, resulting in the issuance of 4,797 shares of common stock. No amount was payable in connection with the vesting or the common stock issuance. Read SEC document |
| January 16, 2015 Filed Jan 20, 2015 22:02 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy · Derivative | 7,988 | $0.00 Strike: $49.17 | $0.00 |
DisclosureSEC source: 0001209191-15-005156 · doc4.xml · derivative · entry 9 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,994 Underlying: Common · 11,982 shares Expires 2021-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F7 · derivative.exercise_date: Options for the purchase of 19,971 shares of common stock were granted to Mr. Herman on January 27, 2011, which grant has previously been reported. The partial exercise of these options for the purchase of 7,989 shares has previously been reported. Of the remaining options, options for the purchase of 3,994 shares vested on January 15 of each of 2014 and 2015 and options for the purchase of 3,994 shares will vest on January 15, 2016. F7 · derivative.underlying_shares: Options for the purchase of 19,971 shares of common stock were granted to Mr. Herman on January 27, 2011, which grant has previously been reported. The partial exercise of these options for the purchase of 7,989 shares has previously been reported. Of the remaining options, options for the purchase of 3,994 shares vested on January 15 of each of 2014 and 2015 and options for the purchase of 3,994 shares will vest on January 15, 2016. Read SEC document |
| January 16, 2015 Filed Jan 20, 2015 22:02 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 7,200 | $0.00 Strike: $43.29 | $0.00 |
DisclosureSEC source: 0001209191-15-005156 · doc4.xml · derivative · entry 8 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,310 Underlying: Common · 9,510 shares Expires 2020-01-28 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · price: The options were granted under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F5 · derivative.exercise_date: Options for the purchase of 23,776 shares of common stock were granted to Mr. Herman on January 28, 2010, which grant has previously been reported. The partial exercise of these options for the purchase of 14,266 shares has previsouly been reported. Of the remaining options, options for the purchase of 4,755 shares vested on January 15 of each of 2014 and 2015. F5 · derivative.underlying_shares: Options for the purchase of 23,776 shares of common stock were granted to Mr. Herman on January 28, 2010, which grant has previously been reported. The partial exercise of these options for the purchase of 14,266 shares has previsouly been reported. Of the remaining options, options for the purchase of 4,755 shares vested on January 15 of each of 2014 and 2015. Read SEC document |
| January 16, 2015 Filed Jan 20, 2015 22:02 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 5,184 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0001209191-15-005156 · doc4.xml · derivative · entry 7 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 5,184 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F3 · derivative.exercise_date: Options for the purchase of 39,434 shares of common stock at $37.00 per share were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 34,250 shares has previously been reported. Of the remaining options, options for the purchase of 5,184 shares vested on January 15, 2014. F3 · derivative.underlying_shares: Options for the purchase of 39,434 shares of common stock at $37.00 per share were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 34,250 shares has previously been reported. Of the remaining options, options for the purchase of 5,184 shares vested on January 15, 2014. Read SEC document |
| January 16, 2015 Filed Jan 20, 2015 22:02 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 20,372 | $83.27 | $1,696,319.40 |
DisclosureSEC source: 0001209191-15-005156 · doc4.xml · nonDerivative · entry 5 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,463 F1 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2014. Read SEC document |
| January 16, 2015 Filed Jan 20, 2015 22:02 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 7,988 | $49.17 | $392,769.96 |
DisclosureSEC source: 0001209191-15-005156 · doc4.xml · nonDerivative · entry 4 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,835 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2015 Filed Jan 20, 2015 22:02 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 7,200 | $43.29 | $311,688.00 |
DisclosureSEC source: 0001209191-15-005156 · doc4.xml · nonDerivative · entry 3 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,847 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 16, 2015 Filed Jan 20, 2015 22:02 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 5,184 | $37.00 | $191,808.00 |
DisclosureSEC source: 0001209191-15-005156 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,647 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 15, 2015 Filed Jan 20, 2015 22:02 UTC | WELLTOWER INC. HCN · Entity 2853 | Tax withholdingCommon Stock | 5,512 | $83.17 | $458,433.04 |
DisclosureSEC source: 0001209191-15-005156 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,463 Read SEC document |
| January 12, 2015 Filed Jan 14, 2015 21:14 UTC | WELLTOWER INC. HCN · Entity 2853 | OtherCommon Stock | 5,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-004191 · doc4.xml · nonDerivative · entry 3 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 32,247 F2 · price: The shares were transferred by Mr. Herman to the Ohio limited liability company described in footnote 3. No amount was paid in connection with this transfer. F3 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| January 12, 2015 Filed Jan 14, 2015 21:14 UTC | WELLTOWER INC. HCN · Entity 2853 | OtherCommon Stock | 5,151 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-15-004191 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 52,975 F2 · price: The shares were transferred by Mr. Herman to the Ohio limited liability company described in footnote 3. No amount was paid in connection with this transfer. Read SEC document |
| January 12, 2015 Filed Jan 14, 2015 21:14 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 1,000 | $79.76 | $79,760.00 |
DisclosureSEC source: 0001209191-15-004191 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,126 F1 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 16, 2014. Read SEC document |
| December 10, 2014 Filed Dec 12, 2014 21:13 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 2,702 | $0.00 Strike: $37.00 | $0.00 |
DisclosureSEC source: 0001209191-14-074968 · doc4.xml · derivative · entry 7 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,184 Underlying: Common · 7,886 shares Expires 2019-01-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F6 · derivative.exercise_date: Options for the purchase of 39,434 shares of common stock at $37.00 per share were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 31,548 shares has previously been reported. Of the remaining options, options for the purchase of 7,886 shares vested on January 15, 2014. F6 · derivative.underlying_shares: Options for the purchase of 39,434 shares of common stock at $37.00 per share were granted to Mr. Herman on January 29, 2009, which grant has previously been reported. The partial exercise of these options for the purchase of 31,548 shares has previously been reported. Of the remaining options, options for the purchase of 7,886 shares vested on January 15, 2014. Read SEC document |
| December 10, 2014 Filed Dec 12, 2014 21:13 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionOption (Right to Buy) · Derivative | 2,449 | $0.00 Strike: $40.83 | $0.00 |
DisclosureSEC source: 0001209191-14-074968 · doc4.xml · derivative · entry 6 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common · 2,449 shares Expires 2018-01-21 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: The options were granted under the Health Care REIT, Inc. 2005 Long-Term Incentive Plan and had no acquisition price. F4 · derivative.exercise_date: Options for the purchase of 25,386 shares of common stock at $40.83 per share were granted to Mr. Herman on January 21, 2008, which grant has previously been reported. The partial exercise of these options for the purchase of 22,937 shares has previously been reported. Of the remaining options, options for the purchase of 2,449 shares vested on January 15, 2013. F4 · derivative.underlying_shares: Options for the purchase of 25,386 shares of common stock at $40.83 per share were granted to Mr. Herman on January 21, 2008, which grant has previously been reported. The partial exercise of these options for the purchase of 22,937 shares has previously been reported. Of the remaining options, options for the purchase of 2,449 shares vested on January 15, 2013. Read SEC document |
| December 10, 2014 Filed Dec 12, 2014 21:13 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 2,702 | $37.00 | $99,974.00 |
DisclosureSEC source: 0001209191-14-074968 · doc4.xml · nonDerivative · entry 5 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 59,126 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2014 Filed Dec 12, 2014 21:13 UTC | WELLTOWER INC. HCN · Entity 2853 | Exercise / conversionCommon Stock | 2,449 | $40.83 | $99,992.67 |
DisclosureSEC source: 0001209191-14-074968 · doc4.xml · nonDerivative · entry 4 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,424 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 10, 2014 Filed Dec 12, 2014 21:13 UTC | WELLTOWER INC. HCN · Entity 2853 | OtherCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-074968 · doc4.xml · nonDerivative · entry 3 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,975 F3 · price: The shares were transferred from the Ohio limited liability company described in footnote 2 to the individual account of Charles J. Herman, Jr. No amount was paid in connection with this transfer. Read SEC document |
| December 10, 2014 Filed Dec 12, 2014 21:13 UTC | WELLTOWER INC. HCN · Entity 2853 | OtherCommon Stock | 12,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-074968 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 27,096 F3 · price: The shares were transferred from the Ohio limited liability company described in footnote 2 to the individual account of Charles J. Herman, Jr. No amount was paid in connection with this transfer. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| December 10, 2014 Filed Dec 12, 2014 21:13 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 1,000 | $76.03 | $76,026.50 |
DisclosureSEC source: 0001209191-14-074968 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 39,096 F1 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 20, 2013. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| December 08, 2014 Filed Dec 10, 2014 21:07 UTC | WELLTOWER INC. HCN · Entity 2853 | GiftCommon Stock | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-074159 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 40,096 F1 · price: The securities were gifted and had no disposition or acquisition price. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| November 10, 2014 Filed Nov 12, 2014 21:10 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 1,000 | $70.89 | $70,886.70 |
DisclosureSEC source: 0001209191-14-068058 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 41,096 F1 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 20, 2013. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| October 10, 2014 Filed Oct 14, 2014 20:28 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 1,000 | $66.46 | $66,463.50 |
DisclosureSEC source: 0001209191-14-063097 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 42,096 F1 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 20, 2013. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| September 10, 2014 Filed Sep 11, 2014 15:37 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 1,000 | $66.36 | $66,362.00 |
DisclosureSEC source: 0001209191-14-057442 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 43,096 F1 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 20, 2013. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| August 11, 2014 Filed Aug 12, 2014 21:02 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 1,000 | $63.28 | $63,281.00 |
DisclosureSEC source: 0001209191-14-051894 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP/Pres, Srs. Hous/Post Acute 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 44,096 F1 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 20, 2013. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| July 10, 2014 Filed Jul 11, 2014 20:01 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 1,000 | $63.00 | $63,000.00 |
DisclosureSEC source: 0001209191-14-046764 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 45,096 F1 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 20, 2013. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| June 10, 2014 Filed Jun 11, 2014 20:08 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 1,000 | $63.03 | $63,026.00 |
DisclosureSEC source: 0001209191-14-040548 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 46,096 F1 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 20, 2013. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| May 12, 2014 Filed May 14, 2014 20:15 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 1,000 | $64.11 | $64,111.20 |
DisclosureSEC source: 0001209191-14-033693 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 47,096 F1 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 20, 2013. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| April 29, 2014 Filed Apr 30, 2014 20:50 UTC | WELLTOWER INC. HCN · Entity 2853 | OtherCommon Stock | 12,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-029914 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 52,096 F1 · price: The shares were transferred by Mr. Herman to the Ohio limited liability company described in footnote 2. No amount was paid in connection with this transfer. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| April 29, 2014 Filed Apr 30, 2014 20:50 UTC | WELLTOWER INC. HCN · Entity 2853 | OtherCommon Stock | 12,490 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-029914 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 41,975 F1 · price: The shares were transferred by Mr. Herman to the Ohio limited liability company described in footnote 2. No amount was paid in connection with this transfer. Read SEC document |
| April 28, 2014 Filed Apr 30, 2014 20:50 UTC | WELLTOWER INC. HCN · Entity 2853 | SaleCommon Stock | 4,000 | $63.00 | $252,000.00 |
DisclosureSEC source: 0001209191-14-029914 · doc4.xml · nonDerivative · entry 3 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 48,096 F3 · kind: The shares covered by this Form 4 have been sold pursuant to a Rule 10b5-1 Sales Plan dated December 20, 2013. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
| February 06, 2014 Filed Feb 10, 2014 21:50 UTC | WELLTOWER INC. HCN · Entity 2853 | Tax withholdingCommon Stock | 1,044 | $56.28 | $58,756.32 |
DisclosureSEC source: 0001209191-14-008714 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,465 Read SEC document |
| February 06, 2014 Filed Feb 10, 2014 21:50 UTC | WELLTOWER INC. HCN · Entity 2853 | GrantCommon Stock | 9,360 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-008714 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 55,509 F1 · price: The shares were granted without cash consideration as shares of restricted stock under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. Read SEC document |
| January 31, 2014 Filed Feb 4, 2014 20:43 UTC | WELLTOWER INC. HCN · Entity 2853 | Tax withholdingCommon Stock | 573 | $57.92 | $33,188.16 |
DisclosureSEC source: 0001209191-14-006939 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,149 F2 · shares: Tax withholding in shares of common stock on 1,695 performance shares granted on January 27, 2011, which grant vested on January 31, 2014. Read SEC document |
| January 31, 2014 Filed Feb 4, 2014 20:43 UTC | WELLTOWER INC. HCN · Entity 2853 | GrantCommon Stock | 1,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-14-006939 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,722 F1 · shares: The reported transaction was the satisfaction of a performance contingency applicable to 1,695 performance shares granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. No amount was payable in connection with the vesting or the common stock issuance. F1 · price: The reported transaction was the satisfaction of a performance contingency applicable to 1,695 performance shares granted without cash consideration on January 27, 2011 under the Amended and Restated Health Care REIT, Inc. 2005 Long-Term Incentive Plan. No amount was payable in connection with the vesting or the common stock issuance. Read SEC document |
| January 15, 2014 Filed Jan 17, 2014 20:34 UTC | WELLTOWER INC. HCN · Entity 2853 | Tax withholdingCommon Stock | 5,276 | $55.55 | $293,081.80 |
DisclosureSEC source: 0001209191-14-003696 · doc4.xml · nonDerivative · entry 1 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 45,027 Read SEC document |
| December 23, 2013 Filed Dec 23, 2013 20:22 UTC | WELLTOWER INC. HCN · Entity 2853 | GiftCommon Stock | 1,800 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-13-058396 · doc4.xml · nonDerivative · entry 2 HERMAN CHARLES J JR · CIK 0001242823 · EVP & Chief Investment Officer 10b5-1 filing: Not disclosed Ownership: Indirect · LLC Disclosed balance after: 39,606 F1 · price: The securities were gifted and had no disposition or acquisition price. F2 · ownership.nature: The shares are held by an Ohio limited liability company for which the reporting person is the sole manager and, as trustee for a revocable trust of the reporting person, the sole member. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.